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Compliance Monitoring Officer jobs

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Compliance Monitoring Officer

Posted Yesterday by Flair4recruitment New
Our client is seeking a Compliance Monitoring Officer to join their financial services team in Bristol. Overview: Responsible and accountable for conducting assigned regulatory/compliance monitoring activities successfully, within agreed timescales, to provide assurance on the effectiveness of the...

Compliance Monitoring Officer

Posted 28 January by Coast Specialist Recruitment
A highly successful organisation that offer a range of property services has an opportunity for a Compliance Monitoring Officer. The successful candidate will deliver 2nd line field based monitoring activity in line with the Compliance Monitoring Programme. Main Duties: - Conduct compliance monitoring...

Compliance Monitoring Officer

Posted 5 days ago by Professional Recruitment Ltd
A fantastic opportunity has arisen with our client, a market leading and highly successful Investment Business based in Bristol. They are looking to recruit a Compliance Monitoring Officer to join their busy team. In this role you will be involved in the following: Contribution to the planning of...

Compliance Monitoring Officer

Posted 29 January by Venn Group
Compliance Monitoring Officer An excellent opportunity has recently arisen at a client of ours based in the London. It is essential you have current knowledge of compliance monitoring requirements. The ideal candidate should have carried out compliance monitoring on trades and product downgrades...

Home Based Mortgage Compliance Monitoring Officer-Stevenage

Posted 21 January by Coast Specialist Recruitment
A highly successful organisation that offer a range of property services has an opportunity for a Compliance Monitoring Officer. The role will be field/office therefore the ideal candidate will be within a reasonable distance in order to visit the Stevenage office 3-5 days a month. The successful...

Compliance Monitoring Officer - Investments

Posted 29 January by Morgan McKinley
Overview My client is currently recruiting for a Compliance Monitoring Officer to join their growing Compliance team in Bristol. This is a Financial Organisation that is going through an interesting period of change. The team is very close knit but the Compliance Monitoring Officer is a brand new position...

Compliance Monitoring Officer

Posted 25 January by Flair4recruitment
Our client is seeking a Compliance Monitoring Officer to join their financial services team in Bristol. Overview: Responsible and accountable for conducting assigned regulatory/compliance monitoring activities successfully, within agreed timescales, to provide assurance on the effectiveness of the...

Compliance Monitoring officer Temp

Posted 22 January by GCS Recruitment Specialists Ltd
I am currently recruiting for a Compliance Monitoring Officer position for one of my International Banking clients based in London, City. This is a 3-6 month contract position, £250-£280p/d. Job description: To collate all the necessary documentation i.e trade blotters, transfer blotters, product...

Compliance Monitoring Officer

Posted 15 January by Tesco
Summary The Compliance Monitoring Officer reports to the Compliance Assurance Manager. The role is in the Regulatory, Ethics and Compliance team, which is part of Group Legal. The successful candidate will be responsible for the execution of the GSCOP compliance monitoring programme. The GSCOP regulates...

Compliance Monitoring Officer - South East £45K

Posted 14 January by Alexander Lloyd Ending soon
Our client is an established award winning provider of support services to the regulated financial (IFA) advice market. Providing key compliance services to its UK wide network of financial advisory businesses, the standard it sets and provides to it's clientele is of the utmost importance in enabling...

Compliance Monitoring Officer

Posted 13 January by Flair4recruitment
Our client is seeking a Compliance Monitoring Officer to join their financial services team in Bristol. Overview: Responsible and accountable for conducting assigned regulatory/compliance monitoring activities successfully, within agreed timescales, to provide assurance on the effectiveness of the...

Compliance Monitoring Officer

Posted 8 January by Flair4recruitment
Our client is seeking a Compliance Monitoring Officer to join their financial services team in Bristol. Overview: Responsible and accountable for conducting assigned regulatory/compliance monitoring activities successfully, within agreed timescales, to provide assurance on the effectiveness of the...

