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86

Financial Services - Compliance jobs in London

 
  • Compliance Officer

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    • £30,000 - £35,000 per annum, inc benefits
    • Finchley
    • 4 March
    • 65 applications

    We have currently been engaged to work on a Compliance Officer role with a leading London wealth management firm The successful candidate will possess the key attributes/ experience as follows: Knowledge of UK FSA Regulations Knowledge of UK FCA regulations and recent regulatory initiatives Minimum...

  • Compliance Officer

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    • £30,000 - £40,000 per annum
    • City Of London
    • 9 April
    • 23 applications

    My client, a specialist insurance broker with offices across the South East, has a temporary requirement for an experienced insurance compliance assistant/analyst to support their head of compliance during a period of change. The Role This is a generalist role covering everything from monitoring and...

  • Graduate Compliance Officer

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    • £27,000 - £35,000 per annum
    • London
    • 4 days ago
    • 26 applications

    Short Details A truly unique opportunity has arisen for a mature and business savvy graduate to join our leading commodity trading client as a junior within the compliance team. If you have a keen eye for finance and a legal or mathematical degree this could be ideal role for you. Company Profile...

  • Investment & Pension Review Analyst

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    • Competitive salary
    • London
    • 4 April
    • 16 applications

    This international financial services organization is looking recruit experienced Review Analysts for a specialist team in London. This team is primarily responsible for proactively reviewing legacy investments, pensions and any other regulated advice given by a former division of this organization...

  • IFA Compliance Officer-North London

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    • £30,000 - £35,000 per annum
    • Finchley
    • 7 March
    • 30 applications

    We have currently been engaged to work on a Compliance Officer role with a leading London Wealth Management firm The successful candidate will possess the key attributes/ experience as follows: Knowledge of UK FSA Regulations Knowledge of UK FCA regulations and recent regulatory initiatives Minimum...

  • Compliance Assistant

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    • £40,000 per annum
    • London
    • 5 days ago
    • 14 applications

    Founded close to 200 years ago my client is a leading independent Lloyds broker providing excellence in specialist insurance services which enable them to deliver superior solutions to a global client base. This is an organisation that prides itself in its ability to deliver for it clients and due to...

  • Compliance Assistant

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    • £25,000 - £30,000 per annum, inc benefits
    • Finchley
    • 5 days ago
    • 49 applications

    A new role has arisen for an Trainee Compliance Officer to join a Financial Practice in North London Candidates will need to some compliance/financial services experience and be from a Financial services Main Duties will include but not limited to: - Assisting the Compliance Manager on a day to day...

  • Field Compliance Officer

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    • £32,000 - £36,000 per annum
    • London
    • 5 days ago
    • 1 applications

    Tenet is one of the largest adviser support groups in the UK, helping both Appointed Representatives and Directly Authorised firms, in both the investment and non-investment markets, become more prosperous. We are currently looking to recruit a Field Compliance Officer to support our IFA and Mortgage...

  • Client Compliance Adviser - Wealth Management Platform

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    • £40,000 - £45,000 per annum, negotiable
    • London
    • 8 April
    • 8 applications

    Client Compliance Adviser - Wealth Management Platform Leading UK Investment Platform, based Central London £40,000 - £45,000 + Excellent Package This is an excellent opportunity for individuals with a strong Client orientated Compliance background and experience of Retail Investment Management, Wealth...

  • Financial investigator

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    • £40,000 - £60,000 per annum, pro-rata
    • London
    • 8 April
    • 38 applications

    Our client is currently hiring for experienced Financial Services and Legal professionals to join their enforcement arm in Canary Wharf. The enforecement arm plays a key role in the work of the whole organisation to reduce financial crime and ensure adherance to regulatory requirements. The ideal candidate...

  • Compliance Policy and Advice Manager

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    • Competitive salary
    • City Of London
    • 8 April
    • 15 applications

    Department overview To ensure an appropriate framework of systems and controls is in place to ensure regulatory requirements are identified, communicated and implemented so that the Company meets its regulatory and compliance obligations on an on-going basis. Purpose of the role To support the Head...

  • Interim Compliance Assurance Manager

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    • £350.00 - £400.00 per day
    • West End
    • 6 days ago
    • 10 applications

    Our client, an established global Banking provider, is seeking a Compliance Assurance Manager to join their busy Compliance team on a 6 month temporary contract. Providing a high quality Compliance Assurance service which adds value to the business by ensuring that all departments meet their regulatory...

