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55

Financial Services - Compliance jobs in London

 
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  • Junior Business Analysts

    Just Added
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    • £30,000 - £53,000 per annum
    • Canary Wharf
    • Today
    • 0 applications

    We are looking for Junior Business Analysts and Graduates Our Client is looking to recruit a number of Business Analysts at all levels to compliment a strong and established team to support the business in delivering change to achieve strategic goals. This is done through understanding, analysing...

  • Regulatory Advisor/Consultant Funds

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    • £80,000 per annum
    • London
    • 14 July
    • 5 applications

    For further information, please contact Edward Manson on or email your CV to Our Client An exciting opportunity has come about for a Regulatory Funds specialist to join a fast-growing boutique Consulting practice in London. The Role You will be responsible for : Providing regulatory advice to a diverse...

  • Quality Assurance Manager - AVP - London

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    • Competitive salary
    • London
    • 1 July
    • 63 applications

    Purpose of role: The Quality Support Manager is a key role within the Regulated Sales function, helping to ensure consistent delivery against client fiduciary expectations, whilst enabling well governed and scalable growth. The role will therefore set the highest standards of compliance and control...

  • Risk & Compliance Manager - Marketing Communications

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    • Salary negotiable
    • London
    • 9 July
    • 6 applications

    My client within the Life, Pension and Investment sector is recruiting for a Risk and Compliance Manager for Marketing Communications to be based in London or Reading. This role will lead the development of a framework for quality standards, anticipating regulatory changes, and other external influences...

  • Investment Compliance Analyst

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    • £45,000 - £60,000 per annum
    • London
    • 9 July
    • 18 applications

    For further information, please contact Edward Manson on or email your CV to Our Client A globally established and highly reputable Asset Manager is currently looking to appoint an Investment Compliance specialist to join their team in London. The Role You will be responsible for the following: Providing...

  • Compliance Specialist - IFA

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    • £25,000 - £35,000 per annum, negotiable
    • Croydon
    • Yesterday
    • 29 applications

    A boutique compliance consultancy based in central London and Surrey are currently recruiting for a technical compliance support role for the IFA compliance support division of their FCA consultancy practice. You must be experienced in IFA financial services compliance and be able to communicate openly...

  • Compliance Manager - London

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    • £50,000 - £55,000 per annum, inc benefits
    • London
    • 9 July
    • 100+ applications

    We now, due to our client’s expansion have an exciting opportunity for a Compliance Manager to be based in London with an Investor and Servicing of Lending Portfolios. You will implement, promote and maintain business compliance with FSA, CCA, DPA, JMLSG and other legal or regulatory codes Maintain...

  • Save
    • £70,000 - £100,000 per annum
    • London
    • 9 July
    • 8 applications
    Posted by
    Ingen Partners

    This major global company is one of the very largest FTSE100 companies is looking for a high calibre Senior Assistant Company Secretary to head up an area of the secretariat dealing with transactions and strategic projects. As a member of the management team the job holder will assist the Company Secretary...

  • Compliance & T&C Manager

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    • £50,000 - £60,000 per annum
    • London
    • 30 May
    • 40 applications

    A Compliance & T&C Manager is required to join a highly successful Financial Services organisation in London. Main Duties: • Acting as the first point of contact with regards to FSA compliance issues reporting directly to the Managing Director and Executive Team. • Taking on the compliance...

  • T&C Manager - Financial Planning, Private Bank

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    • £50,000 - £65,000 per annum
    • London
    • 6 days ago
    • 3 applications

    A leading Private Bank is looking to appoint an experienced Training and Competence Manager to assist in the implementation and management of the T&C regime for the firms Financial Planners, Investment Managers and Mortgage team. Experience within a similar role is essential. The firm offers excellent...

  • Archer Consultant

    Ending soon
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    • Salary not specified
    • City Of London
    • 6 days ago
    • 0 applications

    Archer Consultant - IS + Information Security + Compliance + Risk Management + SLDC + Archer Archer Consultant - London Archer Consultant - Contract - 6 months+ Open Rates Keywords: IS + Information Security + Compliance + Risk Management + SLDC + Archer Archer Consultant, About the role We are...

  • Regulated Quality Supervisor - London

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    • £35,000 - £45,000 per annum
    • London
    • 8 July
    • 3 applications

    A leading Financial Services organisation has an urgent requirement for a Regulated Quality Supervisor to join the team to cover the London area The successful candidates will maintain effective business relationships with clients based within the London. Main Duties: - To maximise profitable and...

