Our client is one of the UK's largest Financial Service organisations and due to continued expansion they are presently looking to recruit a field based Financial Advisor to join their growing team. Duties include advising clients on a range of financial products in their homes and will include re...
Organisation Description Independent Financial Adviser based in Surrey. Job Description Sales Support Administrator required to assist Consultants on the Private Clients side of the business. The successful candidate will be required to prepare information documentation for consultant client m...
Organisation Description Independent Financial Adviser based in Surrey. Job Description Sales Support Administrator required to assist Consultants on the Private Clients side of the business. The successful candidate will be required to prepare information documentation for consultant client m...
Mattioli Woods is a successful financial services company, based in Leicester. Now a PLC, the company was established in 1991, and has grown rapidly organically and through acquisition to its current 170 plus staff. Much of the organisation’s success is down to the internal promotion culture, with ...
Our client is a well respected High Street Bank whom is looking to recruit a high quality Area Sales Manage to manage a team of Financial Planning Managers working within the retail banking division, to help meet the demand for their products and services. Job Description • Lead, coach, develop and...
In order to apply for this position candidates MUST have an IFA background, along with Full or Part FPC. Should you not have this experience please do not apply as your details will be automatically rejected. Client Profile: Our client is a New Forward thinking IFA who are enjoying continuous grow...
A leading government and critical support services company, providing engineering and other services, mainly to governments around the world are looking for a Pensions Consultant located in London. The company is primarily based in the UK and US and employ over 12,000 people. As Pensions Consultant ...
Our client a leading firm of Independent Financial Advisors are looking for an experienced Financials Services Administrator to run their support function in their busy Bristol office. You will be involved in the day to day running of all of the administrative support for the IFAs. This will includ...
Organisation Description My client, a leading bank, has an exciting opportunity for a Cemap Qualified Mortgage Advisor to be based out of their Kendal branch They offer a wide range of highly competitive mortgages under their famous and trusted brand. And the quality of careers they offer is ju...
Organisation Description My client, a leading bank, has an exciting opportunity for a Cemap Qualified Mortgage Advisor to be based out of their Kendal Branch They offer a wide range of highly competitive mortgages under their famous and trusted brand. And the quality of careers they offer is ju...
Organisation Description My client, a leading bank, has an exciting opportunity for a Cemap Qualified Mortgage Advisor to be based out of either their Grimsby or Scunthorpe branches. They offer a wide range of highly competitive mortgages under their famous and trusted brand. And the quality of...
Organisation Description My client, a leading bank, has an exciting opportunity for a Cemap Qualified Mortgage Advisor to be based out of either their Grimsby or Scunthorpe branches. They offer a wide range of highly competitive mortgages under their famous and trusted brand. And the quality of...
Head of Fraud / Global Fraud Manager / London / home based. Managing teams in Canada and the Caribbean . The ideal candidate will be working in the banking / card sector. Highly skilled in in implementing and managing fraud prevention tools and solutions. This role will be responsible for control...
An opportunity has arisen for an Insolvency Administrator within a reputable Manchester financial services organisation. You will be responsible for a mixed portfolio of insolvency cases (corporate and IVA) and maintain progression on these cases as well as statutory and best practice compliance. Y...
Are you FPC qualified? Our client is a well known local independent Financial Advisor and they are currently looking for a Paraplanner to join their team. As a Paraplanner you will be seen as an integral part of a team that will be regarded as the main business generator of the organisation. The go...
Organisation Description A vacancy for a key role has arisen in Wholesale Loans Servicing, Wholesale Loan Operations. Creating, designing and implementing a departmental training plan • Researching , sourcing and producing training materials ensuring they are kept up to date and relevant • Deliver...
Organisation Description My client is one of the leading new build mortgage brokers in the UK. They have a fantastic reputation and have enjoyed considerable growth over the last few years. As a result of this they are now looking for an employed Mortgage Advisor to work from home, as a field base...
