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Date: 5 days ago
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Exeter, Devon
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£25,000 - £32,000 per annum, negotiable
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5 applications
Purpose of Role: Provide Remote Paraplanning support for Financial Advisers. Work with a variety of pension, protection and investment products in order to provide a high quality service to our clients. Duties and Responsibilities: Suitability letters. Pension Reviews and Recommendations. Investment Reviews and Recommendations. Protection Reviews and Rebroking. <...
Our Client a well respected small boutique Wealth Management firm needs an experienced Compliance Manager to head up their compliance function You will be responsible for taking strategic and overall operational responsibility for compliance, audit and training within the Firm in accordance with both regulatory requirements and best practice. To oversee internal and external compliance and regulatory reporting requirements, ens...
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Date: 5 days ago
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Sale, Cheshire
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£18,000 - £21,000 per annum, pro-rata
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7 applications
Our client who are a Regional IFA firm based in Sale are looking for a highly motivated individual to join their team on a maternity contract. Purpose of the role: To provide a high quality administrative support to the Advisers and Clients of the Company To become fully competent and proficient in the use of the systems, equipment and software required to carry out your duties. Key Accou...
Job Purpose: To ensure the smooth running of the various employee benefits for our corporate and individual clients including Group Pension Schemes. Principle Accountabilities: To conduct research and ensure that the most cost effective and appropriate policies are selected at renewal To administer joiners & leavers into schemes To update...
Our Client a progressive Professional services firm with offices throughout the UK, needs an experienced T&C Supervisor to ensure that FM Consultants and Line Managers attain and demonstrate competence for the roles they are performing through the Induction & Training programmes and those individuals remain competent through the on-going supervision and T&C regime, thereby effectively managing risks to clients and the business.<...
Our Client a progressive Professional services firm with offices throughout the UK, needs an experienced T&C Supervisor to ensure that FM Consultants and Line Managers attain and demonstrate competence for the roles they are performing through the Induction & Training programmes and those individuals remain competent through the on-going supervision and T&C regime, thereby effectively managing risks to clients and the business.<...
Our Client a progressive Professional services firm with offices throughout the UK, needs an experienced T&C Supervisor to ensure that FM Consultants and Line Managers attain and demonstrate competence for the roles they are performing through the Induction & Training programmes and those individuals remain competent through the on-going supervision and T&C regime, thereby effectively managing risks to clients and the business. ...
Our client who are a Regional IFA firm based near Basingstoke, they are looking for a highly motivated individual for a newly created position within the company Main Duties and Responsibilities : Complete all compliance administration associated with new business. Ensure new business submitted to the insurance company is fully completed and compliant. Monitor new business progress and chase outstandi...
Purpose of Role: To provide paraplanning services to the financial advisers Responsibilities: Researching the most appropriate product Creating suitability letters Analysing client’s existing products Creating all new business paperwork Adherence to the companies process Producing Truth reports Knowledge and Skills: Knowledge of Wo...
An opportunity has now opened for an experienced Paraplanner to work with a regional IFA firm based in Oldham Your duties will include: Report writing (Life, Pensions and Investments), Comprehensive research in the market place, Work closely with consultants in preparing relevant work. Meet with product providers as and when required. Liaise with clients directly as and when required. Prepare ...
Our Client a progressive Professional services firm with offices throughout the UK, needs an experienced T&C Supervisor to ensure that FM Consultants and Line Managers attain and demonstrate competence for the roles they are performing through the Induction & Training programmes and those individuals remain competent through the on-going supervision and T&C regime, thereby effectively managing risks to clients and the business.<...
Purpose of Role: To provide proactive and efficient administration and general support service to clients, Consultants and other third parties (eg product providers, outsourcing contracts). This client support role is key to the business, in providing full administration support directly to clients and the consultants within the team, ensuring that all new business documentation is accurate and processed in line ...
