1,279 Compliance Jobs

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Compliance Assistant

Compliance Assistant

5 days ago by Qube recruitment

We are looking for a multi skilled person to join a busy payroll company based on Medway City Estate, Rochester. This person must be able to work to deadlines and have impeccable customer service skills. We are keen to work with someone who has indus...

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Compliance Officer

Compliance Officer

A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Compliance Analyst

Compliance Analyst

Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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Compliance Manager

Compliance Manager

29 April by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Compliance Executive

Compliance Executive

We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in ...

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Compliance Executive

Compliance Executive

Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winnin...

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Compliance Administrator

Compliance Administrator

Position : Compliance Administrator Location : Horsham, West Sussex Minimum Requirements : Previous experience within an financial services administration role ideal; Good I.T. skills required; Strong communication skills Salary/package : Up to 26,00...

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Compliance Consultant

Compliance Consultant

Compliance Consultant Location: Liverpool/office-based position with flexible hours Salary/Package : Up to 40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protection...

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Compliance Consultant

Compliance Consultant

25 October by Vision-FS Recruitment

Our client is a leading financial wellbeing and retirement specialist, working with hundreds of businesses across the private and public sector by offering their staff financial education, guidance and regulated financial advice. As the company conti...

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Compliance Specialist

Compliance Specialist

Compliance Specialist - SIPP Location | Sale SALARY | 26,000 - 32,000 NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Awa...

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Compliance Manager

Compliance Manager

Compliance Manager This is part-time role as a very successful solicitors firm based in Mayfair London W1. 3 days a week Pro rata salary of 90,000 Compliance Manager Our client is looking for an experienced individual who possess a strong background ...

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Compliance Manager

Compliance Manager

22 April by Recruit UK

Job Title: Compliance Manager Industry: Financial Planning Locatio: Gloucester Salary: 45,000 - 50,000 (negotiable for right candidate) Job Reference: 9015 Job Description: Recruit UK are working on an exciting opportunity for a Compliance Manager to...

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Compliance Manager

Compliance Manager

22 April by Recruit UK

Job Title: Compliance Manager Industry: Financial Planning Location: Worcester Salary: 45,000 - 50,000 (negotiable for right candidate) Job Reference: 9015 Job Description: Recruit UK are working on an exciting opportunity for a Compliance Manager to...

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Compliance Executive

Compliance Executive

My client is seeking an experienced compliance executive. As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA. Your expertise will contribute to th...

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Compliance Analyst

Compliance Analyst

35 Hour week Annual Bonus Training Academy Collaborative work environment The Burford Recruitment Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a ...

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Compliance Supervisor

Compliance Supervisor

16 May by Reed

Reed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham. The successful candidate will assist with creatin...

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Compliance Supervisor

Compliance Supervisor

16 May by Reed

Reed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham. The successful candidate will assist with creatin...

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Compliance Supervisor

Compliance Supervisor

16 May by Reed

Reed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham. The successful candidate will assist with creatin...

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Compliance Analyst

Compliance Analyst

Yesterday by london works

Salary: 35k Per Annum Hybrid: x2 office based, x3 home based Location: London Must have experience in Insurance Overview of the role As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging a...

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Compliance Consultant

Compliance Consultant

Our client A Liverpool based financial advice / wealth management firm. The Role The Compliance Consultant role is to ensure the business is acting professionally and in accordance with regulation and internal procedures. As a Compliance Consultant, ...

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Compliance Executive

Compliance Executive

8 May by Foster Denovo

About Us Foster Denovo currently boast over 120 Financial Advisers supported by around 250 employees across eight Foster Denovo offices throughout the UK. We have the scale and resource to provide exceptional advice and service to our clients, advise...

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Compliance Officer

Compliance Officer

Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their ...

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Head of Compliance

Head of Compliance

13 May by MERJE Ltd

MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...

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Director of Compliance

Director of Compliance

We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office The ideal candidate will be responsible for leading the compliance function of their UK operations, including conduc...

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