Organisation Description My client is one of the leading new build mortgage brokers in the UK. They have a fantastic reputation and have enjoyed considerable growth over the last few years. As a result of this they are now looking for an employed Mortgage Advisor to work from home, as a field base...
Our client is a well respected High Street Bank who is looking to recruit a high quality Financial Advisers to specialise in the Business arena, working with small to medium size business clients, to help meet the demand for their products and services. The Role Responsible for the business clients...
Chequepoints has recently launched a new card business which allows customers to use a prepaid MasterCard over 24 million retail outlets and over one million ATMs worldwide, where ever the Mastercard brand mark is displayed. With that in mind we are currently looking for a talented Product Manager ...
Our client is a respected high street bank, whom is offering a high quality opportunity for successful candidates to join and build a career within regulated financial services. The Role Branch based you will be provided with access to an extensive client base of existing and new individuals. Your ...
Organisation Description My client, a leading bank, has an exciting opportunity for a Cemap Qualified Mortgage Advisor to be based out of either their Grimsby or Scunthorpe branches. They offer a wide range of highly competitive mortgages under their famous and trusted brand. And the quality o...
Organisation Description My client, a leading bank, has an exciting opportunity for a Cemap Qualified Mortgage Advisor to be based out of either their Grimsby or Scunthorpe branches. They offer a wide range of highly competitive mortgages under their famous and trusted brand. And the quality o...
MORTGAGE/PROTECTION ADVISORS NEEDED Due to their continued success, our client is looking for a Mortgage/Protection advisor. You must be Fully CeMap qualified Our Client can offer: Commission rates up to 92% Full initial training and ongoing business development support. All compliance can be take...
FDA0909-21
Contract Compliance Adviser
Contract – 3 Months
£250 per day
London
The Company
My client, a large commodities firm are seeking a Compliance Adviser to work alongside the Lead Compliance Advisor on a 3 month contractual basis.
The Role
The Contract Compliance Advisor will be ...
Our client one of the UK’s largest Wealth Management groups is currently looking for a Compliance Assessor to join them in their Exeter offices. Duties - To assess the accuracy, completeness and suitability of business, ensuring compliance with regulatory guidelines and rules - To assess a spread...
Our client a highly successful and expanding private client stockbroker based in central Bristol is looking to add an ambitious individual to its training programme. In this academy you will be provided with extensive in-house training and also support with external examinations. Through this you w...
Job Description: Branch Based Financial Adviser - Main High Street Bank. • To work closely with branch colleagues to plan and manage activities to exceed individual sales targets through the provision of suitable advice (on Financial Planning and appropriate Retail products) to customers. • To ens...
Due to expansion following the recent take over of a financial advisory business, my client is seeking an IFA Reviewer/File Checker to assist the sales quality review compliance department in reaching their targets. Main responsibilities will include reviewing 100% of your allocated advisors submit...
An exciting opportunity for a Paraplanner to join a small yet successful IFA practice in Leicester has arisen due to an increasing work load of a top billing advisor. The role will involve working alongside an administrator, compliance officer and two advisors obtaining quotes and valuations, resea...
A Digital Marketing Exec is required to join an in-house marketing function in order to drive forward marketing activities.
You will be planning, briefing, producing, analysing and reporting on integrated digital online marketing activities. Your role will involve producing strategic digital mark...
A new opportunity has arisen to work within an established IFA practice offering Independent Mortgage advice to clients of the practice on a self-employed basis. There are currently 7 IFAs within this practice and they require someone to come on board to pro-actively search the database for mortgag...
FMTE0911-71
Deputy Compliance Officer
Up to £70,000
London
The Company
My client, a successful Lloyd’s broker, is currently seeking to appoint a Deputy Compliance Officer to join their successful team in London.
Reporting into The Head of Group Compliance the main responsibilities will i...
My finance based client is looking for a regulatory manager to analyse, interpret and managing the implementation (where appropriate) of legal and Regulatory dictates throughout the business, undertaking internal audits to ensure compliance and advising on regulatory issues across the business. The...
