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Compliance jobs

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Compliance Officer - Asset Management

Posted 22 April by MERJE Ltd
Our Client A top tier Investment Manager are currently looking to recruit a generalist Compliance Officer to join their team in London. The Role Responsibilities include: Using regulatory knowledge and judgment to provide appropriate resolution to trading issues Developing and enhancing procedures...

Compliance Officer

Our client, a leading global law company, currently seeks a Compliance Officer, to be based in Glasgow The Compliance Officer will be part of the Global Compliance Team , and will be responsible for: -Analyse information in the firm's conflict management systems and other databases and liaise with Conflicts...

Director - Front Office Support Private Banking

Posted 22 April by Gordon Yates Limited
Company An established, global private banking organistion based in the heart of London. Role The successful candidate will ensure that front line processes designed to minimise business risks are being implemented and adhered to. You will also be responsible for highlighting deficiencies that may...

Operational Risk Director - Asset Management/Funds

Posted 22 April by MERJE Ltd
Our Client A reputable Professional Services organisation is looking to appoint a Director level Consultant to lead their Risk and Capital practice which provides advisory services to Investment and Fund Management clients. This is an ideal role for a leader and self-starter who will thrive working...

Compliance Analyst - Financial Services

Posted 22 April by Marshall Moore
Position: Compliance Analyst - Financial Services Based within the heart of the city centre, my client has holds a strong reputation within the Liverpool market and has had continued success within the financial services industry. Due to growth within the team, they are now looking to recruit a Compliance...

Senior Compliance Analyst - Asset Management

Posted 22 April by MERJE Ltd
Our Client Our client are a reputable Asset Manager and due to continued growth are currently looking to recruit a Senior Compliance Analyst to join their team in London. The Role Responsibilities include: Using regulatory knowledge and judgment to provide appropriate resolution to trading issues...

Governance & Risk Analyst - FS/Investment Operations

Posted 22 April by Decostyle Recruitment Limited
Our client is a dynamic and forward thinking organisation that operates mainly in the financial services industry. Due to continued success and expansion they are looking to recruit an experienced Governance & Risk Analyst to join their team. Overview: The objective of the Global Governance &...

Compliance Officer - Financial Services

Posted 18 April by Ultimate Banking Ltd
Compliance Officer Our client, a well-established and highly respected name in the financial services market are looking to add to their Risk team and are currently recruiting for a Compliance Officer. Reporting directly to the Head of Risk and Compliance the successful applicant will be enthusiastic...

Regulatory Consultant - Asset Management

Posted 22 April by MERJE Ltd
Our Client Our client is a globally renowned professional services firm and due to a number of new client wins they are looking to grow their highly successful Risk advisory function in London. As part of this team they provide regulatory and compliance advice to a broad range of investment management...

Compliance Officer - FX

Posted 22 April by MERJE Ltd
Our Client Our client is a UK-based foreign exchange company that provides currency exchange and international payments and due to continued growth they are looking to appoint a Compliance Officer in London. Although operating in a boutique environment you will have an opportunity to join a business...

Regulatory Consultant - Wealth Management

Posted 22 April by MERJE Ltd
Our Client Our client is a globally renowned professional services firm and due to a number of new client wins they are looking to grow their highly successful Risk advisory function in London. As part of this team they provide regulatory and compliance advice to a broad range of investment management...

Compliance Manager - Banking

Posted 22 April by MERJE Ltd
Our Client An innovative and dynamic Bank is currently looking to appoint a Monitoring specialist to join their Compliance team in London. Our client offers a full suite of products and services to developing businesses in the UK, including current and deposit accounts, loans, cash management services...

Customer Onboarding for this market leader!

Posted 18 April by May & Stephens
Would you like to work for this truly modern Merchant Bank, ensuring excellence in their customer onboarding process, and cementing their reputation as a market leader? If you possess experience in an onboarding, due diligence, or AML/KYC role, and are looking to develop and gain new skills providing...

