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Compliance jobs

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Compliance Manager

We are looking for an experienced Banking Compliance Manager role in Birmingham Your new company My client is a well established financial services organisation that is recruiting for an experienced Compliance Manager to join their Birmingham office. Your new role As a Compliance Manager your role...

Sanctions - Head of Financial Crime

Posted 18 May by Goodman Masson
Sanction - Head of Financial Crime, the successful candidate will join a newly established team based in London managing financial compliance risk. This team is being established to manage the group's financial crime compliance risk globally focusing on areas such as financial sanctions and financial...

Compliance Monitoring VP capital markets

Posted 18 May by Goodman Masson
My Client is an investment bank in the centre of London. They are looking for an experience professional with capital markets experience to join their established team at VP level The aim of the Compliance Monitoring Team is to; lead and conduct Front office risk based Compliance and Conduct Risk reviews...

Controls & Audit Manager - Financial Services

We are looking for a Controls & Audit Manager to join our client an established Asset Management business based in South East London. You will be responsible for leading the Controls and Audit team providing a monitoring and audit function to deliver assurance to Senior Management on the adherence...

Service Provider Oversight

Our client, an asset management company, currently seeks a Service Provider Oversight, to be based in Edinburgh. The Service Provider Oversight will be responsible for: -Maintain the global custody operational oversight framework, coordinating with relevant internal departments both within the EMEA and...

Sanctions Manager

Posted 4 days ago by Goodman Masson
Sanctions advisory Manager The role of the Manager, Sanctions is to: act as a Manager, with strong Subject Matter Expertise (SME), required to support the delivery of the Regional Sanctions Programme in the European region and sanctions thematic reviews assist or lead the assessment of sanctions risk...

Risk & Compliance Manager

Posted 4 days ago by MERJE Ltd
Job Description: Newly created position within Central Operations of this growing and established commercial business. This firm requires someone to develop a robust and effective risk & compliance framework to protect the business and ensure consistency in standards and operations. The Client-...

Customer Onboarding/AML/KYC

Posted 4 days ago by May & Stephens
Would you like to work for this truly modern banking group, ensuring excellence in their customer onboarding process, and cementing their reputation as a market leader? If you possess experience in an onboarding, due diligence, or AML/KYC role, and are looking to develop and gain new skills providing...

Senior Associate - Compliance

Posted 17 May by BLU-SPEC RECRUITMENT LIMITED
Our client is an International Public Sector banking and financial services company, headquartered in London. They are looking for Senior Associate - Compliance reporting to Head of Legal and Compliance. Job Role Financial Crime - AML The purpose of the role is analyse Customer/ client accounts and...

Policy Executive

Posted 17 May by Campbell & Fletcher
Overview of the role: As Policy Executive, you will work with a team of three colleagues within the Communications and Policy team, which has lead responsibility for the company's public profile. Core duties include Working with the PR Manager to regularly deliver high quality content for external...

Project Support - COO Team

Posted 5 days ago by Pontoon
PROJECT SUPPORT - COO DEPARTMENT ST PAULS, LONDON 6 MONTH CONTRACT Bank of America Merrill Lynch is currently seeking to recruit a Project Support to work as part of the EMEA Compliance COO Team the offices based in St Pauls, London. This role forms part of the EMEA Compliance COO Team and supports...

Head of Compliance/MLRO

Posted 17 May by Oakwood Recruitment Ltd Featured
Oakwood is currently helping a banking organisation in the city find an experienced Head of Compliance/MLRO. The right candidate will have at least 10-15 years previous experience in compliance/AML and will have been an FCA registered CF10 and CF11 in previous roles. Further details upon application...

CASS Administrator

Posted 17 May by Solid Recruitment Solutions Featured
Are you looking for a new, different and challenging administration position? Our client has been working in financial investment/management services for 40 years. With an exceptional reputation the company offers an employee focused business where its people count. The role is for a reconcilliations...

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Business Control/Compliance Support

Posted 17 May by Pontoon
Business Control/Compliance Support - up to £47,000 - London A fantastic opportunity has become available for an experienced sharepoint user to work onsite at a leading investment bank within their hugely talented Compliance COO function. As the successful candidate you will become an employed Consultant...

ISDA / CSA Subject Matter Expert

Posted 16 May by Warner Scott Recruitment Ltd Featured
As a Subject Matter Expert you will have a strong background covering ISDA master agreements and in particular CSAs and will likely have experience negotiating and drafting these type of contracts as well as leading teams. Role Responsibilities Quality control and verification of the work undertaken by...

Senior Manager Financial Crime Compliance Models

Posted 6 days ago by Robert Walters
A Global Bank are looking to hire a Senior Manager Financial Crime Compliance Models to join a 2nd line of defence Internal Model Review (IMR) team. Located in Edinburgh, the team is responsible for undertaking the independent review of Financial Vulnerability models (Regulatory Compliance, AML, Sanctions...

Conduct Risk Oversight

Posted 16 May by MERJE Ltd
Job Description: Reporting directly to the Head of Oversight: Conduct Risk, this position sits within the Enterprise Risk function and provides independent oversight to all aspects of conduct risk management, regulatory compliance, customer outcomes and the firm’s values. The Client- A leading Consumer...

Compliance Associate

Posted 6 days ago by Reed Banking Featured
We are currently recruiting for a leading International Bank who are looking for a Compliance Associate in a Permanent role. The role would be working alongside the current Head of Compliance On-Boarding Clients and undertaking Enhanced Due diligence on High Risk Accounts.       The role provides scope...

Senior KYC Analyst

An International Investment Bank based in London are looking for experienced Senior KYC Analysts to join their KYC team. Your new role As the successful KYC Analyst you will be responsible for remediation, refresh and the onboarding of a large client base. These are new roles that have been released...

Financial Crime Compliance - Business Analyst

Posted 6 days ago by Morgan McKinley
FCC Business Analyst This Tier One Investment bank is looking for strong Business Analysts to lead business analysis across business originated projects to identify gaps and recommend solutions. The ideal candidate will have proven track record within a Compliance Change environment. Gather and...

Banking File Reviewer Fully FPC, CeFA 4 or DipFA qualified

Posted 20 May by Wells Tobias
Our client a global consulting firm is looking to recruit a team of File Reviewers. You must have gained experience in investment and/or protection remediation and file reviewing to be considered for this role. of investment and protection reviewers. The project is due to run until the end of 2016....

Group Head of Compliance and Chief Risk Officer

Posted 20 May by Satarah Recruitment
We are currently recruiting for a Group Head of Compliance and Chief Risk Officer for our prestigious client based in Northamptonshire. This role will be the head of the second line risk function for the banking group. Key Responsibilities: Leading and establishing a strong second line risk function...

Compliance Policy/Advisory Implementation Manager

Posted 20 May by LMA
My client is a highly successful and long-established asset manager with a diverse and innovative portfolio. As a result of its ongoing successes, and to enable it to further consolidate its robust corporate governance culture , it has created a new position for a compliance policy implementation manager...

Investment Compliance Analyst - Asset Management

Posted 16 May by MERJE Ltd
The Client- One of Europe’s leading financial services firms are seeking to recruit a new Investment Compliance Analyst to join their Asset Management arm on a 6 month fixed term contract. The role- Playing an important part in the Investment Compliance Team you will be providing Compliance support...

Compliance Monitoring Associate - Asset Management

Posted 16 May by MERJE Ltd
The Client- One of Europe’s leading financial services firms are seeking to recruit a new Compliance Monitoring Associate to join their Asset Management arm on a 6 month fixed term contract. The role- Playing an important part within the Central Compliance team, who are responsible for the maintenance...
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