A leading Financial Services company is looking to recruit experienced Compliance Staff for their growing team. If you have proven compliance experience ideally gained within the Financial Services sector, this would be a fantastic opportunity to develop your career within a supportive and professi...
An exciting opportunity waits for an experienced Data Protection Officer. Working within the Compliance department of a successful Financial Services firm, it will be your responsibility to ensure that the firm has the proper processes and governance structure in place to mitigate data privacy risk...
FMTE0911-75
Compliance Associate
Up to £30,000
Oxfordshire
The Company
Due to business growth a company specialising in share dealing are looking to appoint a Compliance Associate.
Working in a small team and reporting into The Compliance Manager the main responsibilities will include:
As...
Organisation Description My client is a leading business providing pensions advice, administration and investment management. They are looking for a FINANCIAL PLANNING ASSISTANT to provide support to the advisory team to enable quality advice to be given to clients. Job Description Source suitab...
FRH0911-72
Pensions Administrator
£25,000
Guildford
The Company
A sought after position for a Experienced Pensions Administrator has become available for our well-established and well recognised top Employee Benefit Consultancy based in Surrey.
The Role
The main purpose of the role will ...
Global Realty Director, Vice President Job ID: 22839 This role is based in London, but will also consider Luxembourg and Ireland locations. MAJOR RESPONSIBILITIES: - Develops and recommends department plans of organization and staffing. Selects and provides for the continuing development of subo...
FSA0910-37
Compliance Officer
Circa £40,000
London
The Company
A well respected Asset Management firm based in the City has an exciting opportunity for a Compliance Officer to join their Team.
The Role
Reporting into the Head of Compliance the main purpose of the role will include:
Un...
FRH0911-47
Senior Pensions Administrator
£33,000
Berkshire
The Company
A well respected and consistently growing financial services organisation
The Role
Performing all intermediary and complex pensions administration and project related tasks and responsible for your own client portfolio...
This is a challenging new role within a long established Mortgage group. Responsibilities: To execute quality assurance reviews and tests which are able to demonstrate compliance by the business with its stated policies , procedures and controls, and provide conclusions and recommendations which de...
MORTGAGE BROKER IN SUTTON Our client in Sutton provides innovative mortgage solutions for first timebuyers, the self employed, those who are seeking to re-mortgage and the buy to let market. They are experiencing an increase in business enquiries and therefore need a fully CEMAP qualified broker to...
A fantastic opportunity to work for a prestigious Stockbrokers in the City. My Client requires a Compliance Assistant/Junior Compliance Officer to assist the Compliance Manager in the monitoring of all Compliance and Regulatory matters, duties will include: q Conducting Risk-Based Monitoring and th...
We are urgently seeking an experienced Compliance Manager for our client. You will be responsible for the development, implementation and monitoring of compliance requirements under the FSA and other regulatory authorities. Experience within compliance and understanding of FSA requirements is ess...
Reporting to one of the Directors, you will already be a highly experienced technical Paraplanner dealing in the high net worth (HNW) market. With an attention to detail and the ability to work unsupervised you will be responsible for: Technical research and the preparation for client meetings At...
The Company: A leading provider of retirement benefits is continuing its expansion and had produced excellent financial results despite the recession. The Role: Our client is seeking an addition to a team that provide telephone support to customers of their annuity product range. You will be ...
The Company: A leading provider of retirement benefits is continuing its expansion and had produced excellent financial results despite the recession. The Role: Our client is seeking an addition to a team that provide telephone support to customers of their annuity product range. You will be ...
FRH0911-79
Group Risk Administrator
£25,000 Benefits
London
The Company
Leading Company with in the employee benefits industry
The Role
Responsible for providing support to a team of consultants and looking after a portfolio of clients. Where possible identify opportunities to increase t...
