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Financial Law Essentials

CPD Accredited | Free PDF & Hard Copy Certificate included | Free Retake Exam | Lifetime Access

Training Express Ltd

Summary

Price
£12 inc VAT
Study method
Online
Duration
2 hours · Self-paced
Access to content
Lifetime access
Qualification
No formal qualification
CPD
10 CPD hours / points
CPD What's this?
Certificates
  • Digital certificate - Free
  • Hard copy certificate - Free
Additional info
  • Exam(s) / assessment(s) is included in price
  • Tutor is available to students
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Overview

Begin with a comprehensive exploration of the foundations in the Introduction to Finance Law module, laying the groundwork for your expedition. Navigate the intricate web of Securities Regulation, gaining insights into the mechanisms that safeguard financial markets and investments. Progress to Banking Regulation, where you'll unravel the legal frameworks shaping the banking sector and its pivotal role in the economy.

The course extends its reach into Investment Management Regulation, shedding light on the legal intricacies surrounding asset management and financial portfolios. Explore the fascinating realm of Derivatives Regulation, unravelling the legal frameworks governing these sophisticated financial instruments. Dive into the nuances of Consumer Finance Regulation, understanding the legal safeguards in place to protect consumers in financial transactions.

Enrol now to elevate your comprehension of financial law, arming yourself with the knowledge essential for navigating the intricate tapestry of the financial world with confidence and acumen.

Key Features

  • CPD Accredited
  • FREE PDF + Hardcopy certificate
  • Fully online, interactive course
  • Self-paced learning and laptop, tablet and smartphone-friendly
  • 24/7 Learning Assistance
  • Discounts on bulk purchases

Certificates

Digital certificate

Digital certificate - Included

Once you’ve successfully completed your course, you will immediately be sent a FREE digital certificate.

Hard copy certificate

Hard copy certificate - Included

Also, you can have your FREE printed certificate delivered by post (shipping cost £3.99 in the UK).
For all international addresses outside of the United Kingdom, the delivery fee for a hardcopy certificate will be only £10.
Our certifications have no expiry dates, although we do recommend that you renew them every 12 months.

CPD

10 CPD hours / points
Accredited by CPD Quality Standards

Course media

Resources

Description

Course Curriculum

  • Module 01: Introduction to Finance Law
  • Module 02: Securities Regulation
  • Module 03: Banking Regulation
  • Module 04: Investment Management Regulation
  • Module 05: Derivatives Regulation
  • Module 06: Consumer Finance Regulation
  • Module 07: International Finance Law
  • Module 08: Ethics and Compliance in Finance Law

Learning Outcomes:

  • Analyse securities regulations and their impact on financial markets.
  • Evaluate the legal frameworks governing banking and financial institutions.
  • Navigate the complexities of investment management regulations with confidence.
  • Interpret derivatives regulations and their role in risk management.
  • Assess consumer finance regulations for ethical financial practices.
  • Understand international finance law and its implications for global transactions.

Accreditation

This course is CPD Quality Standards (CPD QS) accredited, providing you with up-to-date skills and knowledge and helping you to become more competent and effective in your chosen field.

Certificate

After completing this course, you will get a FREE Digital Certificate from Training Express.

Who is this course for?

  • Legal professionals seeking specialisation in financial law.
  • Finance professionals aiming to deepen their regulatory knowledge.
  • Graduates aspiring to enter the financial legal sector.
  • Compliance officers in financial institutions.
  • Investment analysts desiring legal insights into financial markets.
  • International business professionals dealing with financial transactions.
  • Risk management professionals in the financial industry.
  • Anyone interested in the legal aspects of the finance world.

Career path

  • Financial Law Attorney
  • Compliance Manager in Banking
  • Investment Regulatory Analyst
  • Derivatives Legal Consultant
  • Consumer Finance Adviser
  • International Finance Legal Specialist

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Legal information

This course is advertised on reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.

FAQs

Study method describes the format in which the course will be delivered. At Reed Courses, courses are delivered in a number of ways, including online courses, where the course content can be accessed online remotely, and classroom courses, where courses are delivered in person at a classroom venue.

CPD stands for Continuing Professional Development. If you work in certain professions or for certain companies, your employer may require you to complete a number of CPD hours or points, per year. You can find a range of CPD courses on Reed Courses, many of which can be completed online.

A regulated qualification is delivered by a learning institution which is regulated by a government body. In England, the government body which regulates courses is Ofqual. Ofqual regulated qualifications sit on the Regulated Qualifications Framework (RQF), which can help students understand how different qualifications in different fields compare to each other. The framework also helps students to understand what qualifications they need to progress towards a higher learning goal, such as a university degree or equivalent higher education award.

An endorsed course is a skills based course which has been checked over and approved by an independent awarding body. Endorsed courses are not regulated so do not result in a qualification - however, the student can usually purchase a certificate showing the awarding body's logo if they wish. Certain awarding bodies - such as Quality Licence Scheme and TQUK - have developed endorsement schemes as a way to help students select the best skills based courses for them.
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