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3,171

Compliance Manager jobs

 
  • Compliance Manager - Quality and Training - Surrey

    Save
    • £45,000 - £55,000 per annum
    • Surrey
    • 4 April
    • 4 applications

    An busy Financial Services practice based in Surrey seeks an experienced Compliance Manager to deal with the quality and training ensuring the PI Customer facing teams deliver compliant support to the customers. Main Responsibilities will include: Maintaining compliance procedures in all respects...

  • Compliance Manager - London

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    • £50,000 - £55,000 per annum, inc benefits
    • London
    • Today
    • 61 applications

    We now, due to our client’s expansion have an exciting opportunity for a Compliance Manager to be based in London with an Investor and Servicing of Lending Portfolios. You will implement, promote and maintain business compliance with FSA, CCA, DPA, JMLSG and other legal or regulatory codes Maintain...

  • Compliance Officer

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    • £40,000 - £50,000 per annum
    • London
    • Yesterday
    • 21 applications

    Compliance Manager Location - London - City Salary - £40,000 - £45,000 + Excellent Benefits Package Our Client a very successful Financial Planning/Wealth Management Business is now seeking to recruit a experienced compliance professional for their office in the City. The role will support a number...

  • Interim Quality, Risk & Compliance Manager

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    • £400.00 - £500.00 per day
    • Essex
    • 14 March
    • 20 applications

    A Banking organization in Essex, which specialise in the savings and lending market, is recruiting for an interim Quality, Risk & Compliance Manager to join the Savings team. The successful individual will be responsible for ensuring the Savings team meets all internal and external rules and regulations...

  • Quality, Risk & Compliance Manager

    Save
    • £45,000 - £55,000 per annum
    • Essex
    • 14 March
    • 5 applications

    A Banking organization in Essex, which specialise in the savings and lending market, is recruiting for a Quality, Risk & Compliance Manager to join the Savings team. The successful individual will be responsible for ensuring the Savings team meets all internal and external rules and regulations...

  • Part time Senior Compliance Manager for Insurance Broker

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    • £40,000 - £80,000 per annum, pro-rata
    • London
    • 2 days ago
    • 13 applications

    Our client, a leading Marine Broker within the London market is currently seeking an experienced part time Senior Compliance Manager for their London City office. This is an excellent opportunity to join a prestigious, growing team, well respected in the 'Marine Insurance’ market. The ideal candidate...

  • Quality, Risk & Compliance Manager

    Save
    • Salary negotiable
    • Essex
    • 2 April
    • 3 applications

    An excellent opportunity for a Quality, Risk & Compliance Manager, has arisen within a Banking organisation in Essex. The successful candidate will be responsible for ensuring the team meets all internal and external rules and regulations in order to minimise risk and drive quality across the operation...

  • Compliance Manager - IFA

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    • £40,000 - £55,000 per annum
    • Bolton
    • 9 April
    • 4 applications

    My client is an IFA organisation based in Lancashire, due to their continued growth they have a vacancy for a Compliance Manager Role Purpose Keep up-to-date with regulatory developments and ensure that senior management and decision makers are advised in a timely manner of all changes Review job role...

  • Quality, Risk and Compliance Manager - Essex

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    • £45,000 - £60,000 per annum
    • Brentwood
    • 1 week ago
    • 5 applications

    A busy Financial Services organisation based in Essex seeks a Quality, Risk and Compliance Manager to ensure the Savings Team meets all internal and external rules and regulations in order to minimum risk an drive quality across the savings operation. Main responsibilities: - Define and implement quality...

  • Compliance Manager London, UK

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    • Salary not specified
    • London
    • 7 April
    • 11 applications

    HRMSL Compliance Manager We’re hiring Aon are currently recruiting a HRMSL Compliance Manager to join our team in London. The HRMSL Compliance Manager will be primarily responsible for assisting in monitoring the controls within the HRMSL business assessing whether it is suitably controlled and complies...

  • Compliance Manager

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    • £25,000 - £30,000 per annum
    • Wimborne
    • 7 April
    • 2 applications

    PERMANENT POSITION COMPLIANCE MANAGER Our client is seeking a Compliance Manager to provide support to their internal & external clients & partners, maintaining and updating compliance manuals and updating policies. You must be FCA Regulated as you will be researching into regulatory and legislative...

  • Quality, Risk & Compliance Manager

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    • Salary negotiable
    • Brentwood
    • 6 April
    • 1 applications

    My client a leader in the financial sector requires a Quality, Risk and Compliance Manager to join their company reporting into the savings director you will be in integral member of the company responsible for ensuring the savings team meets all internal and external rules and regulations resulting...

