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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...
Go to similar: Officer jobs in hampshire
Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical ...
Go to similar: Manager jobs in hampshire
We are working with a highly reputable mortgage network that are looking to appoint two field based Compliance Managers tasked with proactively monitoring network firms and advisers to identify risks. You will be tasked with: Conducting field visits,...
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Compliance Advice Quality Officer Remote / Home Based Upto 45,000 plus benefits Our client is looking to recruit an experiened individual to join their expanding compliance team, to undertake file reviews to ensure that their business is providing th...
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In a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Risk Assurance activities. Includes... D...
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Your new company A financial services organisation located in Hampshire is actively seeking a Firm Compliance Partner. This is an exciting opportunity to become a part of a team of compliance professionals who will establish a strong and comprehensiv...
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Technical Compliance Specialist (Pensions) - Ferndown Hybrid - Up to 40,000 Are you an expert in modern pensions? Do you have a thorough understanding on pension legislation? What you'll be doing: As the Technical Compliance Specialist, you'll assess...
Your new company Are you passionate about risk management, compliance, and ensuring regulatory adherence? A Southampton-based financial services organisation seeks a dedicated, skilled Risk and Compliance Assistant Manager to join their dynamic team..
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TIFFANYS WEALTH MANAGEMENT LTD Financial Services Senior Administrator Position Description Financial Administration including Team Leader/Management duties with a potential to progress into Technical Associate role - Team Leader/Management experienc...
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Reports to: Complaints Team Leader Location: Southampton Central Hours: Full-time (37.5 hours per week) Benefits: Competitive Salary, Pension Scheme, Discretionary Bonus (based on individual and company performance), Life Cover (4x basic salary), 22 ...
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Are you an experienced Pension Administrator looking to move into a more varied and responsible role and be financially rewarded for your expertise and knowledge? Then this could be the role for you Working with one of the most respected Third Party ...
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We have successfully recruited during 2023 and as the business grows and develops, we now require an additional two Quality Assurance team members to join our wider Legal and Compliance team. We are seeking candidates who have some demonstrable exper...
Go to similar: Financial jobs in hampshire
Our client is looking for an additional DB Paraplanner to join their team. You will be working alongside the Financial Advisers, preparing and maintaining client files and putting forward recommendations, and reviewing client financial strategy. Spec...
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A unique opportunity to make a mark and impact an expanding brokerage Job Title/Location: Administrator, Southampton & WFH Salary: 20,000 - 25,000 Office/WFH: 1-2 days WFH some weeks, other weeks fully office-based (will consider full-time and part-t...
Go to similar: Administrator jobs in hampshire
A unique opportunity to make a mark and impact an expanding brokerage Job Title/Location: Mortgage Administrator, Southampton & WFH Salary: 22,000 - 28,000 Office/WFH: 1-2 days WFH some weeks, other weeks fully office-based (will consider full-time a...
Go to similar: Administrator jobs in hampshire
Dynamite Recruitment are proud to be partnering with a largely successful mortgage brokerage in their growth with recruiting self employed advisors to join the team. What we can offer: Support with Marketing, Compliance, Business Development and Lead...
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Our client is a successful and established Equity Release and Mortgage Brokerage and they are looking to expand their self employed Network offering This is a role geared towards self sufficient brokers looking for a new home. They offer all initial ...
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Our client is a successful and established Equity Release and Mortgage Brokerage and they are looking to expand their self employed Network offering This is a role geared towards self sufficient brokers looking for a new home. They offer all initial ...
Go to similar: Broker jobs in hampshire
Are you an experienced Mortgage Adviser looking for a rewarding career opportunity? Where all leads are provided? Are you based near to Southampton? We have the perfect role for you Position: Mortgage Adviser - New Builds Specialist Experience Requir...
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Recruit UK is delighted to announce an opening for a Junior Office Administrator to join thriving and growing Financial Planning firm in Alton. We're in search of an enthusiastic individual, eager to kick-start a career in financial services, with a ...
Go to similar: Administrator jobs in hampshire
Are you looking to work with a team of highly successful Financial Planners? Is your Niche providing technical administrative support in the servicing of existing and new client business? Do you write high quality suitability reports? Based in Whitel...
Go to similar: Paraplanner jobs in hampshire
Do you have experience in the administration of Defined Benefit pension schemes and are looking to work for an organisation that has consistently evolved and grown in the last couple of years. Do you also want to work for an organisation who is able ...
Go to similar: Consultant jobs in hampshire
Job Title: Second Charge Mortgage Advisor Salary: 27,500 - 35,000 uncapped bonus (OTE 70k ) Location: Fully Remote (Must be based in the UK) About Us: Join the revolution Our award-winning client is a household name, leading the charge in their niche...
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Client Services Representative- Farnborough- 29K Job Summary: The Client Services team is the primary point of contact for clients and prospects seeking advice and services. They manage inbound and outbound communications, book appointments for Advis...
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Paraplanner, (Diploma 4 Qualified) - Salary 38,000- 45,000 DOE Excellent Benefits Based: Home Based or office We are searching for an experienced and professional Holistic Paraplanner to join our market leading Client a large Wealth Management firm w...
Go to similar: Paraplanner jobs in hampshire
There are 68 Compliance jobs within 10 miles of Hampshire on Reed.co.uk right now.
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