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97

Financial Services - Compliance jobs in London

 
Email me jobs like these
  • Remediation and Complaint Handling Consultants

    Shortlist
    • £50,000 - £75,000 per annum
    • London
    • 5 days ago
    • 7 applications

    An exciting opportunity has arisen for a number of Regulatory and Compliance Project Delivery Managers based in Swindon, Wiltshire and the South West to join an expanding company to deliver a series of major remediation and complaint handling programmes with clients across Retail Banking, Finance and...

  • Compliance Consultant

    Shortlist
    • £60,000 - £80,000 per annum
    • City Of London
    • 19 January
    • 13 applications

    My client, a leading Consultancy that provides regulatory advice, reviews and compliance support to firms authorised and regulated by both the FCA & PRA, is offering a new and exciting opportunity for a well experienced and knowledgeable Compliance Consultant to join them on a full time and permanent...

  • Regulatory & Compliance Project Delivery Managers

    Shortlist
    • £50,000 - £75,000 per annum
    • London
    • 5 days ago
    • 10 applications

    An exciting opportunity has arisen for a number of Regulatory and Compliance Project Delivery Managers based in Swindon, Wiltshire and the South West to join an expanding company to deliver a series of major remediation and complaint handling programmes with clients across Retail Banking, Finance and...

  • Compliance Monitoring Manager

    Shortlist
    • £50,000 - £60,000 per annum
    • City Of London
    • 5 January
    • 13 applications

    Compliance Monitoring Manager Purpose of the role: To lead and manage the staff, work and operations of the Compliance Monitoring Team ('CMT') to provide assurance to senior management and the Group Boards and Committees that all significant regulatory risks within scope of the CMT are identified...

  • FX - Senior Compliance Associate

    Shortlist
    • £38,000 - £45,000 per annum
    • London
    • 19 January
    • 11 applications

    Location - London Type - Permanent Company: My client is a UK based International Foreign Exchange and Payments brokerage with 6 offices based around the world. In this position you will report into the UK Risk & Compliance Manager who in turn reports directly to the Global Head of Compliance...

  • Compliance Officer - Pensions/IFA Monitoring and File Review

    Shortlist
    • £45,000 - £55,000 per annum
    • London
    • 5 days ago
    • 1 application

    My client is a leading provider of investment management, accountancy, tax, corporate and financial advisory services. They are seeking an experienced compliance officer to join their team in a new role on the IFA/Wealth Management side of the business. The Role Reporting to the Compliance Manager and...

  • Clinical Governance Manager

    Featured
    Shortlist
    • £35,000 - £45,000 per annum
    • London
    • 5 days ago
    • 7 applications

    Background AXA PPP healthcare is one of the UK's leading providers of Occupational Health, Employee Assistance and Wellbeing Services. We've recently been listed in the Sunday Times' 25 Best Big Companies to Work for, 2014. It's a fantastic time to join us The role The Clinical Governance Manager...

  • Senior Review Officer

    Featured
    Shortlist
    • £225.00 - £275.00 per day
    • City Of London
    • 5 days ago
    • 13 applications

    Our client is seeking an experienced complaint handler who will be accountable for customer complaints relating to pension and/or regulated structured and investment products. You will ensure that complaints are managed and progressed to resolution in line with regulatory requirements. The role holder...

  • Compliance Manager

    Shortlist
    • £45,000 - £50,000 per annum
    • City Of London
    • 23 January
    • 9 applications

    Compliance Officer - London Salary up to £50,000 plus benefits An independently owned financial planning and investment management business that provides wealthy private clients, investors and businesses with wealth advice is looking to appoint a Compliance Officer. Reporting to the Compliance Manager...

  • Risk policy and regulatory senior analyst

    Shortlist
    • £55,000 - £65,000 per annum
    • London
    • 19 January
    • 8 applications

    My client is an expanding energy company active inexcess of 70 countries The three main business areas are: • Exploration & Production • Gas & Power • Refining & Marketing. You will have extensive work based experience, preferably from the Top for or an energy major to undertake this role...

  • Senior Compliance Consultant

    Shortlist
    • £80,000 per annum
    • London
    • 5 days ago
    • 3 applications

    A leading, highly respected, Global Consultancy Practice is seeking a Senior Compliance Officer. As the Senior Compliance Consultant you will have significant responsibility in mentoring more junior members of the Compliance team, reporting directly to the overall Head of Compliance. Key responsibilities...

  • Compliance Manager

    Shortlist
    • £38,000 - £45,000 per annum, inc benefits
    • London
    • 19 January
    • 47 applications

    The ideal candidate will have a minimum of 3 years compliance experience, preferably gained in a mortgage/secured loan environment, but strong candidates from other financial services disciplines may be considered. The candidate will be reporting into the Group Compliance Manager. The main duties will...

  • Financial Services Risk and Regulation Manager

    Shortlist
    • £55,000 - £75,000 per annum, negotiable
    • London
    • 23 January
    • 4 applications

    Financial Services Risk and Regulation Manager My client, a market leading advisory and assurance practice, has a requirement for a Manager within their risk and regulation practice. They are looking for an experienced professional to head the team at this exciting time of growth. The work is high...

