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134

Financial Services - Compliance jobs in London

 
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  • Financial Planning Compliance Analyst

    Shortlist
    • £40,000 - £50,000 per annum
    • London
    • 5 days ago
    • 19 applications

    Job Purpose: As a member of the centralised compliance team, to provide support and assistance to the FP Compliance Manager and ultimately the Compliance Director and MLRO. To liaise closely and advise the Business to create and maintain an environment in which the business is able to comply with...

  • Compliance Administrator - City of London

    Shortlist
    • £20,000 - £25,000 per annum
    • London
    • 28 January
    • 59 applications

    A growing Financial Services organisation based in the City of London is looking to recruit a Full time office based Compliance Administrator to support the Financial Advisers. Main responsibilities will include: - File checking - Answering client compliance queries - Reviewing and updating in house...

  • T&C Assistant - Compliance team within IFA

    Shortlist
    • £25,000 - £32,000 per annum, negotiable
    • City Of London
    • 5 days ago
    • 12 applications

    My client are a financial planning and wealth advisory business who currently have 25 IFA consultants including mortgage specialists and group pensions and benefits specialist. The adviser teams help a broad range of individual and corporate clients to understand and achieve their most important financial...

  • Big 4 Tax Compliance Manager - First move into industry!

    Shortlist
    • £55,000 - £80,000 per annum
    • City Of London
    • 17 February
    • 1 application

    We are working with a leading Financial Services institution that have a fantastic opportunity for a Big 4 Tax Compliance Manager to join their London team. As an integral member of the team, you will manage the tax compliance and reporting function and supervise external advisors to ensure adherence...

  • Sole Compliance Manager - Reinsurance - London - £30-40k

    Shortlist
    • £30,000 - £40,000 per annum
    • London
    • 5 days ago
    • 2 applications

    An international reinsurance company based in London is seeking an experience Compliance professional to join their small team as the sole Compliance support, reporting into the CRO. You will ensure the business complies with regulations and support Senior Management on how best to follow and implement...

  • Compliance Assistant - HNW IFA Business

    Shortlist
    • £28,000 - £32,000 per annum
    • London
    • 5 days ago
    • 10 applications

    Company The firm are a financial planning and wealth advisory business who currently have 25 IFA consultants including mortgage specialists and group pensions and benefits specialist. The adviser teams help a broad range of individual and corporate clients to understand and achieve their most important...

  • Business Development Consultant

    Shortlist
    • £35,000 - £45,000 per annum
    • London
    • 5 days ago
    • 0 applications

    The Company: Selection Group is proud to be representing a leading firm of IFA support services who work on a national basis and are looking to add a Business Development/Compliance Consultant into their UK field based offering to cover a London/South Easterly region (£6k car allowance on top of package)...

  • Compliance Assistant

    Shortlist
    • Competitive salary
    • London
    • 17 February
    • 37 applications

    About Samvo Samvo is a global investment company, founded in 2004. We focus on the areas of leisure and pleasure. While our headquarters are in Europe, we have key offices and clients in most major cities across the globe. In keeping with our spirit of seeking world-class talent, our employees are...

  • Paralegal compliance

    Shortlist
    • £22,000 - £25,000 per annum
    • City Of London
    • 17 February
    • 70 applications

    Paralegal - Legal & Compliance City of London, EC2 This role presents a unique opportunity for a Paralegal (In-House) to develop legal, compliance and communication skills in the context of a regulated financial firm. The work is varied and gives exposure to many areas. You will be working for our...

  • Adviser Development Manager

    Shortlist
    • £45,000 - £50,000 per annum
    • London
    • 5 days ago
    • 0 applications

    The Company: Selection Group are proud to have been retained by a national independent financial advisory business, who are part of a larger group. With over 100 offices across the country and a presence across the UK and Europe, they are one of the country’s leading advisory businesses and are currently...

  • OPERATIONS ASSISTANT - Compliance, Office Management

    Just Added
    Shortlist
    • £35,000 - £40,000 per annum, inc benefits
    • London
    • Yesterday
    • 5 applications

    OPERATIONS ASSISTANT The opportunity to assist the Lawyer and European HQ team with compliance, legal, finance and office management has arisen through increased business requiring office expansion. Variety and involvement is offered in these areas: Compliance and legal: dealing with FCA, CF10 and 11...

  • Compliance Manager

    Featured
    Shortlist
    • £45,000 - £60,000 per annum
    • London
    • 20 February
    • 9 applications

    We now due to our client’s expansion have an exciting opportunity for a Compliance Manager with a Mortgage Lender and Investor and Servicing of Lending Portfolios. You will implement, promote and maintain business compliance with FSA, CCA, DPA, JMLSG and other legal or regulatory codes Responsibilities...

