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86

Financial Services - Compliance jobs in London

 
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  • COMPLIANCE PROJECT MANAGER

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    • £30,000 - £40,000 per annum
    • Bromley Common
    • Today
    • 0 applications

    Organisation Description The Compliance Project Management is a member of the Corporate Compliance management team and provides oversight and overall leadership of Compliance project management and reporting. This position will guide the management team and cross divisional project teams with respect...

  • Outsourced Compliance Manager

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    • £45,000 - £50,000 per annum
    • Bromley Common
    • Today
    • 0 applications

    Organisation Description My Client is well respected Financial Services business seeking to recruit an Outsourced Compliance Manager focused on delivering a robust control and compliance programme for all External DCA’s. The objective is to continually demonstrate absolute compliance with regulatory...

  • Compliance officer - CF10 - CF11

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    • Competitive salary
    • London
    • Today
    • 0 applications

    We are currently seeking applications for the post of Compliance officer, to work out of the London office. A key leadership role with overall responsibility for compliance CF10 - CF11 role for the company. Profile sought: With responsibility for compliance, you will be approved by the FCA, bringing...

  • Compliance Analyst with fluent Russian

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    • £20,000 - £25,000 per annum
    • City Of London
    • 21 August
    • 60 applications

    My client is looking to appoint an analyst with fluent Russian to work in their compliance team working with clients and buy-side institutions, building relationships and dealing with a wide range of queries. It is important that the successful applicant be organised and pay attention to detail in order...

  • Head of Compliance

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    • £120,000 - £150,000 per annum
    • London
    • 21 August
    • 2 applications

    We have a fantastic opportunity for a Senior Compliance Professional to join a leading Global Brokerage firm based in the City as the Head of Compliance.  The ideal candidate will have the experience of having worked in a similar role and have knowledge of Equities, FX, Derivitives, Futures and Options...

  • Compliance Associate - Asset Management

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    • £50,000 - £60,000 per annum
    • London
    • Today
    • 2 applications

    This is a newly created Compliance role with a small but highly successful investment management firm. The firm has consistently growin its AUM and is based in luxurious offices near Liverpool Street Station. This role sits alongside the Head of Compliance and will take on responsibility for a number...

  • Senior Compliance Assistant

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    • £45,000 - £55,000 per annum
    • City Of London
    • 21 August
    • 17 applications

    My client, a global Lloyds broker, is seeking an experienced Senior Compliance Assistant ready to take the step up to Deputy Compliance Officer. The Role Assisting the Compliance Officer and Legal and Compliance Director, you will ensure and monitor compliance with FCA rules, AML and sanctions, risk...

  • Asset Management Compliance Analyst - Exclusive

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    • £35,000 - £42,500 per annum
    • London
    • Today
    • 5 applications

    A fantastic new opportunity has arisen in a premier London-based Asset Management Company for a 6 month contract Oversight Compliance Analyst. The purpose of the role is to provide a proactive oversight service for the business in the UK and overseas for all aspects of its regulatory activities. The...

  • COMPLIANCE RISK ASSESSMENT & TESTING ANALYST

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    • £24,000 - £26,000 per annum
    • Bromley
    • Today
    • 3 applications

    Organisation Description Job Description JOB SUMMARY: The Compliance Analyst will assist management in identifying, assessing, reporting and containing compliance risk through the implementation and execution of the compliance risk assessment process and the completion of routine compliance control...

  • Default Manager

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    • £65,000 - £75,000 per annum
    • City Of London
    • Today
    • 1 applications

    Our client is looking for a people and process focused individual to manage a team focusing on the successful delivery of the default investigations process of large, complex failures. Your responsibilities would be to: Manage Default Investigation process, ensuring that the organisations delivery...

  • Supplier Technical Advice Manager

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    • £60,000 - £65,000 per annum
    • City Of London
    • Today
    • 0 applications

    Our client is looking for a people and consumer focused individual to manage a team whilst ensuring relationships across third party outsourcers are managed effectively. Your responsibilities would be to: Take ownership of the deposits process, ensuring that delivery is managed, issues are identified...

  • Immediate - Consumer Credit Analyst

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    • £20,000 - £21,000 per annum
    • Docklands
    • Today
    • 8 applications

    Summary Our client, a well recognised and highly respected Financial Services company, seeks a Immediate - Consumer Credit Analyst to join their team in Canary Wharf. Client Details Our client is a well recognised and highly respected Financial Services company based in the center of Canary Wharf...

  • Compliance Administrator

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    • £35,000 - £40,000 per annum
    • West End
    • 5 days ago
    • 36 applications

    As an investment operations administrator your skills and qualifications will ideally include: Legal company secretary or custodian qualification would be an advantage Wholesale financial experience would be an advantage Strong MS office A willingness to deal with a wide range of matters effectively Strong...

