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58

Financial Services - Compliance jobs in London

 
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  • Financial Analyst

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    • Salary not specified
    • City Of London
    • 4 days ago
    • 11 applications

    Job Description - Financial Analyst (General Ledger and Compliance) Our client is a leading business and technology services company with around 70000 professionals across the Americas, Europe and Asia Pacific. They have the presence, expertise and complete IT services to meet clients' business needs...

  • Compliance Monitoring Manager - Commercial Banking

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    • £50,000 - £60,000 per annum, inc benefits
    • London
    • Today
    • 1 applications

    A Global Bank is looking for a Compliance Monitoring Manager to join their Commercial Banking division where their Commercial Clients have businesses that turnover is up to £30m. The Role As Compliance Monitoring Manager - Commercial Banking, you’ll be responsible for: Assist with the banks’ Compliance...

  • T&C Manager - Financial Planning, Private Bank

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    • £50,000 - £65,000 per annum
    • London
    • 16 July
    • 5 applications

    A leading Private Bank is looking to appoint an experienced Training and Competence Manager to assist in the implementation and management of the T&C regime for the firms Financial Planners, Investment Managers and Mortgage team. Experience within a similar role is essential. The firm offers excellent...

  • Customer Escalation Manager

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    • £60,000 - £65,000 per annum
    • City Of London
    • Today
    • 4 applications

    Your responsibilities would be to: Take ownership for the Post Decision contact process and accountable for its successful delivery Manage the complaints and complex enquiry handling team, ensuring 3rd party interactions are dealt with to suitable quality standards Ensure complex/post offer enquiries/letters...

  • Supplier Technical Advice Manager

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    • £60,000 - £65,000 per annum
    • City Of London
    • Today
    • 2 applications

    Our client is looking for a people and consumer focused individual to manage a team whilst ensuring relationships across third party outsourcers are managed effectively. Your responsibilities would be to: Take ownership of the deposits process, ensuring that delivery is managed, issues are identified...

  • Regulated Quality Supervisor - London

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    • £35,000 - £45,000 per annum
    • London
    • 8 July
    • 4 applications

    A leading Financial Services organisation has an urgent requirement for a Regulated Quality Supervisor to join the team to cover the London area The successful candidates will maintain effective business relationships with clients based within the London. Main Duties: - To maximise profitable and...

  • Business Standards Assistant

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    • £45,000 per annum
    • London
    • 4 July
    • 2 applications

    Our client is a leading Private Client Investment and Wealth Management organisation with an enviable reputation as one of most well respected and established Financial Services businesses in the country. An interesting and exciting opportunity has arisen for an experienced compliance professional to...

  • Senior Compliance Manager Advisory/Monitoring

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    • £55,000 - £95,000 per annum
    • London
    • 23 June
    • 13 applications

    We are working for a Global Asset Management firm who are looking for a Senior Compliance Manager with experience of working within the Asset Management/Investment House or Private Banking sector in both an Advisory role or a Monitoring role The ideal candidate will have relevant experience within a...

  • Head of Risk

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    • £120,000 - £150,000 per annum
    • City Of London
    • 5 days ago
    • 4 applications

    Executive recruitment consultants Alexander Lloyd have been retained by a prestigious and progressive investment management organisation to recruit a Head of Risk. The Role The newly created Head of Risk role has been developed to implement, build and lead a centralised risk function. The primary focus...

  • Operational Risk Analyst

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    • £35,000 - £40,000 per annum
    • Wimbledon
    • 15 July
    • 14 applications

    My client is a leading finance provider and part of a large financial services organisation. They are currently expanding their newly created Business Governance team with a vacancy for an Operational Risk Analyst to support the manager of the department with all areas of operational risk, focusing on...

  • Compliance Reporting Manager

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    • Salary negotiable
    • London
    • 15 July
    • 6 applications

    The success of this role is in the drafting and provision of high impact and insightful analytical reports on regulatory compliance. With a curious mindset, you will analyse industry information and trends, and consider what industry trends or activities may mean for RSA. You will also be responsible...

  • Regulatory Monitoring Manager

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    • £50,000 per annum
    • West London
    • 15 July
    • 4 applications

    For further information, please contact Edward Manson on or email your CV to Our Client An exciting opportunity has come about to join one of the leading Outsourcing providers in the UK. Due to continued growth, our client is currently looking to appoint a Compliance Monitoring specialist with a strong...

