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Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instrum...
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Human Capital Partners are partnering with a high growth Fintech business to recruit their Senior Compliance Associate. Our clients risk department is organised around five principal risks (Regulatory Risk, Operational Risk, Financial Crime, Data Pro...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...
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MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a divers...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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Responsibilities: Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business. Evolving the framework of complia...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart con...
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OUR IMPACT This is an exciting opportunity for an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the various firm businesses and divisions...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
Go to similar: Associate jobs in surrey
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
Go to similar: Associate jobs in surrey
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
Go to similar: Associate jobs in surrey
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
Go to similar: Associate jobs in surrey
LAW FIRM CDD/KYC ANALYSTS – 3 YEARS LAW FIRM EXPERIENCE REQUIRED Ref: 4020D 50K - 55K good benefits City of London/ Hybrid Our client, a leading law firm, is recruiting a new analyst to deal with the Firm’s more complex CDD issues, particularly in re...
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OUR IMPACT Compliance, Legal and the Conflicts Resolution Group (CLC) work at the intersection of finance and control functions, enabling the firm to conduct business with the highest level of integrity. The expertise and experience of the three divi...
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TIFFANYS WEALTH MANAGEMENT LTD Financial Services Senior Administrator Position Description Financial Administration including Team Leader/Management duties with a potential to progress into Technical Associate role - Team Leader/Management experienc...
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Corporate Tax Associate Director (Senior Manager) Location: Guildford, GU1 (Hybrid Working) Job Type: Full-time Salary: 70,000 - 90,000 pa (Depending on Experience) Car Allowance: 5,000 pa We are seeking a Corporate Tax Associate Director to join a g...
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Corporate Tax Associate Director (Senior Manager) Location: Guildford, GU1 (Hybrid Working) Job Type: Full-time Salary: 70,000 - 90,000 pa (Depending on Experience) Car Allowance: 5,000 pa We are seeking a Corporate Tax Associate Director to join a g...
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Corporate Tax Associate Director (Senior Manager) Location: Guildford, GU1 (Hybrid Working) Job Type: Full-time Salary: 70,000 - 90,000 pa (Depending on Experience) Car Allowance: 5,000 pa We are seeking a Corporate Tax Associate Director to join a g...
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Corporate Tax Associate Director (Senior Manager) Location: Guildford, GU1 (Hybrid Working) Job Type: Full-time Salary: 70,000 - 90,000 pa (Depending on Experience) Car Allowance: 5,000 pa We are seeking a Corporate Tax Associate Director to join a g...
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Corporate Tax Associate Location: Guildford, GU1 Job Type: Full-time / Hybrid Salary: 30,000- 38,000 (Depending on Experience) We are seeking an experienced Corporate Tax Associate to join our growing tax team. This is an exceptional opportunity for ...
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Corporate Tax Associate Location: Guildford, GU1 Job Type: Full-time / Hybrid Salary: 30,000- 38,000 (Depending on Experience) We are seeking an experienced Corporate Tax Associate to join our growing tax team. This is an exceptional opportunity for ...
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Corporate Tax Associate Director (Senior Manager) Location: Guildford, GU1 (Hybrid Working) Job Type: Full-time Salary: 70,000 - 90,000 pa (Depending on Experience) Car Allowance: 5,000 pa We are seeking a Corporate Tax Associate Director to join a g...
Go to similar: Corporate jobs in surrey
Corporate Tax Associate Location: Guildford, GU1 Job Type: Full-time / Hybrid Salary: 30,000- 38,000 (Depending on Experience) We are seeking an experienced Corporate Tax Associate to join our growing tax team. This is an exceptional opportunity for ...
Go to similar: Corporate jobs in surrey
There are 319 Compliance Associate jobs within 10 miles of Surrey on Reed.co.uk right now.
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