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82

Financial Services - Compliance jobs in London

 
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  • Compliance Analyst with fluent Russian

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    • £20,000 - £25,000 per annum
    • City Of London
    • 21 August
    • 46 applications

    My client is looking to appoint an analyst with fluent Russian to work in their compliance team working with clients and buy-side institutions, building relationships and dealing with a wide range of queries. It is important that the successful applicant be organised and pay attention to detail in order...

  • Head of Compliance

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    • £120,000 - £150,000 per annum
    • London
    • 21 August
    • 2 applications

    We have a fantastic opportunity for a Senior Compliance Professional to join a leading Global Brokerage firm based in the City as the Head of Compliance.  The ideal candidate will have the experience of having worked in a similar role and have knowledge of Equities, FX, Derivitives, Futures and Options...

  • Senior Compliance Assistant

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    • £45,000 - £55,000 per annum
    • City Of London
    • 21 August
    • 15 applications

    My client, a global Lloyds broker, is seeking an experienced Senior Compliance Assistant ready to take the step up to Deputy Compliance Officer. The Role Assisting the Compliance Officer and Legal and Compliance Director, you will ensure and monitor compliance with FCA rules, AML and sanctions, risk...

  • Compliance Administrator

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    • £35,000 - £40,000 per annum
    • West End
    • 2 days ago
    • 17 applications

    As an investment operations administrator your skills and qualifications will ideally include: Legal company secretary or custodian qualification would be an advantage Wholesale financial experience would be an advantage Strong MS office A willingness to deal with a wide range of matters effectively Strong...

  • Compliance Policy and Advisory Manager

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    • £45,000 per annum
    • West End
    • 20 August
    • 8 applications

    My client is a well established Financial Services organisation has an interesting and varied opportunity for Compliance Policy and Advisory Manager to join their London based team. The Role Working within this already established Compliance team your main responsibility will be to ensure that all relevant...

  • Compliance Consultant - Broker

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    • £250.00 - £350.00 per day
    • London
    • 20 August
    • 17 applications

    Thistle Initiatives Group are, on behalf of a client, currently hiring for a Compliance Consultant to join a London based FSA regulated broker of CFD’s, Spread bets and Shares on an Associate basis to support an immediate need. Start Date: 01/09/2014 Location: London Rate: £250-350 per day ltd Responsibilities...

  • Compliance Officer

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    • £65,000 - £75,000 per annum
    • Sutton
    • 2 days ago
    • 1 applications

    Ensuring the Bank and the Investment Management conduct their business in compliance with all relevant regulatory requirements and that all systems, policies, procedures and controls to demonstrate such compliance are adequately documented. Carrying out periodic reviews using a continuous risk based...

  • Default Specialist

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    • £34,000 - £39,000 per annum
    • City Of London
    • 2 days ago
    • 2 applications

    Our client is looking for a process focused individual to lead in the investigation and preparation of failing financial services firms. This will include any activity relating to declarations of default and large/complex failures. Your responsibilities would be to: Lead in the preparation and response...

  • Compliance Manager - Institutional Asset Management

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    • £60,000 - £70,000 per annum
    • London
    • 2 days ago
    • 8 applications

    Role Summary The purpose of this position is to provide support, advice and training to the asset management business operating in various EMEA jurisdictions on regulatory rules, principles and legislative requirements connected with the design and release of sales and promotional material. Whilst...

  • Project Manager

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    • £500.00 - £550.00 per day
    • London
    • 3 days ago
    • 4 applications

    Division: Retail Banking Scope : Working within the retail banking themes team dealing with cross industry issues on a project basis. Client : Financial Services Our client in looking for a highly skilled Project Manager with experience in Root Cause Analysis and Conduct Risk for a Thematic Review...

  • Compliance Officer

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    • £30,000 per annum
    • London
    • 19 August
    • 37 applications

    Servoca Resourcing Solutions are currently recruiting for a Compliance Officer with a global provider of online payment solutions to join their Compliance team based in London. The Role: The Compliance Officer will assist the Compliance team with the day to day handling of requests from law enforcement...

  • Russian speaking Compliance Analyst

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    • £20,000 - £22,000 per annum, inc benefits
    • London
    • 3 days ago
    • 21 applications

    Our client, a leader in market intelligence and management technology, is currently looking for a Russian speaking Compliance Analyst to handle the disclosure procedure for the Compliance team: sending out disclosure requests and being responsible for tracking the responses received. The Russian speaking...

