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HR Officer – Permanent £35,000 plus bonus and benefits An exciting new permanent position in Human Resources has become available in a leading asset management business. Financial services experience is not essential – perfect opportunity to start a career in this sector. The Role As a HR Officer you will...
Large Financial Services Organisation require Managers with excellent knowledge of Financial Crime Risk and AML cases. You will be required to Provide SME advice to assess high risk customers Submit case recommendations on High Risk Decisions Decide on future of customer relationships Engage with senior committee and governers to investigate AML risk <p...
A leading wealth manager based in the city is currently recruiting for a temporary Compliance Officer to assist with the provision of regulatory advice to the UKwealth management business. You will be responsible for representing Compliance to the business and providing appropriate advice with regard to regulations and compliance related matters. Responsibilities Advise on regulatory changes that may im...
A leading custodian based in the city is currently seeking to appoint a compliance officer for an initial 6 month contract. You will be responsible for working with the business and peers within the compliance function to ensure that regulatory matters are managed in a professional manner. Responsibilities Advise and consult the business on regulatory laws and regulations and their interpretation <...
  • Date: 11 June
  • Bristol, Avon
  • £50,000 - £55,000 per annum, inc benefits
  • 3 applications
A large financial services organisation in Bristol, is seeking an experienced compliance professional to take the lead in establishing ad maintaining the compliance, oversight and escalation framework across its investment supplier relationships. Specific duties will include: • Work with key internal and external stakeholders to lead the development and maintenance of an annual risk based compliance moni...
A leading asset manager is currently looking to appoint a temporary compliance associate to join the trade compliance team. The incumbent will be responsible for completing post trade analysis of European trades to ensure compliance with regulatory and other applicable guidelines. Responsibilities Checking daily trading activity using proprietary compliance software against client account guidelines <br...
This investment banking group is currently recruiting for a Tax Manager to join their in-house team based in the City. The role holder will work as part of the wider team responsible for providing tax compliance and advisory support to the group. Responsibilities will include: Identifying and managing tax risk within the business units Improving tax related processes </li...
A well respected city based wealth manager is currently seeking to appoint a Compliance Manger to assist in leading their asset management business. The role would report to the head of wealth management however be relatively stand alone. The advisory compliance manager would be responsible for assisting in the delivery of developing, promoting and supporting a strong compliance culture covering the expanding asset management bu...
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