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Compliance and Risk Officer
- London, South East England
- £60,000 - £65,000 per annum
- 7 applications
- Job type: Permanent, full-time
- Date:
- Reference: 21160430
A well established financial services provider is currently seeking a diligent finance professional to act as Compliance Manager in their Asset Management division. This is an outstanding opportunity for an individual to establish themselves as a Senior Officer of compliance within the organisation.
This is a management position with responsibility for compliance; you will report directly into the CEO of the division and to the Group Compliance and Risk Officer.
The role will support the management of compliance throughout the business. Alongside other responsibilities, you will be tasked with the objective of monitoring the FSA Rulebook and forthcoming changes to ensure compliance procedures reflect the rules; ensuring compliance with anti-money laundering legislation; staff training; maintain the companys Terms of Business and related account opening documents; develop and maintain a Compliance Monitoring Program.
The ideal candidate will have similar compliance management experience ideally gained within the Asset Management industry with a proven knowledge and understanding of the FSA Rulebook and an awareness of forthcoming changes.
Salary £60,000 - £65,000 + Bonus + Benefits
Reference 241883
Where UK qualifications are specified we will take into account overseas equivalents. To apply for this position candidates must be eligible to work in country in which the role is based.
We regret that due to the high volume of applications we receive if you have not heard from us within 10 days, then your application has not been successful on this occasion. However, please do continue to apply for jobs advertised by CMC Consulting.
This is a management position with responsibility for compliance; you will report directly into the CEO of the division and to the Group Compliance and Risk Officer.
The role will support the management of compliance throughout the business. Alongside other responsibilities, you will be tasked with the objective of monitoring the FSA Rulebook and forthcoming changes to ensure compliance procedures reflect the rules; ensuring compliance with anti-money laundering legislation; staff training; maintain the companys Terms of Business and related account opening documents; develop and maintain a Compliance Monitoring Program.
The ideal candidate will have similar compliance management experience ideally gained within the Asset Management industry with a proven knowledge and understanding of the FSA Rulebook and an awareness of forthcoming changes.
Salary £60,000 - £65,000 + Bonus + Benefits
Reference 241883
Where UK qualifications are specified we will take into account overseas equivalents. To apply for this position candidates must be eligible to work in country in which the role is based.
We regret that due to the high volume of applications we receive if you have not heard from us within 10 days, then your application has not been successful on this occasion. However, please do continue to apply for jobs advertised by CMC Consulting.
