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87

Financial Services - Compliance jobs in London

 
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  • Compliance and Risk Controller

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    • £40,000 per annum
    • London
    • 4 days ago
    • 13 applications

    A leading fund services group encompassing administration, accountancy, depositary services, third party fund management and fund consulting. The expertise within the firm allows them to offer their clientele a comprehensive range of bespoke services within the collective investment arena this has in...

  • Compliance and Risk Controller

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    • £40,000 per annum
    • London
    • 4 days ago
    • 2 applications

    A leading fund services group encompassing administration, accountancy, depositary services, third party fund management and fund consulting. The expertise within the firm allows them to offer their clientele a comprehensive range of bespoke services within the collective investment arena this has in...

  • Market Insight Manager

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    • £45,000 - £51,000 per annum
    • London
    • Today
    • 1 applications

    A Market Insight Manager is required to join the leading the source of intelligent information for businesses and professionals, to design and lead marketing community engagement programs. This is a fantastic opportunity for someone with either a strong Know Your Customer (KYC) or Financial Services...

  • Compliance Manager 65-70K London

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    • £65,000 - £70,000 per annum
    • City Of London
    • Yesterday
    • 1 applications

    A leading, highly respected, UK investment management organisation is seeking a Compliance Manager to join their newly created advisory team. The Role As Compliance Manager you will hold a significant responsibility, advising and supporting this asset management company on regulatory aspects of key business...

  • Head of Compliance UK

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    • £100,000 - £130,000 per annum, inc benefits
    • London
    • Yesterday
    • 0 applications

    Tier 1 Financial Services firm is looking to speak with Senior Compliance professionals for a Head of Compliance role Direct management of a team of 5-6 Compliance team members. Support the Head of Compliance (Europe) the CF10 & CF11. Represent the company in meetings with the FCA and other regulators...

  • Claims Specialist

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    • £200.00 - £235.00 per day
    • City Of London
    • 5 days ago
    • 11 applications

    Our client is looking for an individual that will be responsible for assessing claims in relation to all product types covered by the organisation, these include; investment, home finance, deposit and insurance intermediary claims. Your responsibilities would be to: Investigate a wide range of compensation...

  • Save
    • £50,000 - £66,000 per annum
    • Central London
    • 26 September
    • 8 applications

    Financial Services Advisory Manager- London My client are one of the largest accountancy networks in the World with more than 1,000 offices in over 100 countries, including affiliates. Their people work within an extremely supportive and creative environment, and are equipped and empowered to deliver...

  • Fraud and Payments Executive

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    • £24,000 - £26,000 per annum
    • London
    • 7 October
    • 48 applications

    Reporting to the Head of Fraud and Payments, the F&P Executive will be responsible for protecting and maximising company revenues through high quality risk identification and fraud analysis. In addition, the F&P Executive will focus on providing a best in industry payments service. Main Accountabilities...

  • Senior Management Consultant - Retail Banking

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    • £70,000 - £130,000 per annum
    • London
    • 7 October
    • 6 applications

    For further information, please contact Khalid Basheer on or email your CV to . Our Client: A small team within a top-tier Consulting practice are currently seeking entrepreneurial Senior Management Consultants to join their specialist Retail Banking division in order to help develop their offering in...

  • Compliance Monitoring Manager

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    • Competitive salary
    • London
    • 6 days ago
    • 5 applications

    The Company Transact is the financial adviser wrap service developed and implemented by Integrated Financial Arrangements plc. Operating over £16bn on behalf of over 5,500 advisers, Transact is the leading independent wrap service in the UK. In simple terms Transact is a smarter, more effective and...

  • Compliance Associate - Wealth Manager

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    • £35,000 - £40,000 per annum
    • London
    • 6 days ago
    • 15 applications

    A leading European Discretionary Wealth Manager is seeking a Compliance Associate for their London Office. The Compliance Associate will assist the Head of Monitoring in executing the Surveillance Monitoring Programme to ensure regulatory compliance throughout the company. Responsibilities will be:...

  • Associate/Compliance Officer - £50K Asset Management

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    • £52,000 per annum
    • City Of London
    • 6 days ago
    • 8 applications

    A long established and one of the largest Asset Management firms in the world managing on behalf of the individual as well as the institutional investor operating on a global scale with in excess of £500 Billion under management. Operating via distinctive business model providing a broad spectrum of investments...

  • Compliance Officer - Pensions and IFA

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    • £45,000 per annum
    • London
    • 7 October
    • 10 applications

    For further information, please contact Khalid Basheer on or email your CV to . Our Client An established and reputable Financial Services organisation are currently seeking to recruit 2 generalist Compliance Officers to lead on a number of file review operations across their specialist IFA and Pensions...

