The client are a firm of authorised financial advisors with particular expertise in the field of pension and pension investments. They deal direct with their own client base and in addition can provide advice to clients of other professional firms not authorised to work in this specialist field. For instance, they can advise on the creation of SIPP’s for property investment purposes. They are specifically authorised by the FSA to advise and...
The client are a firm of authorised financial advisors with particular expertise in the field of pension and pension investments. They deal direct with their own client base and in addition can provide advice to clients of other professional firms not authorised to work in this specialist field. For instance, they can advise on the creation of SIPP’s for property investment purposes. They are specifically authorised by the FSA to advise and...
Maintenance of Adviser Office ensuring that all event lists and tasks are carried out and completed in line with company policy and procedures Process all Business as directed by the Manager - Client Services in a structured way Assess clients file documentation in accordance with compliance requirements Identify any remedial action that may be required and ensure that the documentation is returned to the Advise...
Good standard of education required. Degree not essential but progress, or desire to progress towards the CII Diploma in Financial Planning would be preferential. Previous experience of working in investment operations is vital, regardless of whether it was obtained at a wealth management firm, asset management company, investment house, custodian or wrap provider. Experience of working with the Pershing Nexus Complete s...
To prepare written advice and provide technical research services to a team of Wealth Advisers, Senior Wealth Advisers, and / or Senior Client Partners. To ensure that the preparation of advice for clients (both internal and external) is of the highest quality and delivered in an efficient manner whilst mitigating any risks to the business and assisting with the achievement of business targets. Strong technical knowledge of financial...
To prepare written advice and provide technical research services to a team of Wealth Advisers, Senior Wealth Advisers, and / or Senior Client Partners. To ensure that the preparation of advice for clients (both internal and external) is of the highest quality and delivered in an efficient manner whilst mitigating any risks to the business and assisting with the achievement of business targets. Strong technical knowledge of financi...
The client are a firm of authorised financial advisor's with particular expertise in the field of pension and pension investments. They deal direct with their own client base and in addition can provide advice to clients of other professional firms not authorised to work in this specialist field. For instance, they can advise on the creation of SIPP’s for property investment purposes. They are specifically authorised by the FSA to advise an...
The client are a firm of authorised financial advisors with particular expertise in the field of pension and pension investments. They deal direct with their own client base and in addition can provide advice to clients of other professional firms not authorised to work in this specialist field. For instance, they can advise on the creation of SIPP’s for property investment purposes. They are specifically authorised by the FSA to advise and...
The client are a firm of authorised financial advisors with particular expertise in the field of pension and pension investments. They deal direct with their own client base and in addition can provide advice to clients of other professional firms not authorised to work in this specialist field. For instance, they can advise on the creation of SIPP’s for property investment purposes. They are specifically authorised by the FSA to advise and...
The client are a firm of authorised financial advisors with particular expertise in the field of pension and pension investments. They deal direct with their own client base and in addition can provide advice to clients of other professional firms not authorised to work in this specialist field. For instance, they can advise on the creation of SIPP’s for property investment purposes. They are specifically authorised by the FSA to advise and...
Must be Diploma level looking to work towards Chartered status, all of the team are diploma qualified and 50% are Chartered and above. Experience in a fee based environment Discretionary management, cash flow modelling and financial planning, analysis of existing investments and able to formulate advice with the Wealth Adviser Looking for stability and sensible/logical career choices on their CV The ro...
