Organisation Description A large Financial Services outsourcing company are recruiting for a Quality Manager for a 8 month project with a leading bank. This is a FTC only with a salary of £35k - £40k pro-rata. Job Description Lead and promote quality and consistency across all areas within the project within client, company and FSA regulatory guidelines. Provide...
To £17 p /h An International Bank based in the West End are looking to recruit an experienced AML / KYC COMPLIANCE OFFICER on a temporary basis of up to 6 months. The successful candidate will be responsible for ensuring that the Bank closely follows all FSA rules and regulations. Duties to include; To help manage the review of customer due diligence (CDD ) of customer files, to assist with the reviewing...
Organisation Description Our client , a leading company based in Leeds are currently looking to recruit an experience Quality Assurance candidate to join their expanding team on a 7 months contract - Duties will include Job Description To provide quality assurance of work; • checking cases completed by team colleagues • providing feedback and development ...
Job Description A well reputed and growing regional bank seeks a Compliance Manager to be a part of the Risk Management Group. • Provide oversight, control, support and coordination for all compliance processes at the Bank. • Liaise with relevant external bodies and regulators (particularly the Central Bank) on compliance matters. • Plan and facilitate learning and development sessions on...
Job Description Leading UAE Bank (Corporate and Retail/SME banking) is looking for a Compliance Manager who will work as part of their Operational Risk Management team managing all compliance related matters and ensuring adherence of the UAE Central bank's policies, procedures, rules and regulations. Reporting to the Head of Operational Risk, the successful candidate will work internally with key stakeholders ra...
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Date: Yesterday
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Belgium,
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€400.00 - €500.00 per day
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2 applications
Compliance Project Manager - Banking - Brussels - 12 Month Contract Design and implement a robust framework to manage four different domains: AML and/or Market Abuse and/or Conflict Of Interest and/or Data Protection. This includes the definition of policies, trainings, controls and monitoring measures, Define to project plan, budget, milestones, business interviews, recommendations to ensure delivery of the above mentioned fra...
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Date: Yesterday
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Hong Kong,
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HKD$480,000 - HKD$720,000 per annum
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2 applications
Organisation Description Global Financial Services Company. Act as Compliance Manager for offshore hedge funds and on shore SFC authorized funds activities. • Compliance • Funds • Regulatory Job Description Requirements • University graduate, degree holder in legal/Finance or related discipline(s). ...
An exciting opportunity within the Central Compliance function of a City based investment bank. Our client is currently recruiting for a Compliance Monitoring and Review Generalist to cover various roles within the team. The individual will be required to take ownership of the firms Policy and Procedure Management system and then administer user access and provide ad hoc training. You will perform control work as requested by senior ...
A fast-growing retail bank based in Cheshire is currently seeking a Compliance Assistant to aid their compliance department with day to day regulatory requirements. This role pays up to £25,000 plus pension and other benefits. In this role you will be conducting Compliance Monitoring to ensure compliance with the bank's policies and procedures. You will be carrying out general compliance duties including the gifts and complaints ...
Business Quality Assessor (Compliance) - Leeds Our client is an extremely busy financial services office based in Leeds city centre offering a comprehensive range of services to people and businesses throughout the UK. They are looking for someone who will be able to: Conduct file reviews on all cases. Reporting findings to the Compliance Manager and suggest remedial action. Prepare feedback reports.</...
Job Description We are currently recruiting for a Risk Governance Specialist to work for a leading Insurance company. The role will ideally be based in Salisbury however is flexible on location. The role will be a 6 month fixed term contract. The successful candidate will support the Risk Governance Manager and ensure all of the FSA regulations are closely adhered to. Key Skills required: - Expert in...
Our client, a multiple location financial services organisation, has an Essex based vacancy for a candidate with a background in financial crime prevention (FCP) within the financial services industry. Working closely with the Money Laundering Reporting Officer (MLRO) you will handle suspicious activity cases and escalate accordingly. Liaising closely with institutional clients, you will handle queries relating to cases and ensu...
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Date: 2 days ago
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Hong Kong,
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Salary negotiable
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3 applications
Organisation Description Very interesting role at a Global Bank that is looking to shore up its Director Level Risk and Compliance team and add some "bench strength" with a Senior hire to manage all Private Banking Risk / Regulatory. Job Description The Role: •Set a monitoring mechanism to strike a reasonable balance between customer service and operational ris...