  • Compliance Manager

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    • Salary negotiable
    • Manchester
    • 4 April
    • 8 applications

    Compliance Manager Manchester Negotiable on salary depending on experience This highly regarded fee based Wealth Management practice is looking for a Compliance Manager. Main duties will be to assist in the management and regulatory risks within the practice through on-going monitoring and auditing...

    0 jobs matching this search were posted in the last week

  • Experienced Compliance Manager Wanted!

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    • £30,000 - £47,000 per annum
    • Hampshire
    • 4 April
    • 1 applications

    Too All Experienced Compliance Manager’s Are you are the sort of person that likes to be hands on with clients and the business strategy? Do you enjoy the challenge of dealing with a large region of clients and advisors and coordinating the compliance of the company’s assets and portfolio of business??...

  • Compliance Manager

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    • £40,000 - £45,000 per annum
    • Cambridgeshire
    • 3 April
    • 2 applications

    Compliance Manager: £40-45,000pa + Bonus + Pension + Private Healthcare Package Are you a Compliance Manager working within the consumer electronics industry? Do you possess a solid understanding of ethical and regulatory standards including REACH, RoHS and Electrical Safety (IE)? If so we would like...

  • Senior Compliance Manager Asset Management

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    • £55,000 - £75,000 per annum
    • London
    • 3 April
    • 8 applications

    We are working for a Global Asset Management firm who are looking for a Senior Compliance Manager with experience of working within the Asset Management/Investment House or Private Banking sector. The ideal candidate will have relevant experience within a similar role, have a working knowledge of monitoring...

  • Compliance Manager

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    • £50,000 - £60,000 per annum
    • Liverpool
    • 1 April
    • 8 applications

    The Role Compliance Manager reporting to the Group Compliance Manager is required for this financial services business. You will be responsible to lead and oversee the compliance framework, functioning as an independent and objective person that monitors, reviews and evaluates compliance across the...

  • Compliance Manager Fin

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    • £35,000 - £45,000 per annum, negotiable
    • Kingsley
    • 31 March
    • 5 applications

    Compliance Manager - Permanent We are looking for a compliance manager for a medium sized IFA firm based in Hampshire with some travel in the local surrounding areas. The candidate will have a strong background in Financial Services with ideally at least 3 years experience in FCA regulatory compliance...

  • Compliance Manager

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    Save
    • £35,000 - £45,000 per annum
    • Kingsley
    • 31 March
    • 5 applications
    Posted by
    reed.co.uk

    Compliance Manager - Permanent We are looking for a compliance manager for a medium sized IFA firm based in Hampshire with some travel in the local surrounding areas. The ideal candidate will have a strong background in Financial Services within FCA regulatory compliance. The successful candidate will...

  • Group Compliance Manager

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    • £40,000 - £50,000 per annum
    • Dartford
    • 31 March
    • 5 applications

    Job Description A well known Transport Company is looking for a Group Compliance Manager to join their expanding team. The ideal candidate will be responsible for implementing the Group's policies regarding Health & Safety and also associated compliance policies regarding transport and distribution...

  • Compliance Manager

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    • up to £70,000 per annum
    • West Sussex
    • 31 March
    • 0 applications

    I am currently working with an Asset Management firm based in West Sussex who are seeking a Compliance Manager to join them. The ideal candidate would be a graduate or FCSI/MCSI qualified with at least 6 years experience, and also a qualified lawyer or accountant, or from an operational background....

  • Quality & Compliance Manager

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    • £35,000 per annum
    • Wootton Bassett
    • 31 March
    • 4 applications

    Fixed Term Contract: 6 Months Our client is a highly respected major healthcare group with nursing and care homes throughout the South West. We are looking to recruit a Quality & Compliance Manager for a Fixed Term Contract of six months to be based at Wootton Bassett, Wiltshire and covering the...

  • Quality, Risk & Compliance Manager

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    Save
    • £40,000 - £55,000 per annum
    • Brentwood
    • 28 March
    • 5 applications

    Quality, Risk & Compliance Manager required to ensure the savings team meets all internal and external rules and regulations in order to minimise risk and drive quality across the savings operation Responsibilities for the role of Quality, Risk & Compliance Manager Define, implement and own...

  • Facilities Management - Compliance Manager

    Ending soon
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    • £30,000 - £35,000 per annum
    • Derby
    • 28 March
    • 4 applications

    Facilities Management - Compliance Manager Basic Salary up to £35,000 (Monday to Friday) - Derby location A statutory compliance manager, implements , administers and enforces all policies , procedures and activities required for an organisation to operate in accordance with the laws that govern...

  • Compliance Manager

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    • Salary negotiable
    • Derby
    • 28 March
    • 1 applications

    Compliance Manager, Derby 9am-5.30pm, Monday to Friday £35,000 Basic Salary Compliance Manager An exciting newly created role in a large outsource specialist business. This role will work on a specific campaign for a large high street retail outlet. The statutory compliance manager will implement...

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