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121

Compliance Monitoring Officer jobs

 
  • Compliance Monitoring Officer

    Save
    • £35,000 - £40,000 per annum
    • Stockport
    • 4 March
    • 43 applications

    A well established organisation within the Financial Services sector are recruiting for an experienced Compliance Monitoring Officer to join their busy office in Stockport. Working in accordance with the firms Compliance Monitoring Plan, the successful candidate will undertake all compliance monitoring...

  • Compliance Monitoring Officer - Insurance

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    • £55,000 per annum, inc benefits
    • London
    • 2 April
    • 19 applications

    The client: A leading International Provider of professional services to clients in the Global Insurance Market is currently looking for a Compliance Monitoring Officer to provide some additional support in accordance with the Compliance Monitoring plan. The role: Undertake compliance monitoring...

  • Compliance Monitoring Officer - Wealth Manager

    Save
    • £30,000 - £36,000 per annum
    • Tonbridge
    • 26 March
    • 9 applications

    A leading wealth and investment management firm is looking to appoint a Compliance Monitoring Officer to its Kent office. Working across its Wealth Planning and Investment Management propositions, this individual will be involved in establishing appropriate in-house controls and compliance procedures...

  • Compliance Monitoring Officer

    Save
    • £20,000 - £25,000 per annum, pro-rata
    • Glasgow
    • 17 March
    • 10 applications

    Position: Compliance Monitoring Officer Location: Stockport Salary: £25,000 Pro Rata We have been given the responsibility to find our client a Compliance Monitoring Officer who is looking to progress their career within the Financial Services sector. Our client, a well established Financial Services...

  • Compliance Monitoring Officer Field Based

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    • £35,000 per annum
    • South East England
    • 2 April
    • 1 applications

    My client is an award winning provider of support services to the regulated financial advice market. Not only have they been acknowledged by industry commentators as the top service provider but more importantly they are commonly acknowledged by their own clients as providing comprehensive and wide ranging...

  • Compliance Monitoring/Surveillance Officer - London

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    • £40,000 - £45,000 per annum
    • London
    • 25 March
    • 19 applications

    An expanding Asset Management firm based in the City of London seeks an Compliance Monitoring/Surveillance Officer to join the team to report into the Group Head of Monitoring. The main purpose of the role are to develop and maintain an ongoing surveillance plan to provide support and assistance to...

  • FCA Compliance Monitoring-Cheadle

    Save
    • £35,000 - £40,000 per annum
    • Cheadle
    • 6 March
    • 59 applications

    Compliance Monitoring Officer The key task of the Monitoring Officer is to undertake compliance monitoring activities in accordance with the Annual Compliance Monitoring Plan. Responsibilities: Encourage a positive compliant culture within the business through effective communications (verbal and...

  • Interim Monitoring Specialist

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    • Competitive salary
    • North West England
    • 17 March
    • 9 applications

    Our client is a leading Financial Services organisation currently looking to recruit a Head of Compliance Monitoring for an initial period of three months. Reporting to the Head of Compliance you will be responsible for oversight of the Compliance Monitoring funciton ensuring its day to day operational...

  • Compliance Technician

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    • £30,000 - £35,000 per annum
    • Bromsgrove
    • 2 April
    • 1 applications

    Job Description - Financial Services Compliance Technician (File Checker, Compliance Monitoring Officer) Location - Worcestershire (Worcester, Kidderminster, Bromsgrove, Solihull, Coventry, Redditch) Salary - Up to £35k depending on qualifications and experience. Summary: To assist in the management...

  • Senior Compliance Officer

    Save
    • Salary negotiable
    • Brentwood
    • 17 March
    • 3 applications

    Pure Resourcing Solutions are currently supporting this leading financial services organisation in Essex with the recruitment of an immediately available compliance specialist, to commit to a 12 month fixed term contract. The main purpose of the role is to support the existing Compliance team as a result...

  • Compliance Officer £32,000-£35,000 London

    Save
    • £32,000 - £35,000 per annum
    • London
    • 7 April
    • 35 applications
    Posted by
    Procura Group

    My client, a leading UK insurance broker with offices across the South East, has a newly created opportunity for a Compliance Officer to join them, reporting directly to the Senior Compliance Manager. This is a generalist compliance role covering everything from monitoring and advising through to stakeholder...

  • Compliance Officer £30,000-£35,000 Leatherhead

    Save
    • £28,000 - £35,000 per annum
    • Leatherhead
    • 7 April
    • 7 applications
    Posted by
    Procura Group

    My client, a leading UK insurance broker with offices across the South East, has a newly created opportunity for a Compliance Officer to join them, reporting directly to the Senior Compliance Manager. This is a generalist compliance role covering everything from monitoring and advising through to stakeholder...

  • Compliance Officer

    Save
    • £30,000 - £35,000 per annum, inc benefits
    • Finchley
    • 4 March
    • 63 applications

    We have currently been engaged to work on a Compliance Officer role with a leading London wealth management firm The successful candidate will possess the key attributes/ experience as follows: Knowledge of UK FSA Regulations Knowledge of UK FCA regulations and recent regulatory initiatives Minimum...

