32 Compliance Jobs in Reading

We are working with a highly reputable mortgage network that are looking to appoint two field based Compliance Managers tasked with proactively monitoring network firms and advisers to identify risks. You will be tasked with: Conducting field visits,...

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Our client is a successful and established Equity Release and Mortgage Brokerage and they are looking to expand their self employed Network offering This is a role geared towards self sufficient brokers looking for a new home. They offer all initial ...

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Purpose of the role To provide both clerical and administrative support to ensure the smooth running of the firm. Specifically assisting the firms Financial Planners with day-to-day client management. Skills and knowledge required: Deal with telephon...

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Sales Support Reading (hybrid working) 33,000 to 38,000 plus bonus and benefits Our client is a well established and rapidly growing finance provider offering a broad range of products to their customers. Based in Reading they are looking to recruit ...

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Purpose of the role To provide both clerical and administrative support to ensure the smooth running of the firm. Specifically assisting the firms Financial Planners with day-to-day client management. Skills and knowledge required: Deal with telephon...

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A fantastic opportunity has arisen with a well-established IFA practice for an ambitious individual looking to pursue career either as a Paraplanner or IFA in the future Job Description: Working alongside current paraplanner who is now a qualified IF...

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Are you looking to join a network that puts the results of their Mortgage Advisers first by ensuring they have all the tools available to succeed? This Mortgage Adviser job has full autonomy for you to manage your own diary and balance your work and ...

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Job Overview : As a Risk Manager, you will play a crucial role in supporting the Head of Risk in implementing and maintaining the risk management framework, fostering a culture of risk, while ensuring compliance with industry standards, regulations a...

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We have successfully recruited during 2023 and as the business grows and develops, we now require an additional two Quality Assurance team members to join our wider Legal and Compliance team. We are seeking candidates who have some demonstrable exper...

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Our client is looking for an additional DB Paraplanner to join their team. You will be working alongside the Financial Advisers, preparing and maintaining client files and putting forward recommendations, and reviewing client financial strategy. Spec...

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Group Risk Support Specialist Location : Nationwide Salary : 22,000 - 30,000 (DOE) Benefits My client who are looking for a Customer Support Specialist to join their team who have got experience/knowledge in Group Risk Policies. The ideal candidate w...

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Mortgage Broker (Remote) An excellent opportunity to join an established, medium sized Wealth advisory firm who are based in Berkshire. They are a Whole of Market advisory firm who are directly authorised. The firm is a supportive and established hom...

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A Financial Planning firm located in Marlow, Buckinghamshire are looking to recruit a highly professional and competent individual to join their Paraplanning team. The company provides bespoke Wealth Planning Advice to both established HNW clients an...

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Our client is a professional Central Berkshire based Financial Advice firm with over 30 years experience in handling wealth portfolios of high net worth individuals, giving advice on pensions, investments, tax planning, IHT, mortgages and some protec...

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Wholesale Corporate Credit Manager Slough 45k plus 2x cars and great benefits Job Purpose. Reporting directly to the Corporate Credit Senior Manager, the Credit Analyst is a key member of the team responsible for managing credit risk on new and exist...

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Are you a Mortgage and Protection Adviser looking for a new role that can offer hybrid working? My clients are a Mortgage Advisory business that supports a number of Estate Agency Businesses across the UK, which includes some leading brands. They are...

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An Award-winning Chartered Financial Planning firm located in Marlow, Buckinghamshire are looking to recruit a highly professional and competent individual to join their Paraplanning team. The company provides bespoke Wealth Planning Advice to both e...

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An Award-winning Chartered Financial Planning firm located in Marlow, Buckinghamshire are looking to recruit a highly professional and competent individual to join their Paraplanning team. The company provides bespoke Wealth Planning Advice to both e...

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Job Title: Complaints Specialist PURPOSE SUMMARY: You will be responding to and processing all customer enquiries through the provision and collation of timely and accurate information and the completion of all relevant transactions. Through day to d...

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Wholesale Corporate Credit Manager Slough 45k plus 2x cars and great benefits Job Purpose. Reporting directly to the Corporate Credit Senior Manager, the Corporate credit manager is a key member of the team responsible for managing credit risk on new...

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We are currently recruiting for a boutique wealth planner, asset manager and employee benefits specialist based in Marlow. They are currently looking to recruit a Senior IFA Administrator to join their team. The ideal candidate should have a good und...

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Head of Finance Needed for Leading Academy in Slough Position: Head of Finance Location: Slough Contract: Permanent Salary: Competitive, plus benefits About the Role: We are seeking a dynamic and experienced Head of Finance to join a prestigious acad...

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A fantastic opportunity has arisen with a well-established IFA practice for an ambitious individual looking to pursue career either as a Paraplanner or IFA in the future Job Description: Working alongside current paraplanner who is now a qualified IF...

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Client Services Representative- Farnborough- 29K Job Summary: The Client Services team is the primary point of contact for clients and prospects seeking advice and services. They manage inbound and outbound communications, book appointments for Advis...

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Our client has been providing independent financial advice to individual and corporate clients since 1990’s. Due to on going success require a further senior Paraplanner. This is an amazing opportunity to join a truly dynamic team. Role and Responsib...

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