  • Marcoms Channel Manager

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    • £43,000 - £48,000 per annum
    • London
    • 7 October
    • 2 applications

    A Marcoms Channel Manager is required to join the leading the source of intelligent information for businesses and professionals, to create, develop and own the interface between the product Service, key stakeholders and the external specialist market. This is a fantastic opportunity for someone with...

  • Market Insight Manager

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    • £45,000 - £51,000 per annum
    • London
    • 7 October
    • 5 applications

    A Market Insight Manager is required to join the leading the source of intelligent information for businesses and professionals, to design and lead marketing community engagement programs. This is a fantastic opportunity for someone with either a strong Know Your Customer (KYC) or Financial Services...

  • Financial Services Customer relations adviser

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    • £30,000 - £40,000 per annum, inc benefits
    • London
    • 6 October
    • 100+ applications

    Our clients are a high profile large global banking organisation. Due to expansion they are looking for a Customer Relations Adviser to join the existing team. The role will be to primarily assist Private Banking clients who have complaints in relation to there Private banking , Investment Managent...

  • Officer - Dispute Resolution, Customer Compliance Team

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    • £23,250 per annum
    • South East London
    • 6 October
    • 64 applications

    Dispute Resolution/Complaints Officer Basic Salary + Bonus + Benefits The Link Financial Group is one of Europe’s largest investors in performing and non performing consumer loan receivables and live loan servicing. Founded in 1998 and headquartered in London with operations in the UK, Spain, Italy...

  • Compliance Manager - London (£50-£55K basic)

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    • £50,000 - £55,000 per annum
    • London
    • 1 week ago
    • 7 applications

    Compliance Manager Location: London Salary: £50,000 - £55,000 plus bonus and benefits A new opportunity is currently available for a Compliance Manager who will be responsible for the on-going monitoring and reporting of conduct risk, with particular focus on the training and competence of Wealth Planners...

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  • Compliance Manager - Lloyds Insurance - London - £70k

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    • £70,000 per annum
    • City Of London
    • 1 week ago
    • 6 applications

    My client, a global Lloyds insurer, is recruiting for a newly created role within their Compliance team. As Monitoring Manager, this role will take responsibility for the Monitoring Plan and have oversight of a Compliance Monitoring Assistant. The Role Reporting to the UK Compliance Manager, you will...

  • Compliance Manager - General Insurance - West London - £50k

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    • £50,000 per annum
    • City Of London
    • 1 week ago
    • 7 applications

    My client, a household name, is seeking a Compliance Manager with insurance experience, to join their team. The Role Reporting to the Head of Compliance you will help ensure compliance in relation to insurance and consumer credit, acting as a key member of the team of 4 and having oversight of 1 compliance...

  • Client Advisory & Membership Services Associate

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    • £40,000 - £45,000 per annum
    • London
    • 6 October
    • 14 applications

    A unique centre for trading and price-risk management covering the majority of global business in the trading of specific commodities. Pricing across it's several platforms are used as a global benchmark within this sector. Due to increased demand for member services they have a further requirement for...

  • Head of Regulation- (Financial Services)

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    • £90,000 - £100,000 per annum, negotiable
    • London
    • 2 October
    • 1 applications

    Head of Regulation (Regulatory/Compliance)-London up to £100,000 + Bens This is a great opportunity for an individual ready to move into a Head of department role in the regulation and compliance arena. My client, a leading Global Exchange business is the world centre for the trading of its products...

  • Compliance Manager Part Time £40-60K London

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    • £40,000 - £60,000 per annum
    • West End
    • 1 week ago
    • 8 applications

    A highly respected dynamic UK Wealth management organisation is seeking their first Compliance Manager on a part time basis of just two days a week. As the Compliance Manager you will hold significant responsibility being the sole compliance personnel reporting directly to and liaising with the company...

  • International Compliance Officer

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    • £50,000 - £60,000 per annum
    • Wimbledon
    • 10 October
    • 32 applications

    With a great reputation as the UK's leading specialist warranty services group and a leading warranty provider in Europe, we work with hundreds of business partners including leading international manufacturers, retailers and specialist repairers. With over 2500 employees in the Group, there is no better...

  • Investment Compliance & Oversight Manager 12 MONTH MAT COVER

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    • £80,000 - £85,000 per annum
    • City Of London
    • 1 week ago
    • 5 applications

    My client, a growing Asset Management company, is urgently seeking an Investment Compliance & Oversight Manager to join their team on a 12 month Fixed Term Contract for maternity cover. The Role As Investment Compliance & Oversight Manager you will be to take responsibility for establishing and...

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