Compliance Monitoring Manager
- Central London, City Of London
- £50,000 - £60,000 per annum
- 12 applications
- Job type: Permanent, full-time
- Date:
- Reference: 22971475
Organisation Description
Our client, a national Investment Management firm is currently in need of a Compliance Monitoring Manager.
Job Description
The successful candidate will be responsible for and have experience in:
- Undertaking monitoring reviews and monitoring remedial action.
- Assist in developing and delivering risk based compliance monitoring programme and procedures.
- Experience in trade surveillance, testing UAT and MI reporting is ideal.
- Liasing across all business levels to ensure they adhere to their regulatory obligations
Person Specification
- Previous history working in Investment management, ideally from a pensions background.
- Strong exposure in the compliance industry.
Reed Specialist Recruitment Limited is an employment agency and employment business
Our client, a national Investment Management firm is currently in need of a Compliance Monitoring Manager.
Job Description
The successful candidate will be responsible for and have experience in:
- Undertaking monitoring reviews and monitoring remedial action.
- Assist in developing and delivering risk based compliance monitoring programme and procedures.
- Experience in trade surveillance, testing UAT and MI reporting is ideal.
- Liasing across all business levels to ensure they adhere to their regulatory obligations
Person Specification
- Previous history working in Investment management, ideally from a pensions background.
- Strong exposure in the compliance industry.
Reed Specialist Recruitment Limited is an employment agency and employment business