Financial Controller Job Specification Date: 16 November 2009 Page: 1 of 2 1.0 Background We are an entrepreneurial investment group in the minerals industry based in south Oxfordshire. 2.0 Role We are seeking to appoint a full time Financial Controller based from the company’s UK head of...
Organisation Description This life company are a leader in their field - working in over 50 countries across Europe, Asia and America, they look after over tens of millions of clients and customers. Working for this company won’t be just a job - they really look after their staff, placing great em...
BEING HELD BACK BY YOUR PRESENT EMPLOYER? WE WANT TO SPEAK TO CeMAP ADVISORS NOW My client is one of the market leaders in its field who due to an improvement shown in the property market is looking for a MORTGAGE ADVISOR/ CONSULTANT who wants to take advantage of the quality of leads being referre...
DON'T LET YOUR CeMAP GO TO WASTE? We are currently acting on a retained basis for this quality London firm who would like to speak to CeMAP (RMA) ADVISORS This first rate firm have continued to make gains in the market due clear vision and strategy within the market and due to increased market shar...
Reporting to one of the Directors, you will already be a technical Paraplanner role experienced in dealing in high net worth (HNW) market. With an attention to detail and the ability to work unsupervised you will be responsible for: Technical research and the preparation for client meetings Attendi...
FBS0911-54
Complaints Assistant – Investment Management
£35,000
London
The Company
My client is one of the largest independent private client Investment Managers in the UK. They are currently looking for an assistant Complaints Assistant to join their London based Regional Compliance team.
...
Reporting to one of the Directors, you will already be a technical Paraplanner role experienced in dealing in high net worth (HNW) market. With an attention to detail and the ability to work unsupervised you will be responsible for: Technical research and the preparation for client meetings Attendi...
FSA0911-45
Compliance Officer
Circa £30,000
Wiltshire
The Company
A well established Wealth Management Company have an exciting opportunity for a Compliance Officer to join their organisation,
The Role
The role will have oversight over all business writing to ensure compliance with reg...
Mortgage Adviser required to cover work within a small practice of IFA's. Will be provided with a large database to work from. Will also be expected to assist with developing new mortgage and protection business. Role is either employed or self employed, and therefore job description varies slightl...
Tired of being treated as a number We are looking to expand out practice of advisers. We are offering a secure future (not a network, therefore removes the risk of you being sold or treated as a number). As we are not a network you actually receive administration support included as part of the pac...
Our client is a well established and successful Wealth Management practice. Due to continued expansion our client is looking to recruit an experienced and highly technical Paraplanner to join their growing team. Responsibilities: - Technical research and preparation for client meetings - Attending...
FUND RAISER AND INVESTOR RELATIONS ROLE FOR PRIVATE EQUITY PORTFOLIO AND INVESTMENT TRUSTS A boutique investment company with an existing high pedigree team focusing on investment in UK small companies through quoted investment vehicles (investment trusts and an OEIC) and through private-equity man...
FUND RAISER AND INVESTOR RELATIONS ROLE FOR PRIVATE EQUITY PORTFOLIO AND INVESTMENT TRUSTS A boutique investment company with an existing high pedigree team focusing on investment in UK small companies through quoted investment vehicles (investment trusts and an OEIC) and through private-equity man...
FUND RAISER AND INVESTOR RELATIONS ROLE FOR PRIVATE EQUITY PORTFOLIO AND INVESTMENT TRUSTS A boutique investment company with an existing high pedigree team focusing on investment in UK small companies through quoted investment vehicles (investment trusts and an OEIC) and through private-equity man...
Our client is an established Estate Agency located in Southport in Merseyside. Due to expansion within the company they are now seeking an additional 4 Mortgage Advisers to join their team. The client prides itself on its excellent reputation within the Merseyside Region and have an excellent team o...
Our client is one of the UK's leading and most stable banking organisations and due to increase in business volumes and current expansion they are presently recruiting for several Mortgage Advisor's nationwide. This is a specialist role operating in an extremely competitive market where there are i...
