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Key Responsibilities: Address inquiries from external parties regarding market activity and internal controls for trading activities. Identify and escalate compliance issues to senior management, and assist in finding solutions. Approve access to con...
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Key Responsibilities Enhance, draft, and maintain policies, procedures, and other compliance-related governance documents Handle Market Soundings from external parties and manage trading restrictions and related activities Develop and deliver complia...
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Responsibilities: Provide subject matter expertise to relevant regulatory, risk, and change governance forums. Drive and assess changes impacting CASS compliance to ensure proactive management. Oversee the operational effectiveness of controls relate...
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Graduate Compliance AML/KYC Consultant About Avantage Reply: Avantage Reply, part of the Reply Group, specialises in Financial Services consulting with a focus on Governance, Risk and Finance Transformation, Treasury and Capital, Quantitative Modelli...
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Job Title/Location: Regulatory Compliance Analyst, Surrey/SW London WFH Salary: To 35,000 bonus pension free parking ICA, ACAMS, CISI study support Office/WFH: Office based 1 day per week, the rest is WFH once training completed Requirements: Recent ...
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Summary 49,500 - 66,000 per annum | 30-35 days’ holiday (pro rata) | 10% in-store discount | Pension scheme Everyone who works at Lidl brings something unique to the table - but we also have a whole lot in common. We’re curious, collaborative and rea...
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Your new company This is a leading International Bank within financial markets, specialising in offering a wide range of banking products and services to customers across the globe. They are currently expanding their Financial Management Department, ...
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Graduate Financial Risk Management Consultant Company Info: Avantage Reply, part of the Reply Group, specialises in Financial Services consulting with a focus on Governance, Risk and Finance Transformation, Treasury and Capital, Quantitative Modellin...
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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
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The Opportunity: Wonderful opportunity to work for a hugely successful, ambitious and innovative investment management boutique that is at the top of its game. This is a genuinely unique opportunity to support so closely and intimately the sales and ...
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TL:DR – Minimum of 5 years’ experience within Client Service (up to ~10 years’ experience) and must have experience within Direct Lending. Please only apply if you meet these hard requirements. Please further note, this is not a sales role and would ...
Who are we? Albourne is an industry leading investment consultant with offices around the globe. Our firm of 600 employees provides advisory services to investors, including institutional investors, financial intermediaries and family offices, on ove...
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Company Description We are Legal & General Investment Management (LGIM), the asset-management arm of Legal & General Group. Our purpose is to create a better future through responsible investing. We strive to achieve this through a strong sense of pa...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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Fund Accountant 18 month Fixed Term Contract We’re hiring Aon are currently recruiting a Fund Accountant to join our team. This is a Hybrid role with some weekly travel to Epsom required. The Fund Accountant will be primarily responsible for NAV over...
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My leading Investment Bank client are looking for a Trade Reporting Specialist to join their Transaction Reporting team within Capital Markets Operations. You will provide strategic direction on the operational controls and analytical tooling surroun...
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Jefferies, the global investment banking firm, has served companies and investors for over 50 years. Headquartered in New York, with offices in over 30 cities around the world, the firm provides clients with capital markets and financial advisory ser...
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Protiviti the global management consulting firm are currently supporting one of their leading Retail Banking clients on high profile definition of default documentation opportunity. This opportunity is to assist our client in addressing critical gaps...
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