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Compliance Monitoring Officer jobs

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Compliance Monitoring Officer

Posted 18 May by Think Money Group
We are Think Money Group, an innovative and growing provider of financial services and advice. We aim to provide our clients with practical help in every aspect of managing their money - and backing up the products and solutions we offer with a high level of personalised customer service. Think Money...

Compliance Monitoring Officer

Posted 17 May by Broadgate Search Ltd
My North West based Insurance client are looking for a Compliance Monitoring Officer to join their team. Purpose of the role Execute parts of the compliance monitoring strategy by undertaking regular compliance monitoring reviews (including site visits, desk based and thematic) Some Responsibilities...

Compliance Monitoring Officer - (Risk & Process) FTSE 250

Posted 20 May by threesixty selection
Compliance Monitoring Officer FTSE 250 Company Leading prestigious Investment Management firm currently require a Compliance Monitoring Officer to provide business monitoring support to the entire firm. You will be responsible for monitoring processes, risks, and efficiencies accross the business, and...

Compliance Monitoring Officer

Posted 16 May by BWD Search & Selection
Experienced Compliance Monitoring Officer is required to join the EMEA Compliance Department of global bank in London. The successful candidate will be part of the UK Compliance Monitoring team and would be responsible for the completion of thematic monitoring reviews primarily driven by UK FCA regulations...

Compliance Monitoring Officer

Posted 20 May by Reed Insurance Featured
A long established Wealth and Investment management firm in the centre of Liverpool require an additional Compliance Monitoring Officer to join their Compliance Department. This is for an initial 12 month fixed term contract. Benefits on offer include a salary of £25,000, 25 days holiday with the option...

Compliance Monitoring Officer

Posted 6 days ago by Goodman Masson
Insurance Broker is looking to hire a Compliance Monitoring, main responsibilities: Implement and develop compliance monitoring framework, based on business activities and regulatory risk profile. Assisting in the development and delivery of compliance monitoring plan. Conducting investigations to identify...

Compliance Monitoring Officer

Posted 3 days ago by Marshall Moore
Position: Compliance Monitoring Officer A unique and exciting opportunity has become available within a leading investment management firm in Liverpool city centre. A long established and well respected firm, my client now seeks a Compliance Monitoring Officer to provide business monitoring support...

Compliance Monitoring Officer

Posted 12 May by Selection Group Ltd
Salary/Package: £25-30k basic. Discretionary bonus plus benefits The Company: Selection Group is proud to be representing an established, reputable market leading investment management business in the North West who are looking to for a Compliance Monitoring Officer to sit within their internal compliance...

Compliance Monitoring Officer - Asset Management

Posted 10 May by MERJE Ltd
Our Client A top tier Investment Manager are currently looking to recruit a Compliance Monitoring Officer to join their growing Compliance team in London. The Role Responsibilities include: Review and development of the risk based thematic monitoring and surveillance programme Lead, design and...

Compliance Monitoring Officer - Investment

Compliance monitoring officer - Financial Services - £27,000-£30,000 My client are a prestigious financial services firm based in Liverpool and they are looking to add an additional compliance officer to their monitoring team . The firm have a well established team and are looking for someone who they...

Compliance Monitoring Officer- Negotiable Salary - Top law firm

Posted 6 May by J2 Recruitment Featured
Compliance Monitoring Officer - Negotiable Salary - Top law firm + contributory pension scheme J2 Recruitment are extremely proud to be working in partnership with the Debt Collections function of a Top 50 Law firm to recruit an experienced Quality and Audit Manager to join them at one of their sites...

Compliance Monitoring Officer - Surrey to £35k

Posted 4 May by Alexander Lloyd
The leading operator of Insurance Premium Finance within the UK working with numerous intermediaries across the UK have a new requirement within their Compliance Team for a Compliance Monitoring Officer (Customer Focused) to provide expertise and assurance forming a key part of the transition to full...

Compliance Monitoring Officer- Negotiable Salary - Top law firm

Posted 29 April by J2 Recruitment Featured
Compliance Monitoring Officer - Negotiable Salary - Top law firm + contributory pension scheme J2 Recruitment are extremely proud to be working in partnership with the Debt Collections function of a Top 50 Law firm to recruit an experienced Quality and Audit Manager to join them at one of their sites...