Compliance Monitoring Officer

Posted 6 January by Flair4recruitment
Our client is seeking a Compliance Monitoring Officer to join their financial services team in Bristol. Overview: Responsible and accountable for conducting assigned regulatory/compliance monitoring activities successfully, within agreed timescales, to provide assurance on the effectiveness of the...

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Compliance Monitoring Officer

Posted 5 January by Flair4recruitment
Our client is seeking a Compliance Monitoring Officer to join their financial services team in Bristol. Overview: Responsible and accountable for conducting assigned regulatory/compliance monitoring activities successfully, within agreed timescales, to provide assurance on the effectiveness of the...

Compliance Monitoring Officer

Posted 4 January by Oliver James associates
I am currently recruiting for a Compliance Monitoring Officer to work for a leading Insurer based in the North West with ambitious growth plans. Your role will be to plan, lead and report on all compliance monitoring activity to ensure that the compliance and conduct risks across the business are identified...

Compliance Monitoring Officer - Finance

Posted 4 January by GCS Recruitment Specialists Ltd
Compliance Monitoring Officer - Finance - £22,000-£25,000 doe My client, a leading investment management firm based in Liverpool, are seeking a compliance monitoring officer to join their already well established compliance team. The firm are one of the most reputable firms in the UK and this will...

Compliance Monitoring Officer - Bristol - £35,000

Posted 20 January by Alexander Lloyd
This is an exiting opportunity to join an established, rapidly expanding and customer focused wealth management stock brokerage. My client has a firm backing within the marketplace, a harmonious working environment and has earned an enviable reputation for giving a personal approach to investment. A...

Compliance Monitoring Officer - Bristol - £35,000

Posted 20 January by Alexander Lloyd
This is an exiting opportunity to join an established, rapidly expanding and customer focused wealth management and stockbroker. My client has a firm backing within the marketplace, a harmonious working environment and has earned an enviable reputation for giving a personal approach to investment. Expansion...

Risk & Compliance Monitoring Officer

Posted 17 January by Capita
Risk & Compliance Monitoring Officer: Business Intelligence Manchester Competitive salary and benefits An opportunity to gain specialist exposure outside of the traditional RMO remit on behalf of a FTSE100 supporting a growing number of high-profile clients About the role You will undertake...

Senior Compliance Monitoring Officer

Posted 29 January by Oliver James associates
Responsibilities: Undertake thematic monitoring to determine effectiveness of systems and controls relative to regulatory expectations and industry best practice Work alongside the Head Of Compliance Monitoring conducting risk assessments to determine the annual compliance monitoring plan. Advise...

Compliance Monitoring Officer

Posted 2 February by Inchora Ltd.
Newly created position within expanding brokerage, Albany Park Finance, specialising in protection insurance, mortgages and now PMI. A truly exciting and opportune time to join the business as it embarks on some serious growth over the coming year In this role you will work very closely with the Head...

Compliance Monitoring Officer

Posted 19 January by MERJE Ltd
Job Description: Reporting to the Compliance Director with responsibility for undertaking effective compliance monitoring, oversight activity and issues resolution. Assisting in the formulation and delivery of the annual Compliance monitoring Plan and the development and delivery of timely and robust...

Compliance Monitoring Officer

Posted 18 January by GCS Recruitment Specialists Ltd
Compliance Officer - Financial Services - £28,000-£32,000 My client are a prestigious financial services firm based in Leeds and they are looking to add an additional compliance officer to their monitoring team . The firm have a well established team and are looking for someone who they can invest...

Senior Compliance Monitoring Officer

Posted 27 January by Ellen Bryan Associates
We are proud to be working on behalf of one of Europe's leading Consumer Finance groups. At the forefront of innovation our client is experiencing rapid growth. To support this growth two new opportunities have arisen in their Leeds Group Compliance function. In a second line monitoring capacity, the...

Compliance Monitoring Officer - Insurance Services PLC - P&I

Posted 22 January by WSR Recruitment Ltd
My client is a global leading provider of professional services to the insurance industry. The buiness employs over 1250 staff working in over 69 offices in 28 countries worldwide. This is a London based role working within their highly regarded P&I Club which provides liability insurance to around...
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