179

Financial Services - Compliance jobs in London

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Compliance Assistant - Advisory

Posted 5 February by Mansion House Recruitment Limited
Compliance Advisory Assistant Well-respected, A-Rated Lloyds of London syndicate is looking for a Compliance Advisory Assistant to join their team due to strong growth in the firm. You are an ambitious professional looking to take your career to the next level within the Compliance function. You will...

Compliance Monitoring Assistant

Posted 5 February by Mansion House Recruitment Limited
Compliance Monitoring Assistant Well-respected, A-Rated Lloyds of London syndicate is looking for a Compliance Monitoring Assistant to join their team due to strong growth in the firm. You are an ambitious professional looking to take your career to the next level within the Compliance function. You...

Senior Compliance Manager - Insurance - up to £60k

Posted 5 days ago by FourthLine
Fourthline is delighted to be representing a London Market insurance client in the search for a Senior Compliance Manager to join the team. As Senior Compliance Manager you will be responsible for supporting the Compliance Director review develop and update policies, procedures provide compliance advisory...

Compliance Officer CF30

Posted 1 February by YESMARKETS LTD
YesMarkets is an online binary options and simplified forex trading company. The company gives retail traders the opportunity to trade the financial markets by opening an account on the YesMarkets trading platform. All clients are able to trade either via the website or the YesMarkets mobile App. Please...

BRAND NEW - Compliance Manager - City of London

Posted 20 January by Coast Specialist Recruitment
A fantastic opportunity for an experienced CF10/CF11 registered Compliance Manager has arisen with a global company who has recently built a team in the UK. Main responsibilities will include: Providing management with the implementation and development of policies, practices and procedures to comply...

Compliance Assistant

Posted 5 days ago by High Finance (UK) Limited T/A HFG
  Our client is a medium size multinational insurance and reinsurance broker based in London. They are currently looking for a Compliance Analyst to join a very experienced team which will offer career progression and provide solid support and training. To be considered for this role you: - Must have insurance...

KYC Officer

Posted 5 days ago by LMA
KYC Officer - Asset Management - London - £30,000-£35,000 LMA are currently representing an International Asset Manager in their search for a KYC Officer , based in their London office. This is an excellent opportunity for an experienced financial crime professional to develop their career by joining...

Compliance Analyst - Hedge Funds - London £50K

Posted 5 February by Alexander Lloyd
An ethical and values based Investment Manager based in central London and registered with both the US and UK Regulator providing services to a number of regulated entities now require a further addition to their focused team of compliance professionals. As a Compliance Assistant you will form part of...

Group Compliance Manager - London

Posted 4 January by Coast Specialist Recruitment
A busy Financial Services practice is looking to recruit in the London office, a Diploma qualified Group Compliance Manager. Key Responsibilities: Deal with clients complaints in line with the firms Compliance procedures Maintain and manage the firms Complaint Register Review client files as directed...

Group Compliance Manager

Posted 1 February by Blakemore Recruitment
Our client is a National Financial Services business whose offering includes Wealth planning to private and corporate clients. Due to continued expansion they are looking for a Group Compliance Manager to join the existing team in their London Office. Key Responsibilities: Deal with clients complaints...

On-boarding Analyst / Compliance Specialist

Posted 5 February by Project Recruit
On-boarding Analyst / Compliance Specialist Our client, a leader in the financial services sector, is expanding and we have several exciting opportunities across a team specialising in compliance and client services within electronic trading across a variety of asset classes. This is a rare opportunity...

T&C Superviser

Posted 5 days ago by IDEX Consulting Ltd
T&C Superviser - London, South East Salary up to £43,600 A high quality financial planning network that provide Appointed Representatives with a platform to build a successful practice require a T&C Superviser to provide support to AR's around the London & Home Counties region. - Deliver high...

Compliance & Risk Manager

Posted 12 January by KFS Recruitment
We are pleased to announce that we are working with a growing Lender in London, with a very good name in the market. A vacancy has become available for an experienced Compliance and Risk professional to join their team. You will have a minimum of five year's experience within a Compliance or Audit function...

