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79

Financial Services - Compliance jobs in London

 
Email me jobs like these
  • Compliance Manager Part Time £40-60K London

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    • £40,000 - £60,000 per annum
    • West End
    • Yesterday
    • 0 applications

    A highly respected dynamic UK Wealth management organisation is seeking their first Compliance Manager on a part time basis of just two days a week. As the Compliance Manager you will hold significant responsibility being the sole compliance personnel reporting directly to and liaising with the company...

  • Compliance Assistant

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    • £30,000 per annum
    • City Of London
    • 14 November
    • 64 applications

    My client, one of the UK's top providers of Investment Management services, is recruiting for a Compliance Assistant to join their team on a full time and permanent basis. The Role As Compliance Assistant your role will be to provide Compliance support to regulated firms within the group whilst building...

  • Generalist Compliance Manager

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    • £65,000 per annum
    • London
    • 18 November
    • 7 applications

    For further information, please contact Khalid Basheer on or email your CV to . Our Client An established and reputable Financial Services organisation is currently seeking to recruit a Compliance Manager to run the wide range of day to day activities of the Compliance team. The Role Reporting to the...

  • Regulatory Advisor - GI, Mortgages or Retail Banking

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    • £40,000 - £60,000 per annum
    • London
    • 14 November
    • 8 applications

    For further information, please contact Edward Manson on or email your CV to Our Client: Our client are a globally established Management Consultancy and due to continued growth within the Financial Services markets they are looking to appoint a number of Regulatory specialists who will be responsible...

  • Regulatory Operations Manager - Investments

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    • £80,000 per annum
    • London
    • Yesterday
    • 0 applications

    For further information, please contact Khalid Basheer on or email your CV to Our Client A leading investment solutions provider are seeking to hire a new Regulatory Operations Manager to enhance and oversee the lifecycle of new and existing services. The Role As a key member of the Global Wealth team...

  • Compliance Officer - £50K Asset Management - Funds

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    • £52,000 per annum
    • London
    • 18 November
    • 3 applications

    A long established and one of the largest Asset Management firms in the world managing on behalf of the individual as well as the institutional investor operating on a global scale with in excess of £500 Billion under management. Operating via distinctive business model providing a broad spectrum of investments...

  • Field Supervisor

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    • £35,000 - £45,000 per annum
    • London
    • Yesterday
    • 0 applications

    For further information, please contact Kirstie Burn on or email your CV to Our Client A well reputed network of Independent Financial Advisors focussing on Retail Consumer Advice and Products, this firm has been established for over 15 years. The firm retains a strong focus on quality and customer service...

  • Business Analyst

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    • £45,000 - £55,000 per annum
    • City Of London
    • 18 November
    • 19 applications

    A Business Analyst possessing excellent requirements gathering skills and knowledge of financial regulatory compliance and is required to join the Worlds leading source of intelligent information for businesses and professionals. Working on a variety of long/term software implementation projects, you...

  • Risk Assistant for City Law firm

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    • £25,000 - £30,000 per annum
    • London
    • Yesterday
    • 100+ applications

    Risk Assistant required for city firm An excellent opportunity has become available at a firm based in the heart of the city for a Risk Assistant. The Risk Assistant will sit as part of the Risk & Compliance Team and will be responsible for the day to day tasks relating to all aspects of the Client...

  • Compliance Officer

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    • Competitive salary
    • London
    • Yesterday
    • 100+ applications

    Compliance Officer role at top 20 Law firm A fantastic opportunity has arisen in a top law firm for a Compliance Officer. The role would be ideal for an individual who either has previously worked in a similar position or alternatively, an individual who may have recently qualified and is now keen to...

  • Conflicts Officer

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    • Salary negotiable
    • London
    • Yesterday
    • 49 applications

    Conflicts Officer in Top City Firm An exciting opportunity has become available at a world renowned firm in the heart of London for a Conflicts officer. This role will enable the successful candidate to join a very well respected team and enable them to either develop their conflicts experience or...

  • Quality & Risk Officer

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    • Competitive salary
    • London
    • Yesterday
    • 30 applications

    Quality & Risk Officer A new opportunity has arisen at a well-regarded niche firm with offices across the country for a Quality & Risk Officer. The role will be reporting directly to the Chief Operating Officer and will be focussed on the following: - Review and implementation of internal...

  • Internal Risk and Standards

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    • £60,000 - £70,000 per annum
    • London
    • Yesterday
    • 19 applications

    Highly successful private bank and investment group in a superb London West End location with offices in various "offshore" destinations aims to make a strategic appointment. Working closely with the Head of Audit and the Regional Audit Director you will be involved in assessing the adequacy and effectiveness...