Our client is one of the UK's leading and most stable banking organisations and due to increase in business volumes and current expansion they are presently recruiting for several Mortgage Advisor's nationwide. This is a specialist role operating in an extremely competitive market where there are i...
Our client is one of the UK's largest Financial Service organisations and due to continued expansion they are presently looking to recruit a field based Financial Advisor to join their growing team. Duties include advising clients on a range of financial products in their homes and will include re...
Our client is one of the UK's largest Financial Service organisations and due to continued expansion they are presently looking to recruit a field based Financial Advisor to join their growing team. Duties include advising clients on a range of financial products in their homes and will include re...
Our client is one of the leading IFA practices in the UK and as a result of continued expansion currently require several qualifed self employed IFA's to join their expanding team. Dealing with a full range of products including Investments, Pensions, Protection and Mortgages on a fully independen...
Our client is one of the UK's largest Financial Service organisations and due to continued expansion they are presently looking to recruit a field based Financial Advisor to join their growing team. Duties include advising clients on a range of financial products in their homes and will include re...
Our client is one of the UK's leading and most stable banking organisations and due to increase in business volumes and current expansion they are presently recruiting for several Mortgage Advisor's nationwide. This is a specialist role operating in an extremely competitive market where there are i...
Our client is one of the UK's largest Financial Service organisations and due to continued expansion they are presently looking to recruit a field based Financial Advisor to join their growing team. Duties include advising clients on a range of financial products in their homes and will include re...
Our client is one of the UK's leading and most stable banking organisations and due to increase in business volumes and current expansion they are presently recruiting for several Mortgage Advisor's nationwide. This is a specialist role operating in an extremely competitive market where there are i...
Our client is one of the UK's leading and most stable banking organisations and due to increase in business volumes and current expansion they are presently recruiting for several Mortgage Advisor's nationwide. This is a specialist role operating in an extremely competitive market where there are i...
Our client is a well established IFA practice based just outside of Cambridge, and as a result of continued expansion currently require several qualifed self employed IFA's to join their expanding and successful team. With access to a full range of products including Investments, Pensions, Protect...
Mortgage Adviser - Employed - Basic to £21k plus £3k car allowance plus bonus at 45% and benefits East Sussex Our client has a 60 year successful track record as an independent property and mortgage company with an enviable position in this market place. We are seeking high performing, experienced...
MORTGAGE ADVISER - Employed - Basic to £24k (includes car allowance) OTE £40k Harbourside Clifton A fantastic opportunity for a mortgage adviser with a proven track record to join one of the UK's premier independent estate agents. Our client has a 60 year successful track record as an independe...
A great opportunity has become available to join a very well established and successful Global Bank as a Business/Corporate Independent Financial Adviser This is a rare chance to gain an IFA role with a great leads flow in the Business sector You will at this stage have been in Financial Service...
A great opportunity has become available to join a very well established and successful Global Bank as a Business/Corporate Independent Financial Adviser This is a rare chance to gain an IFA role with a great leads flow in the Business sector You will at this stage have been in Financial Service...
A great opportunity has become available to join a very well established and successful Global Bank as a Business/Corporate Independent Financial Adviser This is a rare chance to gain an IFA role with a great leads flow in the Business sector You will at this stage have been in Financial Service...
The Mortgage Guru is fast growing company. We urgently require Mortgage Advisors . We provide compliance, full on going training, Management support, Luxurious office with office facilities and unlimited earning potentials for the right candidate. Due to our fast growth we find ourself short of Mor...
Mortgage Adviser - Employed - Basic to £21k plus £3k car allowance plus bonus at 45% and benefits Worcester Park | North Cheam | New Malden - Surrey Our client has a 60 year successful track record as an independent property and mortgage company with an enviable position in this market place. We ar...
Mortgage Adviser - Employed - Basic to £21k plus £3k car allowance plus bonus at 45% and benefits Orpington | Sevenoaks - Kent Our client has a 60 year successful track record as an independent property and mortgage company with an enviable position in this market place. We are seeking high perform...