    25 jobs matching this search were posted in the last week

  • Compliance Advisory Consultant

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    • £30,000 - £45,000 per annum, inc benefits
    • London
    • Yesterday
    • 10 applications

    TITLE: Compliance Advisory Consultant CLIENT PROFILE: Small but rapidly expanding company JOB DESCRIPTION: Consultants required for compliance advisory role within a creative award-winning firm. Candidates must possess a minimum of 1 year Compliance advisory experience including regulatory consulting...

  • Risk Manager (Junior and Senior level)

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    • £40,000 - £90,000 per annum, negotiable, inc benefits
    • West London
    • Yesterday
    • 19 applications

    JOB DESCRIPTION: • To ensure the firm adheres with the FCA’s regulatory requirements by developing, implementing and supervising internal practices and processes • The successful candidate will be going into a team who are responsible for a complete compliance redesign REQUIRED EXPERIENCE: • 3+ years’...

  • Compliance Policy and Advisory Manager

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    • £45,000 per annum
    • West End
    • 20 August
    • 10 applications

    My client is a well established Financial Services organisation has an interesting and varied opportunity for Compliance Policy and Advisory Manager to join their London based team. The Role Working within this already established Compliance team your main responsibility will be to ensure that all relevant...

  • Compliance Consultant - Broker

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    • £250.00 - £350.00 per day
    • London
    • 20 August
    • 23 applications

    Thistle Initiatives Group are, on behalf of a client, currently hiring for a Compliance Consultant to join a London based FSA regulated broker of CFD’s, Spread bets and Shares on an Associate basis to support an immediate need. Start Date: 01/09/2014 Location: London Rate: £250-350 per day ltd Responsibilities...

  • Compliance Officer

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    • £65,000 - £75,000 per annum
    • Sutton
    • 5 days ago
    • 4 applications

    Ensuring the Bank and the Investment Management conduct their business in compliance with all relevant regulatory requirements and that all systems, policies, procedures and controls to demonstrate such compliance are adequately documented. Carrying out periodic reviews using a continuous risk based...

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  • Compliance Policy Manager

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    • £50,000 - £65,000 per annum
    • City Of London
    • Yesterday
    • 5 applications

    My client, a leading asset manager, has an opportunity for a Compliance Policy Manager to join their team. The Role You will provide authoritative and timely regulatory advice on regulatory developments, monitoring FCA/EU regulations affecting UK-authorised collective investment schemes and providing...

  • Default Specialist

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    • £34,000 - £39,000 per annum
    • City Of London
    • 5 days ago
    • 4 applications

    Our client is looking for a process focused individual to lead in the investigation and preparation of failing financial services firms. This will include any activity relating to declarations of default and large/complex failures. Your responsibilities would be to: Lead in the preparation and response...

  • Compliance Manager - Institutional Asset Management

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    • £60,000 - £70,000 per annum
    • London
    • 5 days ago
    • 9 applications

    Role Summary The purpose of this position is to provide support, advice and training to the asset management business operating in various EMEA jurisdictions on regulatory rules, principles and legislative requirements connected with the design and release of sales and promotional material. Whilst...

  • Project Manager

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    • £500.00 - £550.00 per day
    • London
    • 6 days ago
    • 17 applications

    Division: Retail Banking Scope : Working within the retail banking themes team dealing with cross industry issues on a project basis. Client : Financial Services Our client in looking for a highly skilled Project Manager with experience in Root Cause Analysis and Conduct Risk for a Thematic Review...

  • Compliance Officer

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    • £30,000 per annum
    • London
    • 19 August
    • 45 applications

    Servoca Resourcing Solutions are currently recruiting for a Compliance Officer with a global provider of online payment solutions to join their Compliance team based in London. The Role: The Compliance Officer will assist the Compliance team with the day to day handling of requests from law enforcement...

  • Russian speaking Compliance Analyst

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    • £20,000 - £22,000 per annum, inc benefits
    • London
    • 6 days ago
    • 37 applications

    Our client, a leader in market intelligence and management technology, is currently looking for a Russian speaking Compliance Analyst to handle the disclosure procedure for the Compliance team: sending out disclosure requests and being responsible for tracking the responses received. The Russian speaking...

  • Product Governance Marketing Manager

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    • £50,000 - £60,000 per annum
    • City Of London
    • 6 days ago
    • 3 applications

    An outstanding opportunity has arisen within a well established bank focussing on the credit cards business. The bank provides tailored credit solutions to its customers and this business model has resulted in success and quick growth. In this newly created position you will be reporting into the Head...

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