  • Head of Compliance

    Featured
    Shortlist
    • £80,000 - £100,000 per annum
    • London
    • 20 February
    • 5 applications

    We have an exciting opportunity for a Head of Compliance with an Investor and a Mortgage Lender and Servicer of Mortgages and Loans You will oversee Compliance Managers, a Compliance and Risk Change Manager and a Compliance Specialist. Your objective will be to Implement, promote and maintain business...

  • T&C Assistant

    Shortlist
    • £26,000 - £30,000 per annum
    • City Of London
    • 20 February
    • 4 applications

    Working for this highly established financial planning and wealth advisory business, you will be reporting to the Training & Competence Manager in a Compliance Assistant role, supporting with the implementation of T&C and the provision and maintenance of internal registers and other compliance:...

  • Training and Competence Assistant

    Shortlist
    • £30,000 per annum
    • London
    • 20 February
    • 12 applications

    A financial planning and wealth advisory business who currently have 19 consultants including two mortgage specialists and one group pensions and benefits specialist, are seeking a Training and Competence Assistant to provide compliance assistance to the T&C Manager. The adviser teams help a broad...

  • Compliance Officer

    Shortlist
    • Competitive salary
    • London
    • 6 days ago
    • 100+ applications

    Compliance Officer role at top 20 Law firm A fantastic opportunity has arisen in a top law firm for a Compliance Officer. The role would be ideal for an individual who either has previously worked in a similar position or alternatively, an individual who may have recently qualified and is now keen to...

  • Compliance Manager

    Shortlist
    • £50,000 per annum
    • London
    • 20 February
    • 4 applications

    This successful independent IFA has built a vibrant business through a policy of internal promotion and ensuring the highest standard of service are observed . The practice covers all aspects of wealth management - investment , pensions ,VCTS , Offshore Bonds and Employee Benefits and require a compliance...

  • Senior Compliance Consultant

    Shortlist
    • £80,000 per annum
    • London
    • 6 days ago
    • 6 applications

    A leading, highly respected, Global Consultancy Practice is seeking a Senior Compliance Officer. As the Senior Compliance Consultant you will have significant responsibility in mentoring more junior members of the Compliance team, reporting directly to the overall Head of Compliance. Key responsibilities...

  • Compliance Executive

    Shortlist
    • £50,000 - £60,000 per annum
    • City Of London
    • 6 days ago
    • 8 applications

    The Company A leading, highly respected, International Investment Management organisation is seeking a Compliance Executive to join their London based team. The Role As the Compliance Executive you will be a significant member of the firm working along side two other compliance professionals, reporting...

  • Internal Risk and Standards

    Shortlist
    • £60,000 - £70,000 per annum
    • London
    • 6 days ago
    • 38 applications

    Highly successful private bank and investment group in a superb London West End location with offices in various "offshore" destinations aims to make a strategic appointment. Working closely with the Head of Audit and the Regional Audit Director you will be involved in assessing the adequacy and effectiveness...

  • T&C Assistant - Wealth Manager

    Shortlist
    • up to £30,000 per annum
    • London
    • 20 February
    • 2 applications

    T&C Assistant – Wealth Manager Leading Wealth Management Firm based in City of London £30,000 An opportunity has arisen for an experienced Training and Competence Assistant leading Wealth Management Company in London. Our client, a successful Wealth Advisory firm, specialise in providing financial...

  • Assitant Compliance Officer

    Shortlist
    • £30,000 per annum
    • London
    • 20 February
    • 58 applications

    Reporting to the Training & Competence Manager in a Compliance Assistant role, supporting with the implementation of T&C and the provision and maintenance of internal registers and other compliance: The provision of hands on compliance support to assist the Training and Competence manager in...

  • Training and Competency Officer-dealing with Wealthy clients

    Shortlist
    • £25,000 - £30,000 per annum
    • London
    • 20 February
    • 1 application

    My client is a financial planning and advisory firm based across London and Surrey. They specialise in a broad range of advice and have established themselves as a top provider amongst Private and corporate clients, including business owners, senior corporate executives, Major Law firms and accountancies...

  • Training & Compliance Assistant

    Shortlist
    • £28,000 - £32,000 per annum
    • City Of London
    • 20 February
    • 20 applications

    Due to continued success in providing fee based advice to HNW clients, this successful IFA practice requires a professional and proactive T&C Administrator to provide holistic T&C support to the IFAs and Compliance Manager. You will act as the initial point of contact for complaince queries and...

  • IFA Compliance Officer-London Wealth Manager

    Shortlist
    • £37,000 - £40,000 per annum
    • London
    • 4 February
    • 23 applications

    A new compliance role has arisen within a long established City based Wealth Manager. Key Responsibilities: Deal with clients complaints in line with the firm's Compliance procedures when required. Maintain and manage the firms Complaint Register. Review client files as directed by the Head...

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