  • Compliance Advisor

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    • £65,000 per annum
    • West London
    • 15 July
    • 14 applications

    For further information, please contact Edward Manson on or email your CV to Our Client A fantastic opportunity has come about to join one of the leading Outsourcing providers in the UK and due to continued growth, our client is currently looking to appoint a Regulatory specialist with a fairly broad...

    13 jobs matching this search were posted in the last week

  • Compliance Manager (London)

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    • Competitive salary
    • London
    • 18 July
    • 12 applications

    About the Client Our client is providing a market leading proposition of savings and retirement products for their globally based clients. About the role With their own core values and constant drive to provide first class service, our client currently has a requirement for an experienced Compliance...

  • Compliance Manager - Payments

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    • £70,000 - £95,000 per annum
    • London
    • 6 days ago
    • 6 applications

    A leading Top Tier Bank is looking for a Compliance Manager (VP) to lead technical payments. This bank is renowned for their new innovative technology and position sits within their payments division. The role of compliance manager within payments, you’ll be responsible for the bank’s payment systems...

  • Compliance and Risk Controller

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    • £40,000 per annum
    • London
    • 6 days ago
    • 12 applications

    A leading fund services group encompassing administration, accountancy, depositary services, third party fund management and fund consulting. The expertise within the firm allows them to offer their clientele a comprehensive range of bespoke services within the collective investment arena this has in...

  • Case Checker/Compliance Consultant

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    • £28,000 - £40,000 per annum
    • London
    • 23 June
    • 41 applications

    City based Financial Advisory firm is seeking an experienced Level 4 qualified Case Checker to join their expanding team. On offer is a competitive salary plus a benefits package. Job Description The main purpose of this role is to assess the quality of advice given by advisers in respect of Pension...

  • Compliance Controller/officer

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    • £30,000 - £50,000 per annum
    • London
    • 14 July
    • 19 applications

    Primary Functions: Establish written policies and procedures, systems and process to meet regulatory requirements Undertaking regular compliance monitoring audits, risk assessment and reviews Regulatory reporting, such as GABRIEL Staff training on Compliance matters Maintenance of the custody register...

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  • VP, IBD & Syndicate Compliance

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    • £70,000 - £110,000 per annum
    • London
    • 18 July
    • 4 applications

    VP, IBD & Syndicate Compliance A Top Tier Investment Bank is looking for an experienced legal or compliance professional to join their IBD compliance advisory team. They offer fantastic training and career progressing within their growing team. London, Salary Competitive Main Function Member...

  • Compliance Administrator

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    • £18,000 - £22,000 per annum
    • London
    • 6 days ago
    • 16 applications

    deVere United Kingdom, part of the deVere Group and one of the UK’s leading independent financial advisory firms, is seeking to recruit a Compliance Administrator to join our award winning team. With a widespread international network and an extensive knowledge of the global financial markets, deVere...

  • Compliance Manager - Part Time

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    • £30,000 per annum
    • London
    • 6 days ago
    • 2 applications

    A specialist Independent Insurance Broker with a global reach across many insurance markets including Lloyds of London and working with a variety of professional clients across varying sectors including Technology, Law, Energy, Architecture and Engineering firms. The Role "As Compliance Officer you will...

  • Junior Business Analysts

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    • £30,000 - £53,000 per annum
    • Canary Wharf
    • 6 days ago
    • 49 applications

    We are looking for Junior Business Analysts and Graduates Our Client is looking to recruit a number of Business Analysts at all levels to compliment a strong and established team to support the business in delivering change to achieve strategic goals. This is done through understanding, analysing...

  • Regulatory Advisor/Consultant Funds

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    • £80,000 per annum
    • London
    • 14 July
    • 8 applications

    For further information, please contact Edward Manson on or email your CV to Our Client An exciting opportunity has come about for a Regulatory Funds specialist to join a fast-growing boutique Consulting practice in London. The Role You will be responsible for : Providing regulatory advice to a diverse...

  • Quality Assurance Manager

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    • £40,000 - £60,000 per annum
    • London
    • 3 days ago
    • 5 applications

    A leading Private Bank is looking to build a small team of Quality Assurance Managers. The role will involve file checking to ensure the quality and compliance of advice given by a team of investment and financial advisers. Experience in a similar role is preferable though the firm will consider experienced...

  • Compliance Specialist - IFA

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    • £25,000 - £35,000 per annum, negotiable
    • Croydon
    • 1 week ago
    • 32 applications

    A boutique compliance consultancy based in central London and Surrey are currently recruiting for a technical compliance support role for the IFA compliance support division of their FCA consultancy practice. You must be experienced in IFA financial services compliance and be able to communicate openly...

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