FSA0910-38
Compliance
The Company
One of the largest and most respected Insurance companies in the UK has an exciting opportunity for a Compliance Monitoring Officer to join their established London based team.
Key responsibilities will include:
• Assisting in carrying out the daily mo...
FSA0909-8
Compliance Monitoring Officer
Circa £40,000
London
The Company
My client is a large and successful Insurance company with a good reputation and due to continued success and expansion they are now seeking an experience Compliance Monitoring professional to join their established Comp...
Organisation Description My client, a leading bank, has an exciting opportunity for a Cemap Qualified Mortgage Advisor to be based out of their Kendal Branch They offer a wide range of highly competitive mortgages under their famous and trusted brand. And the quality of careers they offer is ju...
Mortgage Adviser - Employed - Basic to £21k plus £3k car allowance plus bonus at 45% and benefits Balham | Putney - S.W London Our client has a 60 year successful track record as an independent property and mortgage company with an enviable position in this market place. We are seeking high perfor...
JOB PURPOSE To register clients in compliance with CD’s AML policies procedures. To maintain client’s records in accordance to CD’s data protection policy. To assist in a wide variety of compliance/administration duties to ensure CD complies with AML regulations at all times. KEY JOB FUNCTIONS fo...
Job Description My clients are the market leader in this specialist sector providing advice exclusively to the proffessional markets (medical, lawyers, dentists, teachers). This particular role is specifically dealling with teachers. The role offers exceptional opportunity along with the financi...
FSA0904-113
The Company
A well established UK based insurance company has an exciting opportunity for a Business Standards Coordinator to join their Surrey based team.
The Role
The jobholder will assist in ensuring divisional Business Standards goals are delivered, including regulatory resp...
FSA0910-34
The Company
One of the UK’s most recognised and established Financial Services organisations have an exciting opportunity for a Regulatory Trainer to join their wider Training team.
The Role
The main purpose of the role will be to work closely with the Financial Crime Unit Com...
Organisation Description A reputable and internationally recognised Financial Services organisation is looking to recruit a Marketing Compliance Consultant to join their business on an 11 month contract. Job Description You will act as an authorised Advertising Consultant and provide comprehens...
FSA0909-99
Compliance Officer
Circa £45,000
London
The Company
A well established and respected MTF have an exciting opportunity for a Compliance Officer to join their organisation. You will join a tight knit Compliance team where duties and responsibilities are shared out, under the directi...
FSA0909-48
The Company
One of the worlds largest and most established Banking organisations has an exciting opportunity for a Senior Compliance manager to join their organisation.
Key responsibilities will include:
The role of Senior Compliance Manager will cover the Banking/Savings, Cards ...
Organisation Description A reputable and internationally recognised Financial Services organisation is looking to recruit a Marketing Compliance Consultant to join their business on an 11 month contract. Job Description You will act as an authorised Advertising Consultant and provide comprehens...
FSA0907-23
Compliance Officer
£35,000
Leicestershire
One of the UK’s leading and fastest growing consultancies in its area of expertise, the provision of pension and wealth management services has an exciting opportunity for a Compliance Officer to join its organisation.
The Role
The role...
Organisation Description My Client are an Independent Financial Advisers based in the South West of England and one of the South West’s most respected chartered accountants and business advisers, and a top 50 firm nationally. You will be part of a small Sales Support and Financial Planning Admi...
Organisation Description My Client are an Independent Financial Advisers based in the South West of England and one of the South West’s most respected chartered accountants and business advisers, and a top 50 firm nationally. You will be part of a small Sales Support and Financial Planning Admi...
FUND RAISER AND INVESTOR RELATIONS ROLE FOR PRIVATE EQUITY PORTFOLIO AND INVESTMENT TRUSTS A boutique investment company with an existing high pedigree team focusing on investment in UK small companies through quoted investment vehicles (investment trusts and an OEIC) and through private-equity man...
