Advice Assurance Consultant
- Birmingham, West Midlands
- £30,000 - £38,000 per annum
- 11 applications
- Job type: Permanent, full-time
- Date:
- Reference: 22798408
- Duration: Full time
Provide an efficient, effective and professional advice quality monitoring service; in order to measure sales force compliance with FSA rules and guidance.
Identify and drive improvements in advice assurance standards, reductions in regulatory, financial and business risk and deliver sustainable business benefits through robust advice quality monitoring.
Advice Monitoring
- Assess the advice and information documented by the field sales force in line with the Society's risk based monitoring policy:
?To ensure that sales are compliant with current FSA regulations and guidance; and
?To determine whether the advice given is suitable and the client treated fairly, taking into account their circumstances
- Provide accurate and consistent written feedback to Financial Consultants
- Conduct risk assessments of Financial Consultants and investigate KPI failures
- Escalate any risks to the business identified through routine monitoring activity
- Support delivery of Advice Assurance training to the sales force
Continuous Professional Development
- Maintain an up to date knowledge of the FSA ICOB, MCOB, and COBS rules.
Improving and Innovating
- Contribute to the development, implementation and achievement of the Department Plan and the overall embedding of a right first time culture
- To proactively work with key stakeholders in order to help ensure long term advice quali
Essential
- Certificate in Financial Planning or equivalent
- Demonstrated Financial Services Advice Assurance experience
- Strong knowledge and understanding of the Regulatory framework of the UK financial services industry
- Able to work well under pressure, assess priorities in own workload and consistently meet set targets in a timely manner
- Self-motivated and able to work from own initiative; with the ability to work both as part of a team and on their own
- Able to exercise consistent judgement in the application of compliance standards
- Excellent written and verbal communication skills
- Good problem solving and analytical skills
- Demonstrated training and presenting experience
- Excellent customer service skills
- Educated to A-Level standard or equivalent
Desirable
- Diploma in Financial Planning or equivalent
- Demonstrated coaching experience
Leading Financial Services Firm based in Birmingham.
Excellent salary and prospects are on offer for this role.
Your application will be reviewed by Michael Page. Please be aware we receive a high volume of applications for every role advertised & regularly receive applications from candidates who exceed the job credentials. We will only contact you within the next 14 days if you are selected for interview.
Where specific UK qualifications are required we will take into account overseas equivalents.
Please quote Michael Page reference when applying Job ref:MPRE13291545
Michael Page is a world leading recruitment consultancy.
Identify and drive improvements in advice assurance standards, reductions in regulatory, financial and business risk and deliver sustainable business benefits through robust advice quality monitoring.
Advice Monitoring
- Assess the advice and information documented by the field sales force in line with the Society's risk based monitoring policy:
?To ensure that sales are compliant with current FSA regulations and guidance; and
?To determine whether the advice given is suitable and the client treated fairly, taking into account their circumstances
- Provide accurate and consistent written feedback to Financial Consultants
- Conduct risk assessments of Financial Consultants and investigate KPI failures
- Escalate any risks to the business identified through routine monitoring activity
- Support delivery of Advice Assurance training to the sales force
Continuous Professional Development
- Maintain an up to date knowledge of the FSA ICOB, MCOB, and COBS rules.
Improving and Innovating
- Contribute to the development, implementation and achievement of the Department Plan and the overall embedding of a right first time culture
- To proactively work with key stakeholders in order to help ensure long term advice quali
Essential
- Certificate in Financial Planning or equivalent
- Demonstrated Financial Services Advice Assurance experience
- Strong knowledge and understanding of the Regulatory framework of the UK financial services industry
- Able to work well under pressure, assess priorities in own workload and consistently meet set targets in a timely manner
- Self-motivated and able to work from own initiative; with the ability to work both as part of a team and on their own
- Able to exercise consistent judgement in the application of compliance standards
- Excellent written and verbal communication skills
- Good problem solving and analytical skills
- Demonstrated training and presenting experience
- Excellent customer service skills
- Educated to A-Level standard or equivalent
Desirable
- Diploma in Financial Planning or equivalent
- Demonstrated coaching experience
Leading Financial Services Firm based in Birmingham.
Excellent salary and prospects are on offer for this role.
Your application will be reviewed by Michael Page. Please be aware we receive a high volume of applications for every role advertised & regularly receive applications from candidates who exceed the job credentials. We will only contact you within the next 14 days if you are selected for interview.
Where specific UK qualifications are required we will take into account overseas equivalents.
Please quote Michael Page reference when applying Job ref:MPRE13291545
Michael Page is a world leading recruitment consultancy.
