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85

Financial Services - Compliance jobs in London

 
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  • Part-Time Compliance Officer

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    • Salary negotiable
    • North West London
    • Today
    • 2 applications

    Our client is a loans company based in North London. We are seeking a Part Time Compliance Officer to ensure all activities of the business are carried out within the FCA regulatory framework. The main responsibility will be to ensure that any advice to clients takes into account their business objective...

  • Financial Auditor

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    • £40,000 - £50,000 per annum
    • City Of London
    • Today
    • 1 applications

    A rare and fantastic opportunity to support a world leading Finance Team in a prime London location Our client is a leading provider of HR solutions, with over 31,000 employees operating across 5,500 offices in more than 60 countries worldwide. They are currently looking for a qualified accountant with...

  • Compliance Monitoring Manager

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    • Competitive salary
    • London
    • 15 October
    • 6 applications

    The Company Transact is the financial adviser wrap service developed and implemented by Integrated Financial Arrangements plc. Operating over £16bn on behalf of over 5,500 advisers, Transact is the leading independent wrap service in the UK. In simple terms Transact is a smarter, more effective and...

  • Compliance Associate - Wealth Manager

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    • £35,000 - £40,000 per annum
    • London
    • 15 October
    • 16 applications

    A leading European Discretionary Wealth Manager is seeking a Compliance Associate for their London Office. The Compliance Associate will assist the Head of Monitoring in executing the Surveillance Monitoring Programme to ensure regulatory compliance throughout the company. Responsibilities will be:...

  • Associate/Compliance Officer - £50K Asset Management

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    • £52,000 per annum
    • City Of London
    • 15 October
    • 9 applications

    A long established and one of the largest Asset Management firms in the world managing on behalf of the individual as well as the institutional investor operating on a global scale with in excess of £500 Billion under management. Operating via distinctive business model providing a broad spectrum of investments...

  • Officer - Dispute Resolution, Customer Compliance Team

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    • £23,250 per annum
    • South East London
    • 6 October
    • 68 applications

    Dispute Resolution/Complaints Officer Basic Salary + Bonus + Benefits The Link Financial Group is one of Europe’s largest investors in performing and non performing consumer loan receivables and live loan servicing. Founded in 1998 and headquartered in London with operations in the UK, Spain, Italy...

  • Compliance Manager

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    • £70,000 - £80,000 per annum
    • London
    • Yesterday
    • 4 applications

    For: Compliance Manager Ongoing compliance monitoring of investment managers, fund managers and corporate finance advisers - Conducting monthly calls with divisions of the firm to discuss compliance requirements for monitoring and documentation - Analysing compliance requests by divisions of the business...

  • Compliance Analyst

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    • £40,000 - £55,000 per annum
    • London
    • Yesterday
    • 28 applications

    For: Compliance Analyst - Support the compliance officer and anti-money laundering officer to ensure that the firm and its Partners are in compliance with regulatory and compliance regulations - Support and manage the on-boarding process (KYC / AML checks / credit checks etc) of new FCA regulated corporate...

  • Compliance Manager - London (£50-£55K basic)

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    • £50,000 - £55,000 per annum
    • London
    • 14 October
    • 9 applications

    Compliance Manager Location: London Salary: £50,000 - £55,000 plus bonus and benefits A new opportunity is currently available for a Compliance Manager who will be responsible for the on-going monitoring and reporting of conduct risk, with particular focus on the training and competence of Wealth Planners...

  • Compliance Manager - Lloyds Insurance - London - £70k

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    • £70,000 per annum
    • City Of London
    • 14 October
    • 6 applications

    My client, a global Lloyds insurer, is recruiting for a newly created role within their Compliance team. As Monitoring Manager, this role will take responsibility for the Monitoring Plan and have oversight of a Compliance Monitoring Assistant. The Role Reporting to the UK Compliance Manager, you will...

  • Compliance Manager - General Insurance - West London - £50k

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    • £50,000 per annum
    • City Of London
    • 14 October
    • 7 applications

    My client, a household name, is seeking a Compliance Manager with insurance experience, to join their team. The Role Reporting to the Head of Compliance you will help ensure compliance in relation to insurance and consumer credit, acting as a key member of the team of 4 and having oversight of 1 compliance...

  • Compliance Manager Part Time £40-60K London

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    • £40,000 - £60,000 per annum
    • West End
    • 14 October
    • 11 applications

    A highly respected dynamic UK Wealth management organisation is seeking their first Compliance Manager on a part time basis of just two days a week. As the Compliance Manager you will hold significant responsibility being the sole compliance personnel reporting directly to and liaising with the company...