  • Compliance and Contracts Administrator

    Featured
    Shortlist
    • £20,000 - £24,000 per annum
    • Shepherds Bush
    • 22 January
    • 46 applications

    Organisation Description I am working with an IT Consultancy who are urgently looking for a meticulous Compliance and Contracts Administrator. Job Description You will be working in a small team of 14 and providing support to the Compliance and Contracts team to ensure it is run smoothly. You will...

  • Group Compliance Manager - Wealth Management

    Shortlist
    • £45,000 - £55,000 per annum
    • London
    • 22 January
    • 14 applications

    My client a leading wealth management business is looking for a Group Compliance Manager (£45-50k + private healthcare and excellent pension) to report directly into the board, acting as the Group's Money Laundering Reporting officer and CF11 control function. The business is growing quickly through...

  • Shortlist
    • £38,000 - £42,000 per annum, negotiable
    • London
    • 6 days ago
    • 5 applications

    Our client, a leader in Regulation Consultancy, is seeking an experience Service Delivery Manager to take ownership of client on-boarding, business analysis and Capital Market regulation consultancy within the Service Delivery team. The position will involve project managing the implementation/on-boarding...

  • Compliance Manager

    Shortlist
    • £55,000 - £65,000 per annum, negotiable, inc benefits, OTE
    • London
    • 22 January
    • 2 applications

    Compliance Manager £65k + 30% bonus London One of the UK’s leading Wrap Platform Providers is in need of a Compliance Manager. The purpose of the role is to lead and manage the staff, work and operations of the Compliance Monitoring Team ('CMT') to provide assurance to senior management and the...

  • Compliance Officer - Asset Management

    Shortlist
    • £70,000 - £100,000 per annum
    • London
    • 2 days ago
    • 14 applications

    POSITION SUMMARY As Compliance Officer, the employee will report to the firm’s global Chief Compliance Officer and work closely with Compliance and Legal staff on a global basis. The position will focus on regulatory compliance matters for the London office of a global Hedge Fund Manager. The responsibilities...

  • Front Office Compliance Officer - Asset Management

    Shortlist
    • £70,000 - £80,000 per annum
    • London
    • 2 days ago
    • 18 applications

    Position: Front office compliance officer Department: Compliance Reporting to: Head of Compliance Advisory Main purpose of role To provide specialist compliance support and oversight to the Fixed Interest Absolute Return desk and to support the Head of Compliance Advisory in ensuring the Fixed...

  • Compliance Controller

    Just Added
    Shortlist
    • £65,000 per annum
    • London
    • 2 days ago
    • 0 application

    To discuss the role in greater detail please contact Paul Clayton on 0161-883-2747 or send through your CV to Our client is a leading food manufacturing organisation looking to recruit a Compliance Controller who will be responsible for defining the company`s compliance agenda, lead the Health, Safety...

  • Pension Transfer Specialist - deVere United Kingdom

    Shortlist
    • £30,000 - £35,000 per annum
    • London
    • 6 days ago
    • 1 application

    deVere United Kingdom - Pension Transfer Specialist deVere United Kingdom are part of the world’s largest firm of independent financial advisers and are looking for experienced Pension Transfer Specialist to join their expanding team. Candidates must be experienced in the UK Financial Services Pension...

  • Compliance Manager

    Just Added
    Shortlist
    • £40,000 - £50,000 per annum
    • London
    • 2 days ago
    • 1 application
    Posted by
    Experis LTD

    A Compliance Manager is required to join a company who are the Worlds leading source of intelligent information for businesses and professionals. The Compliance Manager will join a Global team who are responsible for standardising and optimising how the company complies with and executes local statutory...

  • Group Compliance Manager - Discretionary Wealth Management

    Shortlist
    • £60,000 per annum, inc benefits
    • London
    • 6 days ago
    • 4 applications

    Our client, a well healed Discretionary Wealth Manager with a Financial Planning arm wants to recruit a new Group Compliance Manager to toggle between its offices in North London and Hertfordshire. The business is expanding through a steady growth strategy straddled between acquisition and selective...

  • Compliance Consultant - Interim

    Just Added
    Shortlist
    • £300.00 - £400.00 per day
    • City Of London
    • 2 days ago
    • 5 applications

    Interim Compliance Consultant Reporting to the Head of Compliance Advisory as an interim support providing - understanding of the principles of the rule-book - Covering Retails Banking, Cards and Payments - Experience desirable not essential - Providing business as usual support across a wide range...

  • Legal and Compliance Officer

    Shortlist
    • £40,000 - £55,000 per annum
    • London
    • 6 days ago
    • 11 applications

    My client, a growing foreign exchange brokerage and subsidiary of a household name, is currently looking for a Legal and Compliance Officer to provide cover for maternity leave for a minimum period of 6 months, to start in March or earlier if possible. Working with the business but with a high amount...

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