  • Product Governance Marketing Manager

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    • £50,000 - £60,000 per annum
    • City Of London
    • 3 days ago
    • 2 applications

    An outstanding opportunity has arisen within a well established bank focussing on the credit cards business. The bank provides tailored credit solutions to its customers and this business model has resulted in success and quick growth. In this newly created position you will be reporting into the Head...

    15 jobs matching this search were posted in the last week

  • Quality and Performance Manager

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    • £35,000 - £42,000 per annum
    • London
    • 3 days ago
    • 5 applications

    A newly created position has arisen with an establish and service orientated London company. This is a multi faceted role and would enable the suucessful individual to incorpate their own 'stamp' into their work. Quality Assurance (QA) To oversee the office’s quality assurance processes, advising...

  • Compliance Monitoring Manager

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    • £50,000 - £55,000 per annum
    • London
    • 15 August
    • 9 applications

    A leading financial services organisation with offices in the UK and US offering a combination of services including actuarial, pensions, consultancy and investment services now require an additional member to join their compliance function within the growing Investment Management arm of the business...

  • Compliance Analyst

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    • £20,000 - £22,000 per annum
    • City Of London
    • 15 August
    • 60 applications

    COMPLIANCE ANALYST We provides listed companies with a suite of integrated solutions designed to maximise the value and efficiency of their investor relations programs. An exciting opportunity has arisen to join our Compliance team. The Compliance Analyst will handle the disclosure procedure for the...

  • Compliance Officer - Barnet

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    • £30,000 - £35,000 per annum
    • Barnet
    • 3 days ago
    • 6 applications

    A busy Financial Services company based near Barnet is looking to expand the team to support the Head of Compliance with the ongoing development of the Compliance framework. Main duties will include: - Assisting with the building and implementation of new compliance processes to conducting monitoring...

  • Compliance Manager

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    • £75,000 - £90,000 per annum
    • London
    • 4 days ago
    • 13 applications

    Oakam is a rapidly expanding high street retailer providing straightforward and simple financial services for people who might find it difficult to borrow from the banks. We offer responsible access to affordable credit for the unbanked and under-banked communities on our high streets, with a focus on...

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  • Risk and Compliance Officer

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    • £40,000 - £45,000 per annum
    • London
    • 4 days ago
    • 22 applications

    My client, a FTSE 100 listed company, are currently looking to add an additional member to the Risk and Compliance function due to continued growth. This opportunity is Home Based, with a requirement to travel to London bi-weekly Responsibilities: • Risk identification and making recommendations...

  • Compliance / New Accounts Assistant - German Speaking

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    • £20,000 - £22,000 per annum
    • City Of London
    • 18 August
    • 9 applications

    A leading Financial Services organisation based in The City are looking for a Compliance Assistant / New Accounts Assistant. The successful candidate must be fluent in German, plus have a keen desire to work within the Finance Industry. Key responsibilities include: Open new accounts on a daily basis...

  • Supplier Technical Advice Manager

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    • £60,000 - £65,000 per annum
    • City Of London
    • 18 August
    • 1 applications

    Our client is looking for a people and consumer focused individual to manage a team whilst ensuring relationships across third party outsourcers are managed effectively. Your responsibilities would be to: Take ownership of the deposits process, ensuring that delivery is managed, issues are identified...

  • Customer Escalation Manager

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    • £60,000 - £65,000 per annum
    • City Of London
    • 18 August
    • 13 applications

    Your responsibilities would be to: Take ownership for the Post Decision contact process and accountable for its successful delivery Manage the complaints and complex enquiry handling team, ensuring 3rd party interactions are dealt with to suitable quality standards Ensure complex/post offer enquiries/letters...

  • Compliance & T&C Manager

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    • £50,000 - £60,000 per annum
    • London
    • 6 August
    • 43 applications

    A Compliance & T&C Manager is required to join a highly successful Financial Services organisation in London. Main Duties: • Acting as the first point of contact with regards to FSA compliance issues reporting directly to the Managing Director and Executive Team. • Taking on the compliance...

  • Compliance and Operational Risk Analyst

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    • £50,000 - £65,000 per annum
    • London
    • 18 August
    • 25 applications

    A great new opportunity has arisen at a leading Financial Services Business for a Compliance and Operational Risk Analyst who has a solid understanding of the UK Regulatory Framework and knowledge of Operational Risk Practices. The core purpose of the role is to build and develop effective relationships...

  • Compliance Assistant - Part Time

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    • £30,000 per annum
    • City Of London
    • 18 August
    • 30 applications

    A specialist Independent Insurance Broker with a global reach across many insurance markets including Lloyds of London and working with a variety of professional clients across varying sectors including Technology, Law, Energy, Architecture and Engineering firms. The Role As Compliance Assistant you...

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