Our Client is a leading provider of financial education and employee wealth management services in the workplace with an excellent reputation of delivering real results for its clients. They provided a service which helps employees to understand how to maximise the value of their benefits by providing financial education tailored to the needs of individual companies and different employee groups within those companies. This is then supporte...
1 jobs matching this search were posted in the last week
An opportunity has now opened for a well an experience Paraplanner to join the support team of our client who are a Regional IFA firm based in Manchester Your duties will include: Report writing (Life, Pensions and Investments) Comprehensive research in the market place Construct post-sale "suitability letters" for consultant sign off Work closely with consultants in preparing relevant work <p...
Our client who are a Regional IFA firm based in Manchester are looking for a highly motivated individual for a newly created position within the company Main Duties and Responsibilities : Complete all compliance administration associated with new business. Ensure new business submitted to the insurance company is fully completed and compliant. Monitor new business progress and chase outstanding docum...
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Date: 5 days ago
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Bury, Lancashire
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£25,000 - £30,000 per annum, OTE
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9 applications
An opportunity has now opened for a well an experience Paraplanner to join the Financial Services arm of Solicitor practice. Your duties will include: Report writing (Life, Pensions and Investments), Comprehensive research in the market place, Work closely with consultants in preparing relevant work. Meet with product providers as and when required. Liaise with clients directly as and when required.<...
Our Client is a leading provider of financial education and employee wealth management services in the workplace with an excellent reputation of delivering real results for its clients. They provided a service which helps employees to understand how to maximise the value of their benefits by providing financial education tailored to the needs of individual companies and different employee groups within those companies. This is then supporte...
Our Client is a leading provider of financial education and employee wealth management services in the workplace with an excellent reputation of delivering real results for its clients. They provided a service which helps employees to understand how to maximise the value of their benefits by providing financial education tailored to the needs of individual companies and different employee groups within those companies. This is then supporte...
To support the Group Head of Compliance and rest of the Compliance team to ensure that the firm meets its regulatory requirements To take ownership of the Compliance Monitoring Programme ensuring that the Programme remains on schedule throughout the year, reporting progress to the Group Head of Compliance on a monthly basis. To carry out reviews in accordance with the Compliance Monitoring Programme, raising issues where approp...
To manage the Central Advisory Services and Administration Team to agreed performance standards that provide a compliant, quality service to the national Financial Planning Team and clients. To deliver financial advice to clients in accordance with internal/regulatory standards by effective communication, workflow management and record-keeping/database management. To monitor and report to Compliance Officer on the stan...
To assist the Compliance Director/Manager in the implementation and monitoring of regulatory and internal compliance procedures. Job Role Assist the Compliance Director/Manager in providing compliance support to the firm.Assist the Compliance Manager in processing of complaints.Collate and maintain all regulatory logs.Assist the Compliance Manager in production of regulatory returns.Record and maintain T&C records in con...
JOB SUMMARY The provision of a research and back office support facility to consultants/directors CORE COMPETENCIES Ability to assess suitability of prospective candidates according to general and specific criteria Sourcing of new candidates to consultants/directors on a daily basis in an effective format Awareness of current requirements re: candidates in order to make consultants aware sho...
A small and highly reputable boutique Wealth Management firm in the heart of North Yorkshire is looking for a highly motivated individual to work in a busy, thriving financial services business. The role: Arranging and confirming appointments with both new, and existing clients for annual reviews Liaising with clients and companies to obtain full and up to date information regarding their financial plans and circu...
A very successful and ambitious Wealth Management firm is looking for a well qualified Financial Planner to be based in their Brighton office. In return they offer a dynamic and progressive working environment, strong management support, a salary of £40,000 - £50,000 pa (dependent on experience / qualifications etc) plus bonus, and excellent benefits package. Within this role you will: Develop and manage your o...
A small and highly reputable boutique Wealth Management firm in the heart of Merseyside is looking for a highly motivated individual for a newly created position within the company. The role: Arranging and confirming appointments with both new, and existing clients for annual reviews Liaising with clients and companies to obtain full and up to date information regarding their financial plans and circumstances ...