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Date: 2 days ago
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Hong Kong,
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HKD$1,200,000 - HKD$1,800,000 per annum
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5 applications
Organisation Description AML Compliance Specialist - Corporate Banking Job Description Requirements: The ideal candidate must be an university graduate and have at least 5 years of related experience in Anti-Money Laundering Compliance, Institutional/Corporate Banking business or control-related function in the financial service indu...
The Company Due to expansion this Tier One Investment bank has an opportunity for a FSA CASS specialist. The firm has a long history of high performing results and are a position to build upon this and gain further market share. They are based in modern offices, close to transport and amenities. The Role The area is responsible for implementing compliance frameworks in line with FSA CASS rulings. Y...
Our client is looking to recruit an experienced and qualified Mortgage Specialist with experience from the compliance/audit side of mortgages, someone who understands the FSA compliance aspects of a mortgage The ideal candidate will have worked for a Compliance Firm who was responsible for checking mortgage advice, or for a Bank/Building Society in their mortgage compliance department, and if you have worked on a mortgage review proje...
An International Investment Bank with luxurious offices in The City is seeking a Compliance Monitoring professional to cover a broad range of responsibilities. This position has an international span and pays between £50-65,000 plus benefits in a company with a great work/life balance. This position will involve the implementation of Global AML regulations and also the Anti Bribery and Corruption regulations. You will be interac...
Organisation Description A large Financial Services outsourcing company have recently secured the contract for PPI complaints handling in Leeds city centre. This is a 7 month Fixed Term Contract with a start date in May 2012. Basic salary is the equivalent of £23,000 pa. The working hours are 37.5 hrs per week and the shift pattern is between 9am - 5.30pm Monday – Friday. <br /...
This successful Corporate Finance House based in the City is currently seeking a Compliance professional to work in a generalist position. This is an exciting time to join this established and highly regarded firm as they are currently going through a massive period of change and development. The salary offered is highly competitive and includes a comprehensive benefits package. In this role you will have broad responsibilities cover...
My client is looking to hire an experienced compliance professional to join the Policy, Risk and Regulatory Affairs team. You will be expected to demonstrate the flexibility, confidence and knowledge to make contributions across the teams broad range of responsibilities, but in particular to take a leading role on Policy and some aspects of the UKFSA relationship. Contribute significantly to the department's policy work: inclu...
A small international bank is seeking a conscientious individual to join its operations. Duties will cover: - Assisting in all areas of compliance - monitoring FSA updates/notifications and making any necessary internal changes for operations - AML monitoring - Assisting with audits - Assist with reviewing internal procedures Your experience must cover: - Proven compliance/control experience g...
HEAD OF COMPLIANCE - (STOCKBROKER) - LONDON / CITY We are seeking a Head of Compliance to join an expanding Stockbroker and Corporate firm based in the heart of London’s financial district. Read on.... As a specialist stockbroker our client delivers exceptional trading opportunities in equities, CFDs, FX, IPOs and private equity placements to its clients. Undertaking an exciting...
Our Essex based client requires a Compliance Monitoring Manager to provide an efficient and effective compliance service. Responsibilities include conducting thorough and comprehensive compliance monitoring and producing timely, accurate, value added reporting. The successful candidate will meet personal productivity and Quality targets consistently and will have the flexibility to work autonomously. An understanding of the rules and...
Job Title: Senior Manager-Compliance and Conduct Risk Assurance Location: Leeds, Edinburgh, Bristol, London, Midlands Salary: £50,000 - £72,000 + Car, Bonus and Benefits Exciting opportunities exist within the newly formed Compliance and Conduct Risk QA function for experienced Compliance Assurance Senior Managers. We are looking for individuals who have experience of developing and delivering compliance and qu...
Compiance Monitoring Analyst - Asset management. (£50,000) City of London Undertaking Monitoring as required by the annual and quarterly Compliance Plans Where required, assist senior management and staff responsible for the UK regulated companies to implement controls and procedures to ensure compliance with all relevant regulations, laws and codes Providing advice and guidance to staff in relation to en...
