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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...
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Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical ...
Go to similar: Manager jobs in hampshire
We are working with a highly reputable mortgage network that are looking to appoint two field based Compliance Managers tasked with proactively monitoring network firms and advisers to identify risks. You will be tasked with: Conducting field visits,...
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In a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Risk Assurance activities. Includes... D...
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Your new company A financial services organisation located in Hampshire is actively seeking a Firm Compliance Partner. This is an exciting opportunity to become a part of a team of compliance professionals who will establish a strong and comprehensiv...
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Your new company A financial services organisation located in Hampshire is actively seeking a Firm Compliance Partner. This is an exciting opportunity to become a part of a team of compliance professionals who will establish a strong and comprehensiv...
Go to similar: Partner jobs in hampshire
Technical Compliance Specialist - Ferndown Hybrid - Up to 40,000 What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement legislative changes, ensuring our products meet industry standards. About the company: Our clie...
Basingstoke/Hybrid You will be responsible for helping us consistently deliver an exceptional service that puts the fair treatment of the customer at the heart of the business. As a Senior Complaints officer, you will assist the complaints Team leade...
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TIFFANYS WEALTH MANAGEMENT LTD Financial Services Senior Administrator Position Description Financial Administration including Team Leader/Management duties with a potential to progress into Technical Associate role - Team Leader/Management experienc...
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Reports to: Complaints Team Leader Location: Southampton Central Hours: Full-time (37.5 hours per week) Benefits: Competitive Salary, Pension Scheme, Discretionary Bonus (based on individual and company performance), Life Cover (4x basic salary), 22 ...
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Your new company Are you passionate about risk management, compliance, and ensuring regulatory adherence? A Southampton-based financial services organisation seeks a dedicated, skilled Risk and Compliance Assistant Manager to join their dynamic team..
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We have successfully recruited during 2023 and as the business grows and develops, we now require an additional two Quality Assurance team members to join our wider Legal and Compliance team. We are seeking candidates who have some demonstrable exper...
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IFA Administrator based in Hampshire, competitive basic salary with good benefits Responsibilities: Dealing with new business processing, valuations, illustrations and portfolio research Understanding the Financial Planning process and ensuring compl...
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Our client is looking for an additional DB Paraplanner to join their team. You will be working alongside the Financial Advisers, preparing and maintaining client files and putting forward recommendations, and reviewing client financial strategy. Spec...
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A unique opportunity to make a mark and impact an expanding brokerage Job Title/Location: Administrator, Southampton & WFH Salary: 20,000 - 25,000 Office/WFH: 1-2 days WFH some weeks, other weeks fully office-based (will consider full-time and part-t...
Go to similar: Administrator jobs in hampshire
A unique opportunity to make a mark and impact an expanding brokerage Job Title/Location: Mortgage Administrator, Southampton & WFH Salary: 22,000 - 28,000 Office/WFH: 1-2 days WFH some weeks, other weeks fully office-based (will consider full-time a...
Go to similar: Administrator jobs in hampshire
A unique opportunity to make a mark and impact an expanding brokerage Job Title/Location: Mortgage Administrator, Southampton & WFH Salary: 22,000 - 25,000 Office/WFH: 1-2 days WFH some weeks, other weeks fully office-based (will consider full-time a...
Go to similar: Administrator jobs in hampshire
Dynamite Recruitment are proud to be partnering with a largely successful mortgage brokerage in their growth with recruiting self employed advisors to join the team. What we can offer: Support with Marketing, Compliance, Business Development and Lead...
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Our client is a successful and established Equity Release and Mortgage Brokerage and they are looking to expand their self employed Network offering This is a role geared towards self sufficient brokers looking for a new home. They offer all initial ...
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We are seeking a client services administrator to join a well-established financial services firm based near to Whiteley. You will work closely with the senior paraplanners and financial advisers to support the existing client bank and assist in the ...
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Our client is a successful and established Equity Release and Mortgage Brokerage and they are looking to expand their self employed Network offering This is a role geared towards self sufficient brokers looking for a new home. They offer all initial ...
Go to similar: Broker jobs in hampshire
Are you an experienced Mortgage Adviser looking for a rewarding career opportunity? Where all leads are provided? Are you based near to Southampton? We have the perfect role for you Position: Mortgage Adviser - New Builds Specialist Experience Requir...
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Recruit UK is delighted to announce an opening for a Junior Office Administrator to join thriving and growing Financial Planning firm in Alton. We're in search of an enthusiastic individual, eager to kick-start a career in financial services, with a ...
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My clients a well established financial services company, are seeking to appoint a ACA or ACCA Qualified Assistant Manager with excellent Real Estate experience to join them and to assist the management of day-to-day accounting services in the specif...
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Are you looking to work with a team of highly successful Financial Planners? Is your Niche providing technical administrative support in the servicing of existing and new client business? Do you write high quality suitability reports? Based in Whitel...
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There are 78 Compliance jobs within 10 miles of Hampshire on Reed.co.uk right now.
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