  • Compliance Manager

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    • £38,000 - £45,000 per annum, inc benefits
    • London
    • 29 October
    • 18 applications

    The ideal candidate will have a minimum of 3 years compliance experienced, preferable gained in a mortgage/secured loan environment , but strong candidates from other financial services disciplines may be considered. The candidate will be reporting into the Group Compliance Manager. The main duties...

  • Quality Assurance Assessor

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    • £16,500 - £18,500 per annum
    • North West London
    • 2 days ago
    • 2 applications

    Have you got call centre experience and the appetite for a new career challenge? Union Insurance is an established insurance intermediary based in London. We are looking for a Quality Assurance Assessor, who will report directly to the Quality Assurance Manager, to take on Quality Assurance. The salary...

  • Head of Business Compliance

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    • £70,000 - £90,000 per annum, negotiable
    • London
    • 13 November
    • 4 applications

    Head of Business Compliance Location: London Salary: £70,000 - £90,000 per annum, negotiable + bonus This firmly established digital payments specialist is looking for a new Head of Business Compliance for their London office. The Firm: Headquartered in London, the firm is one of the leading digital...

  • Compliance and Risk Controller - Fund Services

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    • £40,000 per annum
    • London
    • 6 days ago
    • 5 applications

    A leading fund services group encompassing administration, accountancy, depositary services, third party fund management and fund consulting. The expertise within the firm allows them to offer their clientele a comprehensive range of bespoke services within the collective investment arena this has in...

  • Business Analyst

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    • £45,000 - £55,000 per annum
    • City Of London
    • 13 November
    • 22 applications

    A Business Analyst possessing excellent requirements gathering skills and knowledge of financial regulatory compliance and is required to join the Worlds leading source of intelligent information for businesses and professionals. Working on a variety of long/term software implementation projects, you...

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  • Quality Assurance Officer

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    • £55,000 - £65,000 per annum
    • London
    • 17 November
    • 4 applications

    For further information, please contact Khalid Basheer on or email your CV to Our Client: A dynamic Lending business continues to make a name for itself across a competitive market place and due to exciting new growth they are actively looking to recruit a Quality Assurance specialist to ensure they...

  • Compliance Officer - Asset Management

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    • £40,000 - £60,000 per annum
    • London
    • 2 days ago
    • 5 applications

    Burrows & Grey are pleased to present an opportunity to join a rapidly growing asset management firm specialising in private markets. This business is firmly global, has significant growth plans in the UK and are looking now to add compliance officers to the team to be responsible for supporting...

  • Senior Compliance Generalist - Private Banking

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    • £55,000 - £60,000 per annum
    • London
    • 13 November
    • 18 applications

    A well-established Private Banking company are seeking a new Compliance Generalist to help support the Head of Compliance and Deputy MLRO in the delivery of compliance services. The role will include: Supporting senior management with its interactions with external regulatory authorities Assisting...

  • Deputy Head of Compliance - Investment Banking - London

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    • £90,000 - £117,000 per annum
    • London
    • 6 days ago
    • 2 applications

    My client is a global capital markets investment bank. They are currently seeking a Deputy Head of Compliance to join their compliance team in London. The Role You will support and contribute to the development of the Corporate Finance Compliance control infrastructure (including AIM regulation), delivering...

  • Compliance Officer - Asset Management

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    • £70,000 - £100,000 per annum
    • London
    • 2 days ago
    • 4 applications

    POSITION SUMMARY As Compliance Officer, the employee will report to the firm’s global Chief Compliance Officer and work closely with Compliance and Legal staff on a global basis. The position will focus on regulatory compliance matters for the London office of a global Hedge Fund Manager. The responsibilities...

  • IT Senior Internal Auditor

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    • Competitive salary
    • London
    • 17 November
    • 8 applications

    Life at AXA IT Senior Internal Auditor....The role An exciting opportunity has arisen to work as part of AXA UK as an IT Senior Internal Auditor The role will take responsibility for o conducting assigned internal audit reviews within the AXAUK Group businesses in order to provide assurance on the...

  • Business Analyst

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    • £45,000 - £55,000 per annum
    • City Of London
    • 2 days ago
    • 6 applications

    A Business Analyst possessing excellent requirements gathering skills and knowledge of financial regulatory compliance and is required to join the Worlds leading source of intelligent information for businesses and professionals. Working on a variety of long/term software implementation projects, you...

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