  • Compliance Manager London, UK

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    • Salary not specified
    • London
    • 7 April
    • 10 applications

    HRMSL Compliance Manager We’re hiring Aon are currently recruiting a HRMSL Compliance Manager to join our team in London. The HRMSL Compliance Manager will be primarily responsible for assisting in monitoring the controls within the HRMSL business assessing whether it is suitably controlled and complies...

    18 jobs matching this search were posted in the last week

  • Business Risk Manager

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    • Salary negotiable
    • City Of London
    • 6 days ago
    • 0 applications

    My clients, who are a national IFA who continue to expand, are recruiting for a Business Risk Manager to be based out of their London offices. As Business Risk Manager, you will be responsible for providing training and guidance to advisers; ensuring the business activities are compliant in accordance...

  • Commissions Project Analyst

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    • Competitive salary
    • North Acton
    • 11 April
    • 12 applications

    Carphone Warehouse’s UK business generates a turnover of £1.6bn with a post pay customer base across the four leading networks in excess of 1m customers. This area focuses on the revenue streams earned from the mobile networks and maximising the benefits of the complex commercial terms. A position now...

  • Compliance Manager

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    • £60,000 per annum
    • London
    • 6 days ago
    • 9 applications

    My client, a top Wealth & Investments company, are offering a fantastic opportunity for a Compliance Manager to join them on a full time and permanent basis The Role As Compliance Manager you will report directly into the Risk & Compliance Director and will support them with the implementation...

  • Trainee IFA Compliance Officer

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    • £25,000 - £30,000 per annum
    • Finchley
    • 6 days ago
    • 20 applications

    A fantastic opportunity has arisen for a dedicated financial employee to join a reputable IFA Practice, based in North London. The successful candidate will possess the key attributes/ experience as follows: •Knowledge of working within a financial administration role, either as a Compliance Assistant...

  • Compliance (Control Room) Analyst

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    • Competitive salary
    • London
    • 7 April
    • 37 applications

    Macquarie Group (Macquarie) is a global provider of banking, financial advisory, investment and fund management services. Around the world, we act on behalf of a range of institutional, corporate and retail clients. Founded in 1969, Macquarie employs more than 13,600 people in 28 countries. We focus...

  • Compliance Officer

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    • £30,000 - £37,000 per annum
    • Finchley
    • 6 days ago
    • 7 applications

    Compliance Officer required to join the team in a leading North London wealth management firm The successful candidate will possess the key attributes/ experience as follows: •Knowledge of UK FSA Regulations •Knowledge of UK FCA regulations and recent regulatory initiatives •Minimum 12-18 month financial...

  • Central Compliance Manager

    Featured
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    • Competitive salary
    • London
    • 7 April
    • 12 applications

    Macquarie Group (Macquarie) is a global provider of banking, financial advisory, investment and fund management services. Around the world, we act on behalf of a range of institutional, corporate and retail clients. Founded in 1969, Macquarie employs more than 13,600 people in 28 countries. We focus...

  • Surveillance Compliance Manager

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    • Competitive salary
    • London
    • 7 April
    • 4 applications

    Macquarie Group (Macquarie) is a global provider of banking, financial advisory, investment and fund management services. Around the world, we act on behalf of a range of institutional, corporate and retail clients. Founded in 1969, Macquarie employs more than 13,600 people in 28 countries. We focus...

  • Business Risk Officer

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    • £38,000 - £45,000 per annum
    • London
    • 6 days ago
    • 2 applications

    This well respected national advisory business is currently seeking an experienced compliance and risk officer to be based out of their London office. In this role you will work with financial advisers to ensure their advice and business processes are correct and to the companies standards. You must...

  • Compliance Officer

    Save
    • £30,000 - £37,000 per annum, inc benefits
    • Finchley
    • 6 days ago
    • 3 applications

    Compliance Officer required to join the team in a leading North London wealth management firm The successful candidate will possess the key attributes/ experience as follows: •Knowledge of UK FSA Regulations •Knowledge of UK FCA regulations and recent regulatory initiatives •Minimum 12-18 month financial...

  • Ethics Manager - National Quality & Risk Management

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    • £60,000 per annum
    • City Of London
    • 11 April
    • 2 applications

    A highly reputable audit practice with a reputation very few can match offering integrated services that include Audit, Corporate Finance, consulting and Tax operating on from both the UK and on a global scale have a genuinely exciting opportunity within their National Quality & Risk Management team...

  • Compliance Officer - Part Time - London

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    • £30,000 - £35,000 per annum, pro-rata
    • London
    • 6 March
    • 65 applications

    A new role has arisen for an experienced Compliance Officer to join a Financial Lender on a part time basis based in London. Candidates will need to have at least 3 years compliance experience either from a Financial services or mortgage background. Main Duties will include but not limited to: -...

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