42 Compliance Jobs in Woking

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Compliance Office

Compliance Office

A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA File reviewer. The role is home based with occupational IFA visits required. Typical responsibilities: Review suitability reports to ensure tha...

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Compliance Officer

Compliance Officer

1 week ago by eFinancialCareers

Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Regulatory Compliance Analyst

Regulatory Compliance Analyst

23 May by ARC

Job Title/Location: Regulatory Compliance Analyst, Surrey/SW London WFH Salary: To 35,000 bonus pension free parking ICA, ACAMS, CISI study support Office/WFH: Office based 1 day per week, the rest is WFH once training completed Requirements: Recent ...

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IFA Support

IFA Support

22 April by Ortus PSR

We are seeking a highly motivated and organised individual to join a team as an Independent Financial Advisor (IFA) Support Associate. In this role, you will play a crucial part in supporting their Independent Financial Advisors in delivering excepti...

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Risk Manager

Risk Manager

Job Overview : As a Risk Manager, you will play a crucial role in supporting the Head of Risk in implementing and maintaining the risk management framework, fostering a culture of risk, while ensuring compliance with industry standards, regulations a...

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IFA Administrator

IFA Administrator

IFA Administrator Lloyd Recruitment Services are delighted to be recruiting on behalf of a well established and highly reputed Independent Financial Advisers that specialise in providing comprehensive financial planning and investment management serv...

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Graduate Opportunity

Graduate Opportunity

18 April by Faith Recruitment

Graduate Opportunity Weybridge 24,000 Are you a recent graduate seeking your first step on a professional services environment? My client is seeking a dynamic, hardworking graduate with fantastic communication skills and a great attention to detail i...

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Financial Advisor

Financial Advisor

15 May by Reed

Reed Specialist Recruitment are proud to be representing one of the UK's largest financial networks, who are looking for a new Financial Advisor to help service their clients directly, working out of their head-office in Horsham. Main Duties and Resp...

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Mortgage Underwriter

Mortgage Underwriter

We are seeking experienced Mortgage Underwriters to join a super client based in Surrey. You will be working within the BTL market and applicants must have strong experience within complex and portfolio BTL, Ltd Company, SPV etc. You will be tasked w...

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Mortgage Underwriter

Mortgage Underwriter

We are seeking experienced Mortgage Underwriters to join a super client based in Surrey. You will be working within the BTL market and applicants must have strong experience within complex and portfolio BTL, Ltd Company, SPV etc. You will be tasked w...

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Credit Underwriter

Credit Underwriter

Credit Underwriter - Asset Finance South East To 75,000 with very attractive bonus and benefits Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit ...

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Pensions Technical Lead

Pensions Technical Lead

17 May by Alexander Lloyd

On behalf of one of our clients, here at Alexander Lloyd, we are looking for a Pensions Technical Lead to join a public sector organisation. This position is very interesting as it isn't your typical pensions role as you will be working across an arr...

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Invoice & Billing Team Member

Invoice & Billing Team Member

This role is for an Invoice & Billing Team Member within an established industrial / manufacturing organisation located in Addlestone. Client Details The company is an established player in the industrial / manufacturing industry, boasting a workforc...

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Financial Planning Assistant - route to Paraplanner - Guildford - £30-£38k salary plus bonuses

Financial Planning Assistant - route to Paraplanner - Guildford - £30-£38k salary plus bonuses

Our client is a professional Financial Advice firm with over 30 years experience in handling wealth portfolios of high net worth individuals, giving advice on pensions, investments, tax planning, IHT, mortgages and some protections to clients across ...

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Financial Administrator - route to Paraplanner - Windsor - £38k salary plus bonuses

Financial Administrator - route to Paraplanner - Windsor - £38k salary plus bonuses

Our client is a professional Central Berkshire based Financial Advice firm with over 30 years experience in handling wealth portfolios of high net worth individuals, giving advice on pensions, investments, tax planning, IHT, mortgages and some protec...

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Credit Analyst

Credit Analyst

11 May by THC Recruitment

Wholesale Corporate Credit Manager Slough 45k plus 2x cars and great benefits Job Purpose. Reporting directly to the Corporate Credit Senior Manager, the Credit Analyst is a key member of the team responsible for managing credit risk on new and exist...

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There are 42 Compliance jobs within 10 miles of Woking on Reed.co.uk right now.

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