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82

Financial Services - Compliance jobs in London

 
  • Compliance Manager - London

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    • £50,000 - £55,000 per annum, inc benefits
    • London
    • Today
    • 61 applications

    We now, due to our client’s expansion have an exciting opportunity for a Compliance Manager to be based in London with an Investor and Servicing of Lending Portfolios. You will implement, promote and maintain business compliance with FSA, CCA, DPA, JMLSG and other legal or regulatory codes Maintain...

  • Interim Compliance Assurance Manager

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    • £350.00 - £400.00 per day
    • West End
    • 15 April
    • 10 applications

    Our client, an established global Banking provider, is seeking a Compliance Assurance Manager to join their busy Compliance team on a 6 month temporary contract. Providing a high quality Compliance Assurance service which adds value to the business by ensuring that all departments meet their regulatory...

  • Business Risk Manager

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    • Salary negotiable
    • City Of London
    • 15 April
    • 1 applications

    My clients, who are a national IFA who continue to expand, are recruiting for a Business Risk Manager to be based out of their London offices. As Business Risk Manager, you will be responsible for providing training and guidance to advisers; ensuring the business activities are compliant in accordance...

  • Commissions Project Analyst

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    • Competitive salary
    • North Acton
    • 11 April
    • 12 applications

    Carphone Warehouse’s UK business generates a turnover of £1.6bn with a post pay customer base across the four leading networks in excess of 1m customers. This area focuses on the revenue streams earned from the mobile networks and maximising the benefits of the complex commercial terms. A position now...

  • Compliance Officer

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    • £40,000 - £50,000 per annum
    • London
    • Yesterday
    • 19 applications

    Compliance Manager Location - London - City Salary - £40,000 - £45,000 + Excellent Benefits Package Our Client a very successful Financial Planning/Wealth Management Business is now seeking to recruit a experienced compliance professional for their office in the City. The role will support a number...

  • Compliance Manager

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    • £60,000 per annum
    • London
    • 15 April
    • 13 applications

    My client, a top Wealth & Investments company, are offering a fantastic opportunity for a Compliance Manager to join them on a full time and permanent basis The Role As Compliance Manager you will report directly into the Risk & Compliance Director and will support them with the implementation...

  • Trainee IFA Compliance Officer

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    • £25,000 - £30,000 per annum
    • Finchley
    • 15 April
    • 31 applications

    A fantastic opportunity has arisen for a dedicated financial employee to join a reputable IFA Practice, based in North London. The successful candidate will possess the key attributes/ experience as follows: •Knowledge of working within a financial administration role, either as a Compliance Assistant...

  • Compliance Officer

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    • £30,000 - £37,000 per annum
    • Finchley
    • 15 April
    • 8 applications

    Compliance Officer required to join the team in a leading North London wealth management firm The successful candidate will possess the key attributes/ experience as follows: •Knowledge of UK FSA Regulations •Knowledge of UK FCA regulations and recent regulatory initiatives •Minimum 12-18 month financial...

  • Business Risk Officer

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    • £38,000 - £45,000 per annum
    • London
    • 15 April
    • 2 applications

    This well respected national advisory business is currently seeking an experienced compliance and risk officer to be based out of their London office. In this role you will work with financial advisers to ensure their advice and business processes are correct and to the companies standards. You must...

  • Compliance Officer

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    • £30,000 - £37,000 per annum, inc benefits
    • Finchley
    • 15 April
    • 3 applications

    Compliance Officer required to join the team in a leading North London wealth management firm The successful candidate will possess the key attributes/ experience as follows: •Knowledge of UK FSA Regulations •Knowledge of UK FCA regulations and recent regulatory initiatives •Minimum 12-18 month financial...

  • Compliance Manager

    Just Added
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    • £40,000 - £50,000 per annum
    • London
    • Yesterday
    • 2 applications

    Compliance Manager Location - London - City Salary - £40,000 - £50,000 + Excellent Benefits Package Our Client a very successful Financial Planning/Wealth Management Buisness is now seeking to recruit a experienced compliance professional for there office in the City. The role will support a number...

  • Ethics Manager - National Quality & Risk Management

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    • £60,000 per annum
    • City Of London
    • 11 April
    • 2 applications

    A highly reputable audit practice with a reputation very few can match offering integrated services that include Audit, Corporate Finance, consulting and Tax operating on from both the UK and on a global scale have a genuinely exciting opportunity within their National Quality & Risk Management team...

  • Compliance Officer - Part Time - London

    Ending soon
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    • £30,000 - £35,000 per annum, pro-rata
    • London
    • 6 March
    • 69 applications

    A new role has arisen for an experienced Compliance Officer to join a Financial Lender on a part time basis based in London. Candidates will need to have at least 3 years compliance experience either from a Financial services or mortgage background. Main Duties will include but not limited to: -...

