My client is an established specialist lender, loan servicer and acquirer of a range of assets. A FTSE250 company, we are an Investor in People Gold Standard, and employ over 800 people mainly based at our Solihull offices. Due to continued growth thay are currently seeking a Third Party Compliance Officer to join the department based in Solihull Purpose of the role To support the process of third party due diligence...
Job Description A number of positions have arisen with a large financial services company in Edinburgh. They are looking for several contractors for KYC analyst/compliance roles, initially lasting untill the end of November 2013 and an excellent opportunity for those involved The roles duties are to : To provide support to the Relationship Managers in bringing new customer portfolio...
Organisation Description Our client, a multinational Investment Bank is currently in search of a Compliance and Conduct Risk Quality Assurance Manager. Job Description The successful candidate will be responsible for and have experience in: - Developing the risk based Compliance and Conduct Risk quality assurance plans. - Have a strong working knowledge of F...
Job Description A fantastic opportunity has arisen within Lloyds Banking group in their modern offices in Manchester City Centre To carry out compliance reviews for new account opening account applications on behalf of the Commercial Banking Team, ensuring that ‘Know Your Customer / Know Your Business’ proceduresare fully adhered to. The successful candidate will have excellent decision making sk...
Organisation Description A role has become available with a Screening/Compliance department as a Senior Quality Assurance Exec, this role will require candidates who are experienced within auditing and have Supervisory qualities as you will be leading a small team. Job Description To develop and keep under review an audit and compliance strategy and timetable within the necessary...
An excellent opportunity has arisen with a Private Bank in Central London, to develop a career in Compliance within a regulated Financial Services environment The Role To assist the Compliance team in carrying out its daily tasks, compliance monitoring programme and training programme. Providing help and assistance to staff on all regulatory matters covering Banking, Investment Management and Wealth Planning, i...
Wells Tobias is currently looking for an exceptional candidate to join a city based Financial Services Company (Brokerage) in a position that is primarily Static Data Controls focussed. This role is a key position and a new role within the team where you will be working across the business to ensure integrity and controls are in place for all static data. The company is a great place to work and would suit someone who has worke...
An independent private bank in the City of London is in the market for an Assistant Compliance Manager to join their team, based in the City of London. They are looking for someone with Compliance experience and strong academics. Successful candidates will be rewarded with unrivaled opportunities for progression and a salary from £25k to £28 plus benefits. The role involves supporting the Compliance Manager, assisting...
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Date: Yesterday
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China,
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Salary negotiable
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9 applications
Organisation Description Our client is a reputable US Medical Device Company. • Reputable MNC • Stable Career Path • Good Team Leader Job Description Reporting to Head of legal and Compliance Officer, Great China. The Trade Compliance and Contracts Manager owns the business processes for ensuring that US, Japanes...
Job Description As a result of continued growth and investment, Reed Consulting are seeking a number of KYB/KYC reviewers for our client, a successful Financial Services client based in central Edinburgh. Key Responsibilities.: • Provide high quality support to front line teams to allow them to concentrate on revenue generation • Contribute to KYC/KYB/ Account Opening project initiatives, ta...
Salary: Attractive rate of pay An experienced Local Counter Fraud Specialist is required for an immediate start. To be considered for this role you must: Have at least 3 years experience of working as an LCFS within an NHS environment Have the ability to travel to different locations as and when required by the role Hold NHS Protection Valid Badge Be available for work immediate...
Our client is a large, fast growing global Financial Consultancy. We are currently resourcing for a number of Reviewers, to join an Investment Past Book Review project in Birmingham. The ideal candidate will have previous experience within Regulated file review and a thorough knowledge of Investement and Structured products. Required experience: 12 months minimum proven experience in investment file review</l...
Our client is a large, fast growing global Financial Consultancy. We are currently resourcing for a number of Reviewers, to join an Investment Past Book Review project in Birmingham. The ideal candidate will have previous experience within Regulated file review and a thorough knowledge of Investement and Structured products. Required experience: 12 months minimum proven experience in investment file review<...