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Compliance Monitoring Officer

Posted 28 April by J2 Recruitment Featured
Compliance Monitoring Officer - up to £21,000 - Preston - Permanent - Business Hours J2 Recruitment are proud to be working in partnership with an award winning FS Company based in Preston. A unique and exciting opportunity has become available to join a company with exciting plans for growth. A long...

Compliance Monitoring Officer- Negotiable Salary - Top law firm

Posted 22 April by J2 Recruitment Featured
Compliance Monitoring Officer - Negotiable Salary - Top law firm + contributory pension scheme J2 Recruitment are extremely proud to be working in partnership with the Debt Collections function of a Top 50 Law firm to recruit an experienced Quality and Audit Manager to join them at one of their sites...

Compliance Monitoring Officer- Negotiable Salary - Top law firm

Posted 19 April by J2 Recruitment Featured Ending soon
Compliance Monitoring Officer - Negotiable Salary - Top law firm + contributory pension scheme J2 Recruitment are extremely proud to be working in partnership with the Debt Collections function of a Top 50 Law firm to recruit an experienced Quality and Audit Manager to join them at one of their sites...

Compliance Monitoring Officer

Posted 19 April by G2 Legal Limited Ending soon
An excellent opportunity has arisen for an experienced Compliance Monitoring Officer to join a well-respected Manchester City Centre based law firm working within the debt recovery department. This role’s primary objective is to conduct Second Line of Defence (SLOD), risk based monitoring activity, across...

Compliance Monitoring Officer

Posted 18 April by Paul Charles Recruitment Ltd Ending soon
Paul Charles Recruitment is delighted to be assisting this highly regarded wealth management IFA firm, with their search for a compliance monitoring officer. The position will be based just outside of Norwich. The role would ideally suit a Diploma qualified Adviser/Paraplanner who wishes to develop...

IFA Compliance Monitoring Officer - Field Based

Our client brings together like-minded financial advisers and financial planners and provides an environment where they can learn and share their visions. They invest in the best expertise and experience to deliver a constantly evolving choice of services for their IFA business clients. The role of...

Compliance Monitoring Officer - Manchester

Our Client is well known and operates within the Financial Services Industry. Following a promotion within the department, they are now looking to meet with an Experienced Compliance Professional. The Role: As a Compliance Monitoring Officer, you will be responsible for undertaking risk-based monitoring...

COMPLIANCE MONITORING OFFICER-City Circa £65-75,000

Posted 23 April by AJB Executive Search Limited
Our client is a highly regarded International Asset Management company They are seeking a compliance monitoring officer to join the compliance department, this position will have no management responsibility Main purpose of the position To assist the Compliance Monitoring Manager and UK Head of Compliance...

Senior Compliance Monitoring Officer

Posted 10 May by MERJE Ltd
The role- Proactively manage own workload ensuring the Group Compliance Monitoring Plan is delivered within deadline Keep informed of emerging risks, both internally and externally, ensuring that action is taken to accommodate effective management of risk and make amendments to the plan, as required...

Compliance Monitoring Officer

Posted 15 April by Arthur
Insurance broker is looking for someone to come onto their compliance monitoring team. This is a great opportunity to get into a career in compliance or a chance to develop your skills in compliance monitoring. Experience in compliance is a necessity and previous work in insurance is desirable for...

Compliance Monitoring Officer (Customer Testing)

Posted 11 May by Lloyd Recruitment Services Ltd Featured
Opportunity to join a market leader to work in their established legal and compliance department. Supporting the Head of Compliance, you will assist in the delivery of compliance monitoring, whilst taking primary responsibility for the delivery of the customer touch point plan. Focusing on meeting FCA...

Senior Compliance Monitoring Officer, Leading Global Bank

Posted 11 May by Hong Kong Legal Featured
Top-tier global financial services firm is looking to hire an additional compliance officer for its transaction monitoring department. The department has overall responsibility for the oversight and execution of the firm’s Anti-Money Laundering (AML), Sanctions, Anti-Corruption obligations and the prevention...
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