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Compliance Monitoring Officer courses
Our client are a well know National Accountancy Practice with offices across the UK. Their current requirement is for an experienced Compliance Manager to join the Leeds office to oversee all regulatory and compliance issues. Key responsibilities Line management responsibility for a Compliance and...
Juliette Lister and Lisa Tremlett are currently assisting a firm of Chartered Accountants who are recruiting for a Senior Compliance Manager to work for the Financial Services arm of the business. If you are currently working within Compliance in Financial Services and feel undervalued at work and...
Our Client a Regional Wealth Management Business which is linked to a firm of Chartered Accountants needs a Compliance Officer to support Management Team and Line Management of Financial Advisers to deliver the Compliance requirements as set out by the FSA and the firm. To provide effective monitoring...
Main Purpose: Responsible for providing support to the Executive PA's and general administrative duties on a daily basis Ensuring the smooth running of scanning, post and telephone procedures Provide administration duties together with administration duties for the Compliance Field Team Accountabilities:...
We are currently recruiting a Treasury Settlements Officer to work wihtin our Treasury Back Office department based here at our Head Office in the heart of Leeds city centre. The main purpose of the role is to be the Back Office lead in Collateral Management and support the team in the processing, recording...
Purpose of this role is to effectively deliver excellent feedback and guidance to individual advisers to ensure they deliver TCF outcomes for their customers, through individual file reviews. Key Responsibilites: Review client files, including complex cases, to a high standard and prepare detailed...
- £30,000 - £35,000 per annum
- 28 October
- 6 applications
Allerton Park Recruitment Solutions
We are working on behalf of a dynamic and growing IFA business. Due to continued expansion a new opportunity has been created within their Regulatory Risk function. As part of the business quality team based in Leeds, you will be responsible for monitoring Adviser business across the full range of Life...