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83

Financial Services - Compliance jobs in London

 
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  • Compliance Assistant

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    • £25,000 - £40,000 per annum
    • London
    • 9 September
    • 80 applications

    Ref: 1896 Compliance Assistant Central London to £35,000 The compliance department of this discretionary wealth manager and financial planning firm has an excellent opportunity for a compliance assistant to strengthen their team. The role will broadly involve on going RDR competencies for the restricted...

  • Compliance Officer

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    • Competitive salary
    • London
    • 5 days ago
    • 100+ applications

    Compliance Officer role at top 20 Law firm A fantastic opportunity has arisen in a top law firm for a Compliance Officer. The role would be ideal for an individual who either has previously worked in a similar position or alternatively, an individual who may have recently qualified and is now keen to...

  • Risk & Compliance Administrator

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    • Competitive salary
    • London
    • 8 August
    • 100+ applications

    Administrator An excellent opportunity has arisen for an administrator looking to work in a professional corporate environment with a good career path. This administrator role is within a top law firm and is an integral part of the firm working within the Compliance team to ensure that all client information...

  • AML Director, EMEA

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    • £70,000 - £85,000 per annum
    • City Of London
    • 5 days ago
    • 5 applications

    My Client is a large corporate bank providing a range of products including but not limited to credit cards, travel and insurance. They are seeking a Regional Anti-Money Laundering (AML) Director. The Role You will report to the Regional AML Officer for EMEA responsible for supporting for all anti-money...

  • Risk Assistant for City Law firm

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    • £25,000 - £30,000 per annum
    • London
    • 5 days ago
    • 100+ applications

    Risk Assistant required for city firm An excellent opportunity has become available at a firm based in the heart of the city for a Risk Assistant. The Risk Assistant will sit as part of the Risk & Compliance Team and will be responsible for the day to day tasks relating to all aspects of the Client...

  • Conflicts Officer

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    • Salary negotiable
    • London
    • 5 days ago
    • 21 applications

    Conflicts Officer in Top City Firm An exciting opportunity has become available at a world renowned firm in the heart of London for a Conflicts officer. This role will enable the successful candidate to join a very well respected team and enable them to either develop their conflicts experience or...

  • Default Manager

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    • £65,000 - £75,000 per annum
    • City Of London
    • 5 days ago
    • 5 applications

    Our Client, a not for profit Financial services organisation, is responsible for handling claims for compensation (complaints) from customers of failed financial firms, across various product types including deposits, insurance, investments and home finance. Before claims can be handled, our client needs...

  • Supplier Technical Advice Manager

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    • £60,000 - £65,000 per annum
    • City Of London
    • 5 days ago
    • 1 applications

    Our client, a highly respected not for profit financial services organisation is offering an exciting management role which encompasses both the management of a team and the opportunity to develop relationships with several large outsource partners. The role provides an opportunity to impact the development...

  • Compliance Manager - Institutional Asset Management

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    • £60,000 - £70,000 per annum
    • London
    • 28 August
    • 12 applications

    Role Summary The purpose of this position is to provide support, advice and training to the asset management business operating in various EMEA jurisdictions on regulatory rules, principles and legislative requirements connected with the design and release of sales and promotional material. Whilst...

  • Mortgage Compliance Manager

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    • Salary negotiable
    • City Of London
    • 12 September
    • 6 applications

    Mortgage Compliance Manager Leading City based Mortgage group require a highly skilled and experienced Compliance Manager. Before application: Must have CeMAP, ICA Certificate or a relevant Diploma Mortgage lending regulatory experience Knowledge of the legislation, regulations, policies,...

  • Compliance Monitoring Manager - Investment Management

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    • £55,000 - £60,000 per annum, negotiable
    • London
    • 6 days ago
    • 5 applications

    Compliance Monitoring Manager - Investment Management Leading UK Investment Platform, Based Central London £55,000 - £60,000 + Excellent Package & Bonus This is an excellent opportunity for an experienced Compliance Manager to join the London operation of this leading UK Investment Platform. Reporting...

  • Compliance & Operational Risk Analyst

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    • £50,000 - £55,000 per annum
    • London
    • 12 September
    • 14 applications

    My client, a leading Life & Pensions company, is offering a fantastic opportunity for a driven Compliance & Operational Risk Analyst to join their Investments/Asset Management arm after a period of rapid and ongoing growth has opened up new positions across the business. The Role As Compliance...