13 jobs matching this search were posted in the last week
Organisation Description Our client, a multinational Investment Management and advisory organisation is currently in search of a Compliance Officer. This is an unique overall compliance officer opportunity for a fantastic, vibrant, as well as, prosperous organisation. With a philosophy of promoting within, you have the chance to be apart of an amazing team who continuously reward their employees. <st...
A rapidly expanding FTSE 250 Insurance firm are looking for a Compliance Monitoring Professional to join their team based in luxurious offices in the City of London. Successful candidates will be rewarded with unrivaled opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer will be responsible for monitoring compliance with the Financial Conduct Authority (FCA). You will also be requ...
Vertex Financial Services, Compliance Monitoring Officer, £30000-£35000, Cheltenham. Vertex Financial Services is a leader in Business Process and Customer Management outsourcing, serving over 200 clients worldwide across many sectors. Our focus is on providing value-based solutions for our clients that deliver exceptional customer experience, and do so cost effectively. An exciting opportunity has b...
A leading FX Brokerage in the city are seeking an experienced Compliance Officer for a newly created role reporting into the Group MLRO. You must have at least 18 months experience within a Bank of Financial House and have good knowledge of AML & KYC requirements. You will be responsible for: The entire compliance spectrum across KYC & AML procedures Assist the Compliance Manager on the companies compliance ...
We are looking for Compliance manager with strong emphasis on financial crime risk management framework including anti-money laundering, counter terrorist financing, sanctions, fraud and anti-bribery and corruption. Key Responsibilities: Assist with undertaking risk assessments of the Firms business models and assist the MLRO with the implementation of appropriate systems and controls to mitigate financial crime risk within the busin...
Our client based in Reading is currently recruiting for a Senior Compliance Officer. The purpose of this role is to provide sound, accurate and commercial advice on all compliance matters that drive the FCA and OFT regulatory agenda which affect the lending business. This will involve: Designing and building operational controls to ensure adherence to all relevant legislation. Provision of ...
Have you previously worked in a compliance role? Have you dealt with complaints? If so, we might have the right role for you.... We are seeking a Compliance Officer for our successful client based in Brackley. The key purpose of this role is to effectively respond to all queries and complaints received into the department. You will be required to deal with complaints in a necessary timeframe. ...
A leading investment management firm are looking for a Compliance Policy and Guidance Consultant to join their team based in the South West. Successful candidates will be rewarded with opportunities for progression and a salary up to £40,000 plus benefits. The Compliance Officer will be responsible for supporting the policy and guidance, providing controls and processes to facilitate regulatory issues and to implement chan...
A rapidly expanding global private markets investment management firm are looking for a Compliance generalist to join their team based in luxurious offices in the City of London. Successful candidates will be rewarded with unrivaled opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer will be responsible for monitoring compliance with the Financial Conduct Authority (FCA) regarding...
My client, a leading online service provider, seeks a Fraud Specialist to join their Revenue Protection Team. The role will encompass both operational and strategic elements for process improvement whilst undertaking a day-to-day analytical role. We are looking for an analytically minded individual, someone that can collate data, map trends, identify patterns and has experience in both detecting and preventing fraud. Responsibilit...
My client, a leading online service provider, seeks a Fraud Specialist to join their Revenue Protection Team. The role will encompass both operational and strategic elements for process improvement whilst undertaking a day-to-day analytical role. We are looking for an analytically minded individual, someone that can collate data, map trends, identify patterns and has experience in both detecting and preventing fraud. Responsibilit...
My client, a leading online service provider, seeks a Fraud Specialist to join their Revenue Protection Team. The role will encompass both operational and strategic elements for process improvement whilst undertaking a day-to-day analytical role. We are looking for an analytically minded individual, someone that can collate data, map trends, identify patterns and has experience in both detecting and preventing fraud. Responsibilit...