    5 jobs matching this search were posted in the last week

  • Compliance Policy Manager

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    • £50,000 - £65,000 per annum
    • City Of London
    • 11 April
    • 3 applications

    My client, a leading asset manager, has an opportunity for a Compliance Policy Manager to join their team. The Role You will provide authoritative and timely regulatory advice on regulatory developments, monitoring FCA/EU regulations afftering UK-authorised collective investment schemes and providing...

  • Head of Compliance - Banking

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    • £100,000 - £140,000 per annum
    • London
    • 11 April
    • 6 applications

    Our client: Our client is one of the UK`s leading Challenger Banks who has been on a strong organic growth path, showing a continual improvement in profitability in recent years. Offering its expanding customer base a straight forward, no nonsense alternative to the High Street, they combine traditional...

  • Surveillance Officer

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    • £40,000 - £45,000 per annum
    • London
    • 26 March
    • 7 applications

    An individual with a background in Asset/Investment Management or Financial Planning, is required by a City based Asset Management organisation, in the role of Surveillance Officer. The successful candidate will develop and maintain an ongoing surveillance plan to provide support and assistance in...

  • Compliance Executive - (Stockbroker) - London / City

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    • £30,000 per annum
    • City Of London
    • 15 April
    • 15 applications

    Compliance Executive - (Stockbroker) - London / City We are seeking a Compliance Executive to join a rapidly expanding firm of City Stockbrokers. Based in the heart of London’s financial district, our client is an established stockbroker and London Stock Exchange member firm that delivers exceptional...

  • Compliance Officer / Compliance Manager - London

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    • £35,000 - £50,000 per annum
    • London
    • 14 April
    • 9 applications

    Compliance Manager / Compliance Officer - London £40 - 50k basic (Dependent on experience) + Benefits A fantastic opportunity is available for an experienced Compliance Officer / Manager to work a one of London's leading Mortgage Brokers. You will be responsible for overseeing the compliance of a team...

  • Compliance Analyst - London

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    • £25,000 per annum
    • City Of London
    • 14 April
    • 80 applications

    Compliance Analyst City - London IRO £25,000 + benefits and disc. bonus. My client is a successful investment management company authorised and regulated by the Financial Conduct Authority (FCA). The majority of clients are private individuals where they focus on their wealth management needs....

  • Claims Specialist

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    • £200.00 - £225.00 per day
    • City Of London
    • 14 April
    • 28 applications

    Our client is looking for an individual that will be responsible for assessing claims in relation to all product types covered by the organisation, these include; investment, home finance, deposit and insurance intermediary claims. Your responsibilities would be to: Investigate a wide range of compensation...

  • Compliance Analyst

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    • £48,000 per annum
    • City Of London
    • 10 April
    • 20 applications

    My client, a leading Asset Management firm, are working on an exciting new opportunity for a Compliance Analyst to join their team on a full time and permanent basis The Role As a Compliance Analyst your role will have a focus on monitoring but has the potential to develop further into a more generalist...

  • Compliance Monitoring/Surveillance Officer - London

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    • £40,000 - £45,000 per annum
    • London
    • 25 March
    • 21 applications

    An expanding Asset Management firm based in the City of London seeks an Compliance Monitoring/Surveillance Officer to join the team to report into the Group Head of Monitoring. The main purpose of the role are to develop and maintain an ongoing surveillance plan to provide support and assistance to...

  • Compliance Specialist - IFA

    Just Added
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    • £25,000 - £35,000 per annum, negotiable
    • Croydon
    • 2 days ago
    • 10 applications

    A boutique compliance consultancy based in central London and Surrey are currently recruiting for a technical compliance support role for the IFA compliance support division of their FCA consultancy practice. You must be experienced in IFA financial services compliance and be able to communicate openly...

  • SEC Consultant

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    • £60,000 - £80,000 per annum
    • City Of London
    • 10 April
    • 0 applications

    My client, a well regarded compliance consultancy, has a newly created opportunity for a SEC specialist to join their London team. You will support an SEC regulated client base within the UK as a consultant, covering a broad range of responsibilities from monitoring to advisory. There will be some opportunity...

  • Asset Management/IFA Surveillance Monitoring-City

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    • £40,000 - £45,000 per annum
    • London
    • 25 March
    • 2 applications

    A new permanent position has arisen with a London based Wealth Manager. The role: To develop and maintain an ongoing surveillance plan to provide support and assistance to the Head of Monitoring in fulfillment of the role in monitoring compliance with FSA and other Group regulatory requirements. ...

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