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Compliance Officer - Banking

A Global Bank is looking for a Compliance officer to join the bank. This leading bank has a very good reputation in the market and has demonstrated solid financial growth yearly. They are now seeking an experience regulatory expert to join the team. A Global Bank is looking for a Compliance officer...

Junior Compliance Monitoring

Posted 22 April by LMA
An exciting new opportunity has become available within a reputable Investment Management for a Compliance Monitoring Junior. Duties include: Assist with and provide input to Compliance Regulatory Risk Assessment ("CRRA") and Compliance Monitoring Programme (CMP) for the client and other stand-alone...

Liquidity Treasury Manager, PRA project, London, 6 months

Posted 22 April by Pontoon
Liquidity Treasury Manager, PRA project, London, 6 months My client a Tier One Investment Bank is looking to appoint a Liquidity Treasury manager to work on a cutting edge regulatory submission project in their London Offices on an initial 6 month Contract. I am seeking a candidate to assist with...

Regulatory Reporting Consultant

Posted 22 April by MERJE Ltd
Our client Our client is an established Consulting practice with global reach and is currently looking to build out their Assurance practice in London. This particular team provides regulatory advisory and assurance services to assist leading organisations in the Banking sector and have grown from...

Financial Crime Consultant

Posted 22 April by MERJE Ltd
Job Description: Our Client Our client, a globally renowned professional services firm is currently looking to appoint Financial Crime Consultants to play a key role within their highly reputable and established Forensic Advisory team. Working within a highly experienced team you will be involved...

Financial Services Administrator KYC

Posted 5 days ago by Pearson Whiffin Recruitment Ltd
We are currently recruiting for fantastic organisation that are seeking to recruit an individual with experience in KYC and AML duties to join one of their teams. The role will require you to be responsible for undertaking checks on inward and outward payments and review and update the anti-money laundering/know...

Compliance Monitoring Associate

Posted 6 days ago by Hamlyn Williams
A leading Investment Management firm in London is looking for a Compliance Monitoring candidate to join their growing Compliance Team. The ideal candidate should have experience with Thematic Reviews. As the Compliance Monitoring Officer you will conduct thematic reviews and ad hoc assessment/analysis...

KYC/AML ACCOUNT OPENING OFFICER (Private Banking)

Posted 6 days ago by Montpellier Resourcing
TO £30K + BENS City based Banking group are seeking to recruit an Account Opening Officer. The successful candidate will be responsible for oboarding new clients and completing KYC reviews. You will be responsible for: · Gathering and verifying account opening documentation, completing KYC & AML...

Head of Compliance and MLRO

Posted 21 April by BLU-SPEC RECRUITMENT LIMITED
Our client is an internationally renowned bank, providing corporate, personal and private financial services, through their international network of branches, subsidiaries and affiliates. They are looking for a for Head of Compliance and MLRO their office in Moorgate. Head of Compliance and MLRO ...

CUSTODY COMPLIANCE OFFICER

Posted 21 April by INK Recruitment
Leading Custodian based in Central London are keen to hire a candidate with 2 years Custody Compliance experience to take on a varied Monitoring/Advisory positon within a friendly team of specialist's. Some CASS experience would be a pre requisite for this opportunity. Duties will include: - Contribution...

Director Of Compliance

Posted 2 days ago by J2 Recruitment Featured New
Director of Compliance - Permanent - North West - up to £80,000 + benefits J2 Recruitment are proud to be working in partnership with an award winning group of companies to recruit for a Director of Compliance to join The Group in a newly created position due to growth and increased market conditions...

Compliance Manager

Posted 2 days ago by J2 Recruitment Featured New
Compliance Manager - Permanent - North West - up to c£35,000 + benefits J2 Recruitment are proud to be working in partnership with an award winning group of companies to recruit for a Compliance Manager to join The Group in a newly created position due to growth and increased market conditions. The Group...
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