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Date: Today
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China,
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Salary negotiable
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15 applications
Organisation Description Our client is a reputable US Medical Device Company. • Reputable MNC • Stable Career Path • Good Team Leader Job Description Reporting to Head of legal and Compliance Officer, Great China. The Trade Compliance and Contracts Manager owns the business processes for ensuring that US, Japanes...
A leading investment bank based inCanary Wharf is seeking to appoint a Senior Compliance Officer to join a well established Equities Advisory team. The incumbent will be responsible for providing advice and compliance support to the Equity Derivatives and Equity Funds Structured Markets business including Equity Derivatives, Convertible Bonds, Fund Linked Derivatives and structured products. Responsibilities <br...
Job Description A fantastic opportunity has arisen within Lloyds Banking group in their modern offices in Manchester City Centre for a Flow Leader Responsibilities include: Reports to front line manager Responsible for spending 50% of your time on quality monitoring to ensure that team are complaint with regulatory requirements and standards are maintain, providing immediate feedback w...
A boutique Investment Bank / Equity Broker have a requirement for a Compliance Officer on a temporary basis for a minimum of three months. This is an all-encompassing leadership role covering all Compliance and Regulatory activities, managing a small team and liaising with the regulator. Responsibilities will include AML, Monitoring, Advisory, Training and On-Boarding. This is an immediate start and would suit an experienced Complia...
An opportunity has arisen to join our client, an international banking organisation, as a Financial Crime Compliance Manager as part of their Anti Money Laundering & Sanctions Risk Team. Location: Sheffield or London Skills: Stakeholder Management, AML Risk & Compliance/Sanctions Experience, Commercial Acumen, Influencing, Reporting, Commuication, Analytics (SAS,SQL) Role Outline </p...
Job Title: Compliance Manager/Officer Reporting To: Operations Director Location: Watford, Hertfordshire Salary: 30k - 45k DOE Job Objective: The Compliance Manager/Officer will have a key role in ensuring that the organisation complies with UK and international legal and regulatory requirements. Working across all teams, you will proactively monitor compliance within the areas of OFT, FSA, ...
To £22k + BENS + BONUS International Bank based in CHESHIRE is seeking a COMPLIANCE OFFICER to join their hard-working team. Reporting to the Head of Compliance, the successful candidate will be required to carry out independent reviews of the banks Operational and Compliance Framework. You will be working closely with various departments, monitoring the implementation of compliance procedures and investiga...
Compliance Manager / Qualified Lawyer £130,000 As a result of new regulation and a requirement to substantially expand the compliance division, this new role has become available working for a prestigious city based brokerage. You must have a proven background in regulatory advisory work based in the Equities and investments market, possess man-management skills and an in-depth understanding of regulation and LSE rules.</...
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Date: 5 days ago
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Croydon, Surrey
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£70,000 - £100,000 per annum
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5 applications
Head of Compliance - Consumer Lending An International Financial Services company is currently seaking a Head of Compliance to join their existing team. The company is a market leader in Consumer Lending, FX and Money transfers. The Ideal candidate will be experienced at senior level, or would be looking to step up into the role. Essential to have FSA/OFT regulated background. You will be responsible for ensuring ...
We are looking for Compliance manager with strong emphasis on financial crime risk management framework including anti-money laundering, counter terrorist financing, sanctions, fraud and anti-bribery and corruption. Key Responsibilities: Assist with undertaking risk assessments of the Firms business models and assist the MLRO with the implementation of appropriate systems and controls to mitigate financial crime risk within the busin...
Our client is looking for a VP/Director level candidate candidate with over 10 years commodity and energy derivatives experience. The candidate will be responsible for leading the development and implementation of our client's services in Europe. Particular emphasis on this role is knowledge of European Market Infrastructure Regulation, Liaison with product manager and development team to design system requirements that satisfy EMIR...
A top tier investment bank based in canary wharf is seeking to appoint a temporary compliance officer to join the risk review team. You will be responsible for assisting in the planning and execution of compliance reviews according to the established review schedule. Responsibilities Performing risk assessments to prioritise areas for review Identifying the scope and testing approach for ...
Here at JPMorgan, Bournemouth we are looking for a number of Compliance Associates to join a newly formed Financial Crimes Compliance team. This is a fantastic opportunity to become part of a recently created team who shall be part of the Global Compliance & Regulatory Management department which is responsible for the provision of compliance services to the Firm. We have a number of positions available from Compliance Analyst, ...