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Compliance Officer - Regulatory & Monitoring - P&I Club

Posted 5 days ago by WSR Recruitment Ltd
Overall Purpose of Role To manage the regulatory compliance and monitoring function for all jurisdictions within which the Club operates through the development and operation of an effective worldwide framework. Primary Responsibilities of Role To manage regulatory compliance within the Club and...

Unique CASS opportunity in a Top-tier consultancy - London

Posted 1 February by FourthLine
Are you looking to join a leading advisory firm in a CASS focused role? Do you want to work with the biggest Retail and Investment Banking businesses in the UK? Are you interested in working with industry renowned Partners within the Financial Services Regulatory space? If so, this position may be what...

Fantastic Compliance Manager opportunity in Insurance

Posted 1 February by FourthLine
Are you interested in working for a Top professional services firm within Regulatory Compliance, with ambitious growth plans for 2016 and beyond? Do you want to work with some of the biggest and best insurers in the UK? Are you interested in working with industry renowned Partners within the Financial...

Regulatory Subject Matter Expert - Investment Management

Posted 5 days ago by Austin Andrew - Commercial
A fast-growing investment management firm based in the heart of the City of London have a new regulatory focused compliance opportunity - as the firm's Regulatory Subject Matter Expert. The organisation has over $3 billion under management across a number of hedge funds, UCITS funds and a commodities...

Senior Compliance Consultant

Posted 5 days ago by Reed Insurance Featured
My client a leading Accountancy Firm with a Wealth Planning Division, is actively looking for a Senior Compliance Consultant to join the business, the UK's 10th largest independent accountancy network with over 650 partners.  This role is business critical and the successful applicant will work closely...

Senior Compliance Consultant

Posted 5 days ago by Reed Insurance Featured
My client a leading Accountancy Firm with a Wealth Planning Division, is actively looking for a Senior Compliance Consultant to join the business, the UK's 10th largest independent accountancy network with over 650 partners.  This role is business critical and the successful applicant will work closely...

Mortgage Compliance Associate

Posted 2 days ago by Reed Insurance Featured
Are you looking to develop your career within the Mortgage Compliance industry? My client is an international bank, who due to their continued growth within the UK mortgage market are expanding their mortgage compliance team. In turn a Mortgage Compliance Associate vacancy has arisen. You will be based...

Finance & Compliance Assistant

Posted 4 February by Page Personnel Finance
This immediate start temporary to permanent role will suit an experienced Accounts specialist who has also worked across compliance. Client Details My client is an independent specialist investment advisory firm offering both wealth management and merchant banking services. Description This role...

Financial Crime Trade Finance Analyst

Posted 6 days ago by Search Consultancy
This is an opportunity for technically skilled candidates to get great reward through delivering on a new project that has very competitive rates of salary. These opportunity has arisen with a market leading world class financial services organisation, which operates a number of specialist businesses...

Compliance Administrator

Posted 6 days ago by Hydrogen Group
Hydrogen Group is a global specialist recruitment company placing high quality staff into clients on a permanent and contract basis and has offices in London, Edinburgh, Singapore, Sydney, Malaysia and Hong Kong. Hydrogen specialise in mid to senior level roles across Business Transformation, Technology...

Compliance Analyst - Asset Management

Posted 4 February by Austin Andrew - Commercial
A global investment management business with three high-profile brands has created a Senior Compliance Analyst opportunity within their City-based, luxurious London offices. Joining a high-calibre team, you will be joining the UK arm of a truly international firm and gain exposure to a variety of departments...

Anti-Bribery and Compliance Analyst

Posted 2 days ago by Ambition Europe Limited New
Our client, a leading Insurance Broking and Risk Management firm based in Central London, has partnered with Ambition in their search for an Anti-Bribery and Compliance Analyst to begin on a Fixed Term Contract until the end of 2016. As the Anti-Bribery and Compliance Analyst, you will provide support...
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