  • Business Standards Assistant

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    • £45,000 per annum
    • London
    • 4 July
    • 2 applications

    Our client is a leading Private Client Investment and Wealth Management organisation with an enviable reputation as one of most well respected and established Financial Services businesses in the country. An interesting and exciting opportunity has arisen for an experienced compliance professional to...

    5 jobs matching this search were posted in the last week

  • Senior Compliance Manager Advisory/Monitoring

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    • £55,000 - £95,000 per annum
    • London
    • 23 June
    • 11 applications

    We are working for a Global Asset Management firm who are looking for a Senior Compliance Manager with experience of working within the Asset Management/Investment House or Private Banking sector in both an Advisory role or a Monitoring role The ideal candidate will have relevant experience within a...

  • Operational Risk Analyst

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    • £35,000 - £40,000 per annum
    • Wimbledon
    • 1 week ago
    • 11 applications

    My client is a leading finance provider and part of a large financial services organisation. They are currently expanding their newly created Business Governance team with a vacancy for an Operational Risk Analyst to support the manager of the department with all areas of operational risk, focusing on...

  • Compliance Reporting Manager

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    • Salary negotiable
    • London
    • 1 week ago
    • 4 applications

    The success of this role is in the drafting and provision of high impact and insightful analytical reports on regulatory compliance. With a curious mindset, you will analyse industry information and trends, and consider what industry trends or activities may mean for RSA. You will also be responsible...

  • Operational Risk Officer

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    • £42,000 - £45,000 per annum
    • London
    • 7 July
    • 15 applications

    My client is one of the largest Middle Eastern banking groups with offices worldwide. They primarily focus on wholesale banking however they also have a strong market presence in consumer banking and wealth management. They are currently looking for an Operational Risk Officer to join their growing...

  • Compliance Associate/Consultant

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    • £30,000 - £45,000 per annum
    • City Of London
    • 11 July
    • 28 applications

    My client is a global financial advisory firm offering compliance, risk, audit and tax consultancy. They are recruiting for an Associate level consultant to join their highly regarded team. The Role Performing all aspects of a compliance advisory function within this consultancy, you will work with companies...

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  • Lead Associate

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    • Salary negotiable
    • London
    • 7 July
    • 8 applications

    My client are currently looking for a Lead Associate to join their team. The Lead Associate role is with a regulatory body based in Central London. You will be working closely with two large custodian banks, managing the relationships currently in place and liaising with the on-site teams at these clients...

  • Regulatory Monitoring Manager

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    • £50,000 per annum
    • West London
    • 1 week ago
    • 4 applications

    For further information, please contact Edward Manson on or email your CV to Our Client An exciting opportunity has come about to join one of the leading Outsourcing providers in the UK. Due to continued growth, our client is currently looking to appoint a Compliance Monitoring specialist with a strong...

  • Compliance Advisor

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    • £65,000 per annum
    • West London
    • 1 week ago
    • 13 applications

    For further information, please contact Edward Manson on or email your CV to Our Client A fantastic opportunity has come about to join one of the leading Outsourcing providers in the UK and due to continued growth, our client is currently looking to appoint a Regulatory specialist with a fairly broad...

  • Compliance Manager and MLRO Corporate Banking Italian Speaking

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    • Salary negotiable
    • London
    • 4 days ago
    • 8 applications

    Our Client is a Group made up of large local banks firmly rooted in their communities, with a history of serving businesses. One of the leading Italian Bank Groups, with about 2,000 branches, 200,000 shareholders and more than 20,000 employees. Due to retirement they are seeking an experienced Compliance...

  • Professional Regulation CDD Specialist

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    • £50,000 - £70,000 per annum
    • City Of London
    • 10 July
    • 6 applications

    My client, a Top 50 Law Firm, are actively seeking a Professional Regulation CDD Specialist to join their Quality & Risk team on a permanent and full time basis. The Role As the Professional Regulation CDD Specialist your main responsibility will be to monitor Client Due Diligence evidence for sufficiency...

  • Head of AML/Financial Crime - Consulting

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    • £100,000 per annum
    • London
    • 10 July
    • 4 applications

    For further information, please contact Edward Manson on or email your CV to Our Client We are currently representing a boutique Consulting firm in London who are looking to appoint an experienced AML & Financial Crime specialist to provide oversight of their team In London. Heading up their AML...

  • Case Checker/Compliance Consultant

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    • £28,000 - £40,000 per annum
    • London
    • 23 June
    • 36 applications

    City based Financial Advisory firm is seeking an experienced Level 4 qualified Case Checker to join their expanding team. On offer is a competitive salary plus a benefits package. Job Description The main purpose of this role is to assess the quality of advice given by advisers in respect of Pension...

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