    0 jobs matching this search were posted in the last week

  • IFA Compliance Officer-North London

    Save
    • £30,000 - £35,000 per annum
    • Finchley
    • 7 March
    • 30 applications

    We have currently been engaged to work on a Compliance Officer role with a leading London Wealth Management firm The successful candidate will possess the key attributes/ experience as follows: Knowledge of UK FSA Regulations Knowledge of UK FCA regulations and recent regulatory initiatives Minimum...

  • Senior Compliance Officer - Wealth Management

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    • £50,000 - £55,000 per annum
    • London
    • 4 April
    • 5 applications

    A well established Wealth Management firm in the City of London have created a Senior Compliance Officer role. This firm has a number of arms, each with significant market share and strong reputations. You will be joining a firm which offers its employees an excellent work life balance and a route to...

  • Compliance Manager - Lloyd's - £70K

    Save
    • Salary negotiable
    • Brentwood
    • 24 March
    • 5 applications
    Posted by
    Procura Group

    Procura are representing an established Lloyd's Insurer to help them hire a Compliance all-rounder for a maternity cover contract for a full 12 months. The role is based in Essex with occasional travel to London City. Working in a close knit team of seven, you will report to the Compliance Officer with...

  • Compliance Officer

    Save
    • £25,000 - £35,000 per annum
    • Liverpool
    • 4 April
    • 14 applications

    Position: Compliance Officer Location: Liverpool Salary: DOE Our client, is a major UK Investment Company is looking to bring on a Compliance Office into the company to provide assistance to the Compliance Manager/Director as part of the Compliance Team, ensuring business meets all relevant regulations...

  • Compliance Officer

    Save
    • £30,000 - £35,000 per annum
    • Leeds
    • 3 April
    • 14 applications

    An opportunity for a Compliance Officer based in West Yorkshire. A great company and role for those with experience with compliance and audit roles. Main Purpose of Job: To undertake Compliance activities in accordance with the Annual Compliance Monitoring Plan in order to review, assess, manage...

  • Surveillance Officer

    Save
    • £40,000 - £45,000 per annum
    • London
    • 26 March
    • 7 applications

    An individual with a background in Asset/Investment Management or Financial Planning, is required by a City based Asset Management organisation, in the role of Surveillance Officer. The successful candidate will develop and maintain an ongoing surveillance plan to provide support and assistance in...

  • Conduct Risk Officer - Conducting and reporting on compliance

    Save
    • £29,999 - £35,001 per annum
    • Newbury
    • 31 March
    • 5 applications
    Posted by
    Experis Finance

    Conduct Risk Officer - Conducting and reporting on compliance reviews and preparation and submission for FCA reporting 6 Months Fixed Term Contract up to £35,000 pro-rata Newbury, Berkshire Roleoverview: Advising and assisting functions to identify and reduce relevant regulatory risk and improve...

  • Compliance Officer

    Save
    • £15,000 - £17,500 per annum
    • Solihull
    • 27 March
    • 28 applications

    Compliance Officer required for a financial services company based in Solihull, West Midlands. SALARY: £15,000 - £17,500 + Benefits (dependent on experience) JOB OVERVIEW We have an excellent new position for a Compliance Officer that ideally has some previous experience in compliance monitoring...

  • Compliance Officer

    Save
    • £45,000 - £75,000 per annum
    • City Of London
    • 1 April
    • 11 applications

    Ion Asset Architecture is a systematic hedge fund based in the City of London. Our core strengths are technology and research. If you would enjoy hard work alongside a small team of investment professionals then we would love to hear from you. We would like to recruit a well-organised and motivated...

  • Surveillance Officer

    Save
    • £45,000 per annum
    • London
    • 3 April
    • 7 applications

    A first class leading Financial Planning and Investment Management specialist that have continually expanded over the last 5 years now have a further vacancy within its monitoring team. As Surveillance Officer you will be required to develop and maintain an ongoing surveillance plan to provide support...

  • Health & Safety Manager

    Save
    • £20,000 - £27,000 per annum
    • Manchester
    • 31 March
    • 15 applications

    Position: Health & Safety Manager Location: Rochdale or Crumpsall, Manchester Salary: Up to £27,000 Type: 12 month fixed term contract Health & Safety Manager required for a 12-month fixed term contract (FCT). Currently with 3 manufacturing sites in Rochdale and Manchester the company manufactures...

  • Compliance Officer

    Save
    • £50,000 per annum, inc benefits
    • St. Albans
    • 28 March
    • 10 applications

    This is an exciting opportunity to join a leading provider of packaged insurances and investments for the UK retail financial services market. They are looking to recruit a Compliance Office based in St Albans, to provide a Compliance service to the Directors and Employees of the company to ensure all...

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Compliance Monitoring Officer courses