  • Senior Compliance & Operational Risk Analyst

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    • £65,000 - £70,000 per annum
    • London
    • 12 September
    • 4 applications

    My client, a leading Life & Pensions company, is offering a fantastic opportunity for a driven Senior Compliance & Operational Risk Analyst to join their Investments/Asset Management arm after a period of rapid and ongoing growth has opened up new positions across the business. The Role As Senior...

  • Compliance and Risk Controller

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    • £40,000 per annum
    • London
    • 8 September
    • 16 applications

    A leading fund services group encompassing administration, accountancy, depositary services, third party fund management and fund consulting. The expertise within the firm allows them to offer their clientele a comprehensive range of bespoke services within the collective investment arena this has in...

  • Compliance Manager

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    • £60,000 - £70,000 per annum
    • London
    • 12 September
    • 10 applications

    An exciting opportunity has arisen for a Compliance Manager based in London to join a market-leading financial services group, whose service offerings include Asset Management, Corporate Finance, Investments and Ventures. This role is a 12 month FTC to cover maternity cover. This role will help to providing...

  • Compliance Monitoring Manager

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    • £55,000 - £60,000 per annum, inc benefits
    • London
    • 6 days ago
    • 3 applications

    Description A leading financial company has created a Compliance Monitoring Manager opportunity based in London and paying around £60,000 plus benefits. You will be a key part of the compliance team and will report directly to the Head of compliance. Responsibilities Your main responsibilities...

  • Senior Compliance Officer

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    • Competitive salary
    • London
    • 12 September
    • 3 applications

    Our client is an international bank with a strong footprint in the UK and significant growth plans in both retail and commercial/corporate arena. They are currently looking to expand their compliance teams and we are looking for a Senior Compliance officer to be responsible for providing Compliance Advisory...

  • Compliance Control Room Analyst

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    • Competitive salary
    • London
    • 12 September
    • 12 applications

    Our client is an international bank with a strong footprint in the UK and significant growth plans in both retail and commercial/corporate arena. They are currently looking to expand their compliance teams and we are looking for a strong analyst who will be responsible for implementing the required controls...

    Compliance courses

  • Immediate - Consumer Credit Analyst

    Ending soon
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    • £20,000 - £21,000 per annum
    • Docklands
    • 6 days ago
    • 23 applications

    Summary Our client, a well recognised and highly respected Financial Services company, seeks a Immediate - Consumer Credit Analyst to join their team in Canary Wharf. Client Details Our client is a well recognised and highly respected Financial Services company based in the center of Canary Wharf...

  • Compliance Officer - Barnet

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    • £30,000 - £35,000 per annum
    • Barnet
    • 27 August
    • 21 applications

    A busy Financial Services company based near Barnet is looking to expand the team to support the Head of Compliance with the ongoing development of the Compliance framework. Main duties will include: - Assisting with the building and implementation of new compliance processes to conducting monitoring...

  • Trade Surveillance Analyst

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    • £30,000 - £50,000 per annum
    • London
    • 12 September
    • 35 applications

    Trade Surveillance Analyst A Top Tier Investment Bank is looking for an individual to join their growing Trade Surveillance Team, they have a fantastic chance to great good exposure to a wide range of investment products. They offer great training and career progression. Main Function The Surveillance...

  • VP, IBD & Syndicate Compliance

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    • £70,000 - £110,000 per annum
    • London
    • 12 September
    • 6 applications

    VP, IBD & Syndicate Compliance A Top Tier Investment Bank is looking for an experienced legal or compliance professional to join their IBD compliance advisory team. They offer fantastic training and career progressing within their growing team. London, Salary Competitive Main Function Member...

  • Business Standards Assistant

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    • £45,000 - £50,000 per annum
    • City Of London
    • 8 September
    • 14 applications

    Business Standards Assistant Central London £Neg Opportunity: A successful financial planning and investment management company is seeking a number of business standards professionals to assist in the assessment of advice given, portfolio construction and general quality and standard of the client...

  • Compliance Risk Assessment & Testing Analyst

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    • £22,000 - £24,000 per annum
    • Bromley
    • 8 September
    • 9 applications

    Organisation Description JOB SUMMARY: The Compliance Analyst will assist management in identifying, assessing, reporting and containing compliance risk through the implementation and execution of the compliance risk assessment process and the completion of routine compliance control testing and monitoring...

  • Marcoms Channel Manager

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    • £43,000 - £48,000 per annum
    • London
    • 6 days ago
    • 3 applications

    A Marcoms Channel Manager is required to join the leading the source of intelligent information for businesses and professionals, to create, develop and own the interface between the product Service, key stakeholders and the external specialist market. This is a fantastic opportunity for someone with...

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