  • International Compliance Officer

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    • £50,000 - £60,000 per annum
    • Wimbledon
    • 10 October
    • 35 applications

    With a great reputation as the UK's leading specialist warranty services group and a leading warranty provider in Europe, we work with hundreds of business partners including leading international manufacturers, retailers and specialist repairers. With over 2500 employees in the Group, there is no better...

  • Investment Compliance & Oversight Manager 12 MONTH MAT COVER

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    • £80,000 - £85,000 per annum
    • City Of London
    • 14 October
    • 5 applications

    My client, a growing Asset Management company, is urgently seeking an Investment Compliance & Oversight Manager to join their team on a 12 month Fixed Term Contract for maternity cover. The Role As Investment Compliance & Oversight Manager you will be to take responsibility for establishing and...

  • Risk & Compliance Administrator

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    • Competitive salary
    • London
    • Yesterday
    • 100+ applications

    Administrator An excellent opportunity has arisen for an administrator looking to work in a professional corporate environment with a good career path. This administrator role is within a top law firm and is an integral part of the firm working within the Compliance team to ensure that all client information...

  • Marcoms Channel Manager

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    • £43,000 - £48,000 per annum
    • London
    • 14 October
    • 2 applications

    A Marcoms Channel Manager is required to join the leading the source of intelligent information for businesses and professionals, to create, develop and own the interface between the product Service, key stakeholders and the external specialist market. This is a fantastic opportunity for someone with...

  • Market Insight Manager

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    • £45,000 - £51,000 per annum
    • London
    • 14 October
    • 1 applications

    A Market Insight Manager is required to join the leading the source of intelligent information for businesses and professionals, to design and lead marketing community engagement programs. This is a fantastic opportunity for someone with either a strong Know Your Customer (KYC) or Financial Services...

  • French Speaking Complaints Handler £21,000

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    • £21,000 per annum
    • Chiswick
    • 13 October
    • 26 applications

    A leading global technology and insurance company is Chiswick is seeking to recruit a French Speaking Complaints Handler to join its operation. Purpose of the role: The role will be responsible for all Compliance activities within the CARE France function, including: To keep an accurate log of all customer...

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  • Compliance Monitoring Officer

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    • £35,000 - £40,000 per annum, inc benefits
    • London
    • 2 days ago
    • 27 applications

    Description A leading Global Broker has created a Compliance Monitoring opportunity in their luxurious London office. This is a fast growing firm working with a new and expanding compliance team. You will be reporting directly into the Head of Compliance and MLRO. Responsibilities Your main...

  • Senior Compliance & Operational Risk Analyst - Asset Management

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    • £70,000 - £75,000 per annum
    • London
    • 6 days ago
    • 1 applications

    My client, a leading Life & Pensions company, is offering a fantastic opportunity for a driven Senior Compliance & Operational Risk Analyst to join their Investments/Asset Management arm after a period of rapid and ongoing growth has opened up new positions across the business. The Role As Senior...

  • Compliance Analyst- London 35-40K

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    • £35,000 - £40,000 per annum
    • London
    • 9 October
    • 31 applications

    My client, a leading private client Investment Management company, is offering a fantastic opportunity for a Compliance Analyst to join their team on a full time and permanent basis. As Compliance Analyst the main purpose of your role is to undertake the compliance monitoring tasks as well as advisory...

  • Compliance Risk Assessment & Testing Analyst

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    • £22,000 - £24,000 per annum
    • Bromley
    • 9 October
    • 35 applications

    Organisation Description JOB SUMMARY: The Compliance Analyst will assist management in identifying, assessing, reporting and containing compliance risk through the implementation and execution of the compliance risk assessment process and the completion of routine compliance control testing and monitoring...

  • Compliance Monitoring Manager

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    Save
    • Competitive salary
    • London
    • 9 October
    • 6 applications

    The Company Transact is the financial adviser wrap service developed and implemented by Integrated Financial Arrangements plc. Operating over £16bn on behalf of over 5,500 advisers, Transact is the leading independent wrap service in the UK. In simple terms Transact is a smarter, more effective and...

  • Compliance and Risk Controller

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    • £40,000 per annum
    • London
    • 6 days ago
    • 15 applications

    A leading fund services group encompassing administration, accountancy, depositary services, third party fund management and fund consulting. The expertise within the firm allows them to offer their clientele a comprehensive range of bespoke services within the collective investment arena this has in...

  • Compliance and Risk Controller

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    • £40,000 per annum
    • London
    • 6 days ago
    • 2 applications

    A leading fund services group encompassing administration, accountancy, depositary services, third party fund management and fund consulting. The expertise within the firm allows them to offer their clientele a comprehensive range of bespoke services within the collective investment arena this has in...

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