22 jobs matching this search were posted in the last week
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Date: Yesterday
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Gibraltar,
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£20,000 - £22,000 per annum
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5 applications
RecruitGibraltar are currently helping our client who is a market leading egaming company who has a great opportunity for a Fraud Analyst to join this high performance team. The company is a progressive and ambitious company who has a policy of promoting from within and has a dedication to professional training and progression. Position Purpose: Monitoring and actively preventing fraud and abuse of the websites. Protecting bu...
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Date: 5 days ago
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Gibraltar,
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£22,000 - £25,000 per annum
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4 applications
RecruitGibraltar are currently helping our client who is a leading financial services company who has a great opportunity for a Compliance Analyst to join the existing team. The role will also involve collaborating with other departments on a regular basis. The Compliance Analyst will report to the Senior Compliance Officer on daily compliance activities and will also be involved in specific compliance tasks and projects. The Compliance Ana...
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Date: 5 days ago
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Gibraltar,
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£30,000 - £35,000 per annum
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6 applications
RecruitGibraltar are currently helping our client who is a leading financial services company who has a great opportunity for a Compliance Officer to join the existing team. The role will involve various aspects of compliance in accordance with developing requirements, including compliance with applicable Banking and Anti Money Laundering regulations in Gibraltar and other EEA jurisdictions, Anti Fraud Management activities. They will need ...
Organisation Description We are currently recruiting for a Compliance Monitor within the Trading division of an Investment brokerage company on a permanent basis. This opportunity is looking for an individual with extensive experience within all areas of compliance, in particular compliance monitoring to ensure the company is conducted in accordance to the regulations. Job Descript...
Purpose of the Role The role at this level will require an experienced Risk, Compliance & Internal Control management practitioner with an element of strategic awareness in order to provide a technical/specialist service to the business. The job holder will undertake and manage a multiplicity of issues and may involve securing necessary resources. They will have gained an appropriate qualification and will...
Job Description Organisation Description: My client, a market leading financial services outsourcing company, are seeking candidates with quality assurance or compliance experience in financial services / banking / insurance to join an ongoing PPI complaints project as a Quality Assurer at a major bank in Leeds city centre on a fixed term contract basis. This position offers a competitive ...
Cynp111719 WANTED ARABIC SPEAKING KYC ANALYST 6-9 Months Maternity Cover starting ASAP £25000 per annum Based in London Are you passionate about KYC and want to use your Arabic skills? Then look no further for your perfect role My client, a world leader in financial services is looking for an Arabic speaking KYC Analyst to join their team Responsibilitie...
One of our Big 4 clients is seeking a Manager to work in its Northern Financial Services practice. The work is extremely varied and includes controls audits, compliance reviews and IT assurance services. This team within the Big 4 firm assists its clients to understand the extent to which their systems, processes and people aid or inhibit their strategies to generate value. You will manage a portfolio of Financial Services clients an...
One of our Big 4 clients is seeking a Manager to work in its Northern Financial Services practice. The work is extremely varied and includes controls audits, compliance reviews and IT assurance services. This team within the Big 4 firm assists its clients to understand the extent to which their systems, processes and people aid or inhibit their strategies to generate value. You will manage a portfolio of Financial Services clients an...
An exciting opportunity has arisen for Regulatory Officer to work for a leading Corporate and Investment Bank. You will be responsible for tracking legislative and regulatory developments that impact the bank’s businesses in the UK, Middle East and Europe and managing associated regulatory change projects. The incumbent will also be designing and implementing a monitoring and review program for all business lines across the UK,...
An exciting opportunity has arisen for a Compliance Analyst to work for a leading Asset Management. You will be responsible for providing support within the compliance department and to support the fund managers, analysts, marketing, sales and product development teams. Responsibilities include: Assist with the Compliance Monitoring Programme (CMP). Review UCITS Fund investmen...
An exciting opportunity has arisen for a LIBOR Submission Monitoring Manager to work for a leading firm. You will be responsible for monitoring LIBOR submissions to provide oversight of the firm’s LIBOR rate setting and submission process by the Money Markets team. Responsibilities include: To be part of the control product